Managing Partner

0000870156-22-000046.txt : 20221011 0000870156-22-000046.hdr.sgml : 20221011 20221011073145 ACCESSION NUMBER: 0000870156-22-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221011 DATE AS OF CHANGE: 20221011 EFFECTIVENESS DATE: 20221011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Financial Advisors, LLC CENTRAL INDEX KEY: 0001843684 IRS NUMBER: 030587713 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20531 FILM NUMBER: 221302348 BUSINESS ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-284-1011 MAIL ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001843684 XXXXXXXX 09-30-2022 09-30-2022 West Financial Advisors, LLC

111 EAST GRAND AVE SUITE 412 DES MOINES IA 50309

13F HOLDINGS REPORT 028-20531 N Laura West Managing Partner 515-284-1011 Laura West Des Moines IA 10-07-2022 0 185 333742 false INFORMATION TABLE 2 aci_13f.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 149 580 SH SOLE 0 0 0 AEHR TEST SYS COM 00760J108 3 200 SH SOLE 0 0 0 AFLAC INC COM 001055102 432 7691 SH SOLE 0 0 0 AIR PRODS & CHEMS INC COM 009158106 81 350 SH SOLE 0 0 0 ALLIANT ENERGY CORP COM 018802108 571 10768 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 191 2000 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 192 2000 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 39 345 SH SOLE 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 10 120 SH SOLE 0 0 0 AMES NATL CORP COM 031001100 18 804 SH SOLE 0 0 0 AMGEN INC COM 031162100 349 1549 SH SOLE 0 0 0 APPLE INC COM 037833100 2112 15281 SH SOLE 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 201 2500 SH SOLE 0 0 0 ASANA INC CL A 04342Y104 2 100 SH SOLE 0 0 0 ASPEN AEROGELS INC COM 04523Y105 1 100 SH SOLE 0 0 0 AT&T INC COM 00206R102 0 5 SH SOLE 0 0 0 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 3 100 SH SOLE 0 0 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 1 100 SH SOLE 0 0 0 BAXTER INTL INC COM 071813109 72 1345 SH SOLE 0 0 0 BEAM GLOBAL COM 07373B109 1 50 SH SOLE 0 0 0 BECTON DICKINSON & CO COM 075887109 123 550 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 70 261 SH SOLE 0 0 0 BEST BUY INC COM 086516101 52 825 SH SOLE 0 0 0 BLACKROCK INC COM 09247X101 110 200 SH SOLE 0 0 0 BOEING CO COM 097023105 52 433 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 4 148 SH SOLE 0 0 0 BYRNA TECHNOLOGIES INC COM NEW 12448X201 0 100 SH SOLE 0 0 0 CAPITOL FED FINL INC COM 14057J101 34 4100 SH SOLE 0 0 0 CARETRUST REIT INC COM 14174T107 2 101 SH SOLE 0 0 0 CASEYS GEN STORES INC COM 147528103 27 131 SH SOLE 0 0 0 CHEMOURS CO COM 163851108 3 117 SH SOLE 0 0 0 CHURCH & DWIGHT CO INC COM 171340102 142 1983 SH SOLE 0 0 0 CIGNA CORP NEW COM 125523100 10 35 SH SOLE 0 0 0 CME GROUP INC COM 12572Q105 4 25 SH SOLE 0 0 0 COCA COLA CO COM 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0 0 ISHARES INC MSCI EURZONE ETF 464286608 7 215 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 84 1895 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2418 45900 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 14301 65223 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 18 203 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 132 1660 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 226 629 SH SOLE 0 0 0 ISHARES TR EXPANDED TECH 464287515 8 30 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 127 1239 SH SOLE 0 0 0 ISHARES TR ISHARES BIOTECH 464287556 17 148 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 251 4485 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 44 1270 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 439 6559 SH SOLE 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 491 6463 SH SOLE 0 0 0 ISHARES TR MSCI USA VALUE 46432F388 5 55 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 32968 321385 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 17 80 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 53 391 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 65 1040 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 57 343 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 29 273 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 15031 146413 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 10942 104313 SH SOLE 0 0 0 JABIL INC COM 466313103 12 200 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 131 800 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 78 750 SH SOLE 0 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 2 103 SH SOLE 0 0 0 KROGER CO COM 501044101 49 1112 SH SOLE 0 0 0 LI-CYCLE HOLDINGS CORP COMMON SHARES 50202P105 1 100 SH SOLE 0 0 0 LOWES COS INC COM 548661107 193 1029 SH SOLE 0 0 0 LUMOS PHARMA INC COM 55028X109 7 784 SH SOLE 0 0 0 MARRIOTT INTL INC NEW CL A 571903202 19 135 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 142 500 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 29 124 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 81 1000 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 111 1286 SH SOLE 0 0 0 META PLATFORMS INC CL A 30303M102 132 975 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 590 2533 SH SOLE 0 0 0 NEW MTN FIN CORP COM 647551100 1 102 SH SOLE 0 0 0 NIKE INC CL B 654106103 59 715 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM 655844108 177 846 SH SOLE 0 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 1 103 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 141 2301 SH SOLE 0 0 0 ORGANON & CO COMMON STOCK 68622V106 3 120 SH SOLE 0 0 0 OTTER TAIL CORP COM 689648103 21 334 SH SOLE 0 0 0 PEPSICO INC COM 713448108 97 595 SH SOLE 0 0 0 PFIZER INC COM 717081103 26 591 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 26 174 SH SOLE 0 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 134 1862 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 83 656 SH SOLE 0 0 0 PROSHARES TR BITCOIN STRATE 74347G440 628 52336 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 11 131 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 181 1600 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 60 733 SH SOLE 0 0 0 REDFIN CORP COM 75737F108 1 100 SH SOLE 0 0 0 S & T BANCORP INC COM 783859101 8 262 SH SOLE 0 0 0 S&P GLOBAL INC COM 78409V104 56 185 SH SOLE 0 0 0 SCHWAB CHARLES CORP COM 808513105 906 12600 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 101 3593 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 84 1845 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 455 10840 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 309 4655 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 26 509 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1592 22110 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1381 20702 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1414 11675 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1410 21516 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 4 25 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5 200 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 79669 223049 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 15 38 SH SOLE 0 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 14 307 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 4 151 SH SOLE 0 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 14 189 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 80 947 SH SOLE 0 0 0 TARGA RES CORP COM 87612G101 9 151 SH SOLE 0 0 0 TARGET CORP COM 87612E106 15 103 SH SOLE 0 0 0 TESLA INC COM 88160R101 100 378 SH SOLE 0 0 0 TFS FINL CORP COM 87240R107 1 102 SH SOLE 0 0 0 THE REALREAL INC COM 88339P101 1 500 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 56 900 SH SOLE 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 333 959 SH SOLE 0 0 0 UNDER ARMOUR INC CL C 904311206 0 12 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 227 450 SH SOLE 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 32527 456012 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 8391 66012 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1559 7286 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 31 190 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 27 218 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1052 5596 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7115 88749 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5335 16250 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 299 2086 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2818 16488 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2 12 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4171 23238 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 117 949 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2 45 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3154 86440 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 15096 203236 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 9062 67050 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 3489 76234 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 33857 931164 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 109 1149 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 169 2720 SH SOLE 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 970 22325 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US CORP BD 921910691 475 8006 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 971 15428 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 484 3875 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 29 752 SH SOLE 0 0 0 VIATRIS INC COM 92556V106 1 73 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 13 72 SH SOLE 0 0 0 VUZIX CORP COM NEW 92921W300 1 100 SH SOLE 0 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 0 1 SH SOLE 0 0 0 WELLTOWER INC COM 95040Q104 21 320 SH SOLE 0 0 0 WHIRLPOOL CORP COM 963320106 1 10 SH SOLE 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 225 3625 SH SOLE 0 0 0