Managing Partner

0000870156-21-000023.txt : 20210420 0000870156-21-000023.hdr.sgml : 20210420 20210420083739 ACCESSION NUMBER: 0000870156-21-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210420 DATE AS OF CHANGE: 20210420 EFFECTIVENESS DATE: 20210420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Financial Advisors, LLC CENTRAL INDEX KEY: 0001843684 IRS NUMBER: 030587713 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20531 FILM NUMBER: 21836369 BUSINESS ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-284-1011 MAIL ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001843684 XXXXXXXX 03-31-2021 03-31-2021 West Financial Advisors, LLC

111 EAST GRAND AVE SUITE 412 DES MOINES IA 50309

13F HOLDINGS REPORT 028-20531 N Laura West Managing Partner 515-284-1011 Laura West Des Moines IA 04-19-2021 0 152 298230 false INFORMATION TABLE 2 aci_13f.xml AFLAC INC COM 001055102 392 7669 SH SOLE 0 0 0 AT&T INC COM 00206R102 0 5 SH SOLE 0 0 0 AIR PRODS & CHEMS INC COM 009158106 98 350 SH SOLE 0 0 0 ALLIANT ENERGY CORP COM 018802108 583 10768 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 207 100 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 206 100 SH SOLE 0 0 0 ALTERYX INC COM CL A 02156B103 14 170 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 14 266 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 50 16 SH SOLE 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 10 120 SH SOLE 0 0 0 AMES NATL CORP COM 031001100 21 804 SH SOLE 0 0 0 APPLE INC COM 037833100 1875 15350 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 4 148 SH SOLE 0 0 0 BAXTER INTL INC COM 071813109 97 1145 SH SOLE 0 0 0 BECTON DICKINSON & CO COM 075887109 134 550 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 386 1 SH SOLE 0 0 0 BEST BUY INC COM 086516101 33 285 SH SOLE 0 0 0 BLACKROCK INC COM 09247X101 151 200 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 41 550 SH SOLE 0 0 0 CANOPY GROWTH CORP COM 138035100 6 200 SH SOLE 0 0 0 CASEYS GEN STORES INC COM 147528103 18 85 SH SOLE 0 0 0 CHEMOURS CO COM 163851108 3 117 SH SOLE 0 0 0 CHURCH & DWIGHT INC COM 171340102 189 2163 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 2 30 SH SOLE 0 0 0 COCA COLA CO COM 191216100 40 750 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 108 2000 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 30 402 SH SOLE 0 0 0 CORTEVA INC COM 22052L104 103 2202 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 18 50 SH SOLE 0 0 0 DEERE & CO COM 244199105 25 66 SH SOLE 0 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 37 225 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 158 856 SH SOLE 0 0 0 DOLLAR GEN CORP NEW COM 256677105 101 500 SH SOLE 0 0 0 DOW INC COM 260557103 16 249 SH SOLE 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 19 249 SH SOLE 0 0 0 DYNE THERAPEUTICS INC COM 26818M108 16 999 SH SOLE 0 0 0 ECOLAB INC COM 278865100 27 125 SH SOLE 0 0 0 EVERGY INC COM 30034W106 41 681 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 32 566 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 451 1530 SH SOLE 0 0 0 GLADSTONE LD CORP COM 376549101 2 101 SH SOLE 0 0 0 GREAT WESTERN BANCORP INC COM 391416104 151 5000 SH SOLE 0 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 6 200 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 188 864 SH SOLE 0 0 0 INTEL CORP COM 458140100 64 1000 SH SOLE 0 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 22 200 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2 12 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 14217 44548 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2044 13478 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 174 3000 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 45 1250 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 5756 45868 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 207 520 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 7318 64287 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 116 2170 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 161 1239 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 340 4485 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 77 1040 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 16102 61864 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 22 146 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2 10 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 74 333 SH SOLE 0 0 0 ISHARES TR CORE S&P US VLU 464287663 3 40 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 121 1119 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 7049 65381 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 35728 307868 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 348 4557 SH SOLE 0 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 164 2770 SH SOLE 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 457 5200 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1108 15376 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 234 3634 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 2 50 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 114 750 SH SOLE 0 0 0 JABIL INC COM 466313103 10 200 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 131 800 SH SOLE 0 0 0 KROGER CO COM 501044101 103 2860 SH SOLE 0 0 0 LOWES COS INC COM 548661107 117 615 SH SOLE 0 0 0 LUMOS PHARMA INC COM 55028X109 9 784 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 178 500 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 4 20 SH SOLE 0 0 0 MERCK & CO. INC COM 58933Y105 122 1586 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 581 2465 SH SOLE 0 0 0 NIKE INC CL B 654106103 80 600 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 445 6335 SH SOLE 0 0 0 OTTER TAIL CORP COM 689648103 15 334 SH SOLE 0 0 0 PEPSICO INC COM 713448108 88 625 SH SOLE 0 0 0 PFIZER INC COM 717081103 21 591 SH SOLE 0 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 36 599 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 89 656 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 12 131 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 212 1600 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 57 733 SH SOLE 0 0 0 S & T BANCORP INC COM 783859101 9 262 SH SOLE 0 0 0 S&P GLOBAL INC COM 78409V104 71 200 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 53856 135888 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 4 25 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5 130 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2 73 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 37 313 SH SOLE 0 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 11 222 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 547 5652 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2 30 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3 26 SH SOLE 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3 107 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 354 4857 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 138 3666 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 351 6504 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 2 54 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1 28 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 42 682 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 930 27323 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 930 9451 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 898 6759 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 905 12341 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 73 664 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 79 1200 SH SOLE 0 0 0 TARGET CORP COM 87612E106 20 103 SH SOLE 0 0 0 TESLA INC COM 88160R101 34 51 SH SOLE 0 0 0 3-D SYS CORP DEL COM NEW 88554D205 1 25 SH SOLE 0 0 0 TIDAL ETF TR GOTHAM ENHNCD 886364835 2 100 SH SOLE 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 435 1025 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 34 200 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 167 450 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 16790 114153 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 6050 96493 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US CORP BD 921910691 160 2209 SH SOLE 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 895 14590 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 606 8215 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 3 30 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 990 7063 SH SOLE 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 32431 382807 SH SOLE 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 31727 646044 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 178 1764 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 142 1720 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 7 120 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13296 255440 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 11856 143710 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 29 218 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 49 530 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 356 2150 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 42 225 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 11097 62725 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 790 3074 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 106 806 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 9303 43457 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 44 753 SH SOLE 0 0 0 VIATRIS INC COM 92556V106 1 73 SH SOLE 0 0 0 WHIRLPOOL CORP COM 963320106 2 10 SH SOLE 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 551 7570 SH SOLE 0 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 21 64 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 160 580 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 118 1000 SH SOLE 0 0 0