Managing Partner

0001843684-23-000003.txt : 20230418 0001843684-23-000003.hdr.sgml : 20230418 20230418161801 ACCESSION NUMBER: 0001843684-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230418 DATE AS OF CHANGE: 20230418 EFFECTIVENESS DATE: 20230418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Financial Advisors, LLC CENTRAL INDEX KEY: 0001843684 IRS NUMBER: 030587713 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20531 FILM NUMBER: 23827058 BUSINESS ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-284-1011 MAIL ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001843684 XXXXXXXX 03-31-2023 03-31-2023 West Financial Advisors, LLC

111 EAST GRAND AVE SUITE 412 DES MOINES IA 50309

13F HOLDINGS REPORT 028-20531 N Laura West Managing Partner 5152841011 Laura West Des Moines IA 04-18-2023 0 162 382141490 false INFORMATION TABLE 2 wfa13fq12023.xml ABSCI CORPORATION COM 00091E109 1750 1000 SH SOLE 0 0 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 1470 175 SH SOLE 0 0 0 0 ALLIANT ENERGY CORP COM 018802108 575012 10768 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL A 02079K305 207460 2000 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL C 02079K107 262080 2520 SH SOLE 0 0 0 0 AMAZON COM INC COM 023135106 33053 320 SH SOLE 0 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 10919 120 SH SOLE 0 0 0 0 AMES NATL CORP COM 031001100 16724 804 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 259640 1074 SH SOLE 0 0 0 0 APPLE INC COM 037833100 2254729 13673 SH SOLE 0 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 199150 2500 SH SOLE 0 0 0 0 ASANA INC CL A 04342Y104 2113 100 SH SOLE 0 0 0 0 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 2956 100 SH SOLE 0 0 0 0 BAXTER INTL INC COM 071813109 8112 200 SH SOLE 0 0 0 0 BEAM GLOBAL COM 07373B109 780 49 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 226020 732 SH SOLE 0 0 0 0 BEST BUY INC COM 086516101 39135 500 SH SOLE 0 0 0 0 BOEING CO COM 097023105 91983 433 SH SOLE 0 0 0 0 BP PLC SPONSORED ADR 055622104 5616 148 SH SOLE 0 0 0 0 BYRNA TECHNOLOGIES INC COM NEW 12448X201 759 100 SH SOLE 0 0 0 0 CAPITOL FED FINL INC COM 14057J101 27593 4100 SH SOLE 0 0 0 0 CARETRUST REIT INC COM 14174T107 2046 104 SH SOLE 0 0 0 0 CASEYS GEN STORES INC COM 147528103 28388 131 SH SOLE 0 0 0 0 CHEMOURS CO COM 163851108 3503 117 SH SOLE 0 0 0 0 CHEVRON CORP NEW COM 166764100 6545 40 SH SOLE 0 0 0 0 CHURCH & DWIGHT CO INC COM 171340102 159846 1808 SH SOLE 0 0 0 0 CONSOLIDATED EDISON INC COM 209115104 38460 402 SH SOLE 0 0 0 0 CORTEVA INC COM 22052L104 284242 4713 SH SOLE 0 0 0 0 CUMMINS INC COM 231021106 30099 126 SH SOLE 0 0 0 0 CVS HEALTH CORP COM 126650100 15085 203 SH SOLE 0 0 0 0 DEERE & CO COM 244199105 8253 20 SH SOLE 0 0 0 0 DIMENSIONAL ETF TRUST EMGR 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GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 463 15 SH SOLE 0 0 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 17214 247 SH SOLE 0 0 0 0 HOME DEPOT INC COM 437076102 41558 141 SH SOLE 0 0 0 0 HONEYWELL INTL INC COM 438516106 126904 664 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 43725 1250 SH SOLE 0 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1467305 9359 SH SOLE 0 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3579333 11153 SH SOLE 0 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 49278 1010 SH SOLE 0 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 94732 1895 SH SOLE 0 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 15142796 226519 SH SOLE 0 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 16881548 67483 SH SOLE 0 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 8413 87 SH SOLE 0 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 213762 520 SH SOLE 0 0 0 0 ISHARES TR HDG MSCI EAFE 46434V803 501 17 SH SOLE 0 0 0 0 ISHARES TR ISHARES BIOTECH 464287556 19116 148 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 48992 685 SH SOLE 0 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 501944 6436 SH SOLE 0 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 547773 6241 SH SOLE 0 0 0 0 ISHARES TR MSCI USA MMENTM 46432F396 418 3 SH SOLE 0 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 723906 6719 SH SOLE 0 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 59534 391 SH SOLE 0 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 72717 1040 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 72431 406 SH SOLE 0 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 31991 273 SH SOLE 0 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 13685864 130740 SH SOLE 0 0 0 0 ISHARES TR TIPS BD ETF 464287176 10950582 99325 SH SOLE 0 0 0 0 JABIL INC COM 466313103 17632 200 SH SOLE 0 0 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 1666 109 SH SOLE 0 0 0 0 KROGER CO COM 501044101 54900 1112 SH SOLE 0 0 0 0 LI-CYCLE HOLDINGS CORP COMMON SHARES 50202P105 563 100 SH SOLE 0 0 0 0 LOWES COS INC COM 548661107 51193 256 SH SOLE 0 0 0 0 LUMOS PHARMA INC COM 55028X109 2596 784 SH SOLE 0 0 0 0 MARRIOTT INTL INC NEW CL A 571903202 22416 135 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 34672 124 SH SOLE 0 0 0 0 MERCK & CO INC COM 58933Y105 136605 1284 SH SOLE 0 0 0 0 META PLATFORMS INC CL A 30303M102 206642 975 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 449304 1558 SH SOLE 0 0 0 0 NEW MTN FIN CORP COM 647551100 1313 108 SH SOLE 0 0 0 0 NIKE INC CL B 654106103 73584 600 SH SOLE 0 0 0 0 NORFOLK SOUTHN CORP COM 655844108 179352 846 SH SOLE 0 0 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P405 676 36 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 167349 1801 SH SOLE 0 0 0 0 ORGANON & CO COMMON STOCK 68622V106 2823 120 SH SOLE 0 0 0 0 OTTER TAIL CORP COM 689648103 24139 334 SH SOLE 0 0 0 0 PFIZER INC COM 717081103 24113 591 SH SOLE 0 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 22116 174 SH SOLE 0 0 0 0 PRICE T ROWE GROUP INC COM 74144T108 434327 3847 SH SOLE 0 0 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 131621 1771 SH SOLE 0 0 0 0 PROCTER AND GAMBLE CO COM 742718109 15762 106 SH SOLE 0 0 0 0 PRUDENTIAL FINL INC COM 744320102 21347 258 SH SOLE 0 0 0 0 QUALCOMM INC COM 747525103 204128 1600 SH SOLE 0 0 0 0 S & T BANCORP INC COM 783859101 8240 262 SH SOLE 0 0 0 0 SCHWAB CHARLES CORP COM 808513105 659988 12600 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 44057 1266 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 440412 9204 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 348388 4762 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1674116 28879 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1675744 16562 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1681923 20852 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1681497 11135 SH SOLE 0 0 0 0 SOFI TECHNOLOGIES INC COM 83406F102 298 49 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 4581 25 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 6424 200 SH SOLE 0 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 96119860 234788 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 15483 307 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3895 151 SH SOLE 0 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 36371 294 SH SOLE 0 0 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 705 17 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 51772 497 SH SOLE 0 0 0 0 TARGA RES CORP COM 87612G101 11016 151 SH SOLE 0 0 0 0 TARGET CORP COM 87612E106 17060 103 SH SOLE 0 0 0 0 TEMPLETON DRAGON FD INC COM 88018T101 1182 112 SH SOLE 0 0 0 0 TESLA INC COM 88160R101 121365 585 SH SOLE 0 0 0 0 TFI INTL INC COM 87241L109 18556 1784 SH SOLE 0 0 0 0 THE CIGNA GROUP COM 125523100 8944 35 SH SOLE 0 0 0 0 THE REALREAL INC COM 88339P101 504 400 SH SOLE 0 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 463754 1308 SH SOLE 0 0 0 0 UNDER ARMOUR INC CL C 904311206 103 12 SH SOLE 0 0 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 125716 857 SH SOLE 0 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 37643304 509865 SH SOLE 0 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 9169479 65403 SH SOLE 0 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1324373 5309 SH SOLE 0 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 35494 190 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 29496 220 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1349821 6400 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 9167132 110394 SH SOLE 0 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8600661 22870 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 328475 2069 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3049444 16087 SH SOLE 0 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4606257 22569 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 131394 951 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2514 47 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7719750 191083 SH SOLE 0 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 37482929 739892 SH SOLE 0 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 13739072 180232 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 9041633 58708 SH SOLE 0 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 2482657 44968 SH SOLE 0 0 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 33879276 750039 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 109087 1034 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 73680 1000 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 1119412 21379 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG US CORP BD 921910691 477532 7616 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 1239227 17281 SH SOLE 0 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 554668 3875 SH SOLE 0 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 29246 752 SH SOLE 0 0 0 0 VIATRIS INC COM 92556V106 703 73 SH SOLE 0 0 0 0 VISA INC COM CL A 92826C839 16234 72 SH SOLE 0 0 0 0 VUZIX CORP COM NEW 92921W300 414 100 SH SOLE 0 0 0 0 WALMART INC COM 931142103 167444 1136 SH SOLE 0 0 0 0 WELLS FARGO CO NEW COM 949746101 7439 199 SH SOLE 0 0 0 0 WELLTOWER INC COM 95040Q104 22941 320 SH SOLE 0 0 0 0 WHIRLPOOL CORP COM 963320106 1321 10 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 217610 2647 SH SOLE 0 0 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E303 509 13 SH SOLE 0 0 0 0 ZEVIA PBC CL A 98955K104 3850 1000 SH SOLE 0 0 0 0