Senior VP

0001606587-21-000375.txt : 20210323 0001606587-21-000375.hdr.sgml : 20210323 20210323160931 ACCESSION NUMBER: 0001606587-21-000375 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 EFFECTIVENESS DATE: 20210323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mach-1 Financial Group, Inc. CENTRAL INDEX KEY: 0001843358 IRS NUMBER: 832142783 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20742 FILM NUMBER: 21764892 BUSINESS ADDRESS: STREET 1: 408 NORTH WALTON BOULEVARD CITY: BENTONVILLE STATE: AR ZIP: 72712 BUSINESS PHONE: 479-876-2100 MAIL ADDRESS: STREET 1: 408 NORTH WALTON BOULEVARD CITY: BENTONVILLE STATE: AR ZIP: 72712 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001843358 XXXXXXXX 12-31-2020 12-31-2020 true 1 RESTATEMENT Mach-1 Financial Group, Inc.

408 North Walton Boulevard Bentonville AR 72712

13F COMBINATION REPORT 028-20742 0001842440 028-20895 Alpha DNA Investment Management N Matthew Walters Senior VP 479-876-2100 Matthew Walters Bentonville AR 03-22-2021 0 166 91040 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3 D SYSTEMS INC COM COM NEW 88554D205 2 210 SH SOLE NONE 0 0 210 3M COMPANY COM COM 88579Y101 7 43 SH SOLE NONE 0 0 43 ADVANCED MICRO DEVICES INC COM COM 007903107 1199 13080 SH SOLE NONE 0 0 13080 AGILENT TECHNOLOGIES INC COM COM 00846U101 5 50 SH SOLE NONE 0 0 50 ALLEGHANY CORP COM COM 017175100 143 238 SH SOLE NONE 0 0 238 ALPHABET INC COM CL C CAP STK CL C 02079K107 599 342 SH SOLE NONE 0 0 342 ALTRIA GROUP INC COM COM 02209S103 4 100 SH SOLE NONE 0 0 100 AMAZON COM INC COM COM 023135106 596 183 SH SOLE NONE 0 0 183 AMEREN CORP COM COM 023608102 642 8232 SH SOLE NONE 0 0 8232 AMERICAN FINANCIAL GROUP INC COM COM 025932104 200 2285 SH SOLE NONE 0 0 2285 ANNALY CAPITAL MANAGEMENT INC COM 035710409 18 2200 SH SOLE NONE 0 0 2200 APPLE HOSPITALITY REIT INC COM NPV COM NEW 03784Y200 143 11088 SH SOLE NONE 0 0 11088 APPLE INC COM COM 037833100 310 2342 SH SOLE NONE 0 0 2342 APPLIED MATERIALS INC COM COM 038222105 1306 15133 SH SOLE NONE 0 0 15133 ASSURED GUARANTY LTD COM COM G0585R106 6 205 SH SOLE NONE 0 0 205 ASTRAZENECA ADR SPONSORED SPONSORED ADR 046353108 11 234 SH SOLE NONE 0 0 234 AT&T INC COM COM 00206R102 63 2192 SH SOLE NONE 0 0 2192 BAIDU INC ADR SPON ADR REP A 056752108 42 198 SH SOLE NONE 0 0 198 BERKLEY (WR) CORP COM COM 084423102 438 6604 SH SOLE NONE 0 0 6604 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 107 465 SH SOLE NONE 0 0 465 BEST BUY CO INC COM COM 086516101 53 532 SH SOLE NONE 0 0 532 BLACKROCK ENH CAP & INC FD INC COM COM 09256A109 3 202 SH SOLE NONE 0 0 202 BLACKROCK ENHANCED EQY DIVIDEN COM COM 09251A104 3 400 SH SOLE NONE 0 0 400 BNY MELLON STRATEGIC MUNIS INC COM COM 05588W108 59 6963 SH SOLE NONE 0 0 6963 BP ADR SPONSORED SPONSORED ADR 055622104 20 1000 SH SOLE NONE 0 0 1000 BRISTOL-MYERS SQUIBB CO COM COM 110122108 83 1348 SH SOLE NONE 0 0 1348 BROOKDALE SENIOR LIVING INC COM COM 112463104 15 3450 SH SOLE NONE 0 0 3450 CALAMOS GLOBAL DYNAMIC INCOME COM SBI NPV COM 12811L107 3 400 SH SOLE NONE 0 0 400 CAPITAL ONE FINANCIAL CORP COM COM 14040H105 14 146 SH SOLE NONE 0 0 146 CARNIVAL CORP UNITS UNIT 99/99/9999 143658300 2 103 SH SOLE NONE 0 0 103 CHARTER COMMUNICATIONS INC COM CL A CL A 16119P108 5 8 SH SOLE NONE 0 0 8 CHIPOTLE MEXICAN GRILL COM COM 169656105 8 6 SH SOLE NONE 0 0 6 CHUBB LIMITED COM COM H1467J104 101 657 SH SOLE NONE 0 0 657 CIGNA CORPORATION COM COM 125523100 2 10 SH SOLE NONE 0 0 10 CONOCOPHILLIPS COM COM 20825C104 24 623 SH SOLE NONE 0 0 623 COSTCO WHOLESALE CORP COM COM 22160K105 1215 3225 SH SOLE NONE 0 0 3225 DELL TECHNOLOGIES INC COM CL C CL C 24703L202 1 19 SH SOLE NONE 0 0 19 DXC TECHNOLOGY COMPANY COM COM 23355L106 0 5 SH SOLE NONE 0 0 5 EASTMAN KODAK CO COM COM NEW 277461406 0 30 SH SOLE NONE 0 0 30 EATON CORPORATION PLC COM SHS G29183103 687 5723 SH SOLE NONE 0 0 5723 EATON VANCE LTD COM COM 27828H105 25 2000 SH SOLE NONE 0 0 2000 EBAY INC COM COM 278642103 6 138 SH SOLE NONE 0 0 138 EMERSON ELECTRIC CO COM COM 291011104 1258 15660 SH SOLE NONE 0 0 15660 ENBRIDGE INC COM COM 29250N105 104 3276 SH SOLE NONE 0 0 3276 ENDEAVOUR SILVER CORP COM COM 29258Y103 0 188 SH SOLE NONE 0 0 188 ENTERGY CORP COM COM 29364G103 40 401 SH SOLE NONE 0 0 401 ETSY INC COM COM 29786A106 12 68 SH SOLE NONE 0 0 68 EVEREST RE GROUP COM COM G3223R108 42 182 SH SOLE NONE 0 0 182 EXXON MOBIL CORPORATION COM COM 30231G102 29 711 SH SOLE NONE 0 0 711 FACEBOOK INC COM CL A CL A 30303M102 1207 4421 SH SOLE NONE 0 0 4421 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF FIRST TR ENH NEW 33739Q408 156 2606 SH SOLE NONE 0 0 2606 FISERV INC COM COM 337738108 9 81 SH SOLE NONE 0 0 81 FORD MOTOR CO COM COM 345370860 1 190 SH SOLE NONE 0 0 190 FREEPORT-MCMORAN INC COM CL B CL B 35671D857 83 3196 SH SOLE NONE 0 0 3196 GENERAL ELECTRIC CO COM COM 369604103 8 787 SH SOLE NONE 0 0 787 GLAXOSMITHKLINE ADR SPONSORED SPONSORED ADR 37733W105 4 114 SH SOLE NONE 0 0 114 GOLDMAN SACHS GROUP INC COM COM 38141G104 648 2460 SH SOLE NONE 0 0 2460 HALLIBURTON CO COM COM 406216101 3 184 SH SOLE NONE 0 0 184 HARLEY DAVIDSON COM COM 412822108 7 199 SH SOLE NONE 0 0 199 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 0 64 SH SOLE NONE 0 0 64 HOME DEPOT INC COM COM 437076102 1317 4958 SH SOLE NONE 0 0 4958 ILLINOIS TOOL WORKS INC COM COM 452308109 1236 6064 SH SOLE NONE 0 0 6064 INTERNATIONAL BUS MACH CORP COM COM 459200101 1 10 SH SOLE NONE 0 0 10 INVESCO ACTIVELY MANAGED EXCHA ULTRA SHRT DUR ETF ULTRA SHRT DUR 46090A887 747 14788 SH DFND 1.0 0 0 14788 INVESCO EXCHANGE TRADED FUND T 1 30 LADER TRE ETF 1 30 LADER TRE 46138E107 27 716 SH SOLE NONE 0 0 716 INVESCO EXCHANGE TRADED SELF I BULSHS 2021 HY ETF BULSHS 2021 HY 46138J809 39 1697 SH DFND 1.0 0 0 1697 INVESCO EXCHANGE TRADED SELF I BULSHS 2022 HY ETF BULSHS 2022 HY 46138J874 19 847 SH DFND 1.0 0 0 847 ISHARES TRUST 1 3 YR TREAS BD ETF 1 3 YR TREAS BD 464287457 16382 189653 SH DFND 1.0 0 0 189653 ISHARES TRUST 3 7 YR TREAS BD ETF 3 7 YR TREAS BD 464288661 167 1256 SH DFND 1.0 0 0 1256 ISHARES TRUST BARCLAYS 7 10 YR ETF BARCLAYS 7 10 YR 464287440 2 20 SH DFND 1.0 0 0 20 ISHARES TRUST MBS ETF MBS ETF 464288588 26 242 SH SOLE NONE 0 0 242 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 15 408 SH SOLE NONE 0 0 408 ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 3 22 SH SOLE NONE 0 0 22 ISHARES TRUST RUS 2000 VAL ETF RUS 2000 VAL ETF 464287630 0 5 SH SOLE NONE 0 0 5 ISHARES TRUST RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 2 22 SH SOLE NONE 0 0 22 J B HUNT TRANSPORT SERVICES IN COM COM 445658107 18 132 SH SOLE NONE 0 0 132 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ULTRA SHRT INC 46641Q837 34 678 SH SOLE NONE 0 0 678 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 3 25 SH SOLE NONE 0 0 25 KRAFT HEINZ CO COM COM 500754106 241 6954 SH SOLE NONE 0 0 6954 LINCOLN NATIONAL CORP COM COM 534187109 12 250 SH SOLE NONE 0 0 250 LOWE'S COMPANIES INC COM COM 548661107 1380 8603 SH SOLE NONE 0 0 8603 LTC PROPERTIES INC COM USD0.01 COM 502175102 3 100 SH SOLE NONE 0 0 100 LULULEMON ATHLETICA INC COM COM 550021109 596 1714 SH SOLE NONE 0 0 1714 MACY'S INC COM COM 55616P104 1 170 SH SOLE NONE 0 0 170 MARATHON OIL CORPORATION COM COM 565849106 11 1700 SH SOLE NONE 0 0 1700 MARKEL CORP COM COM 570535104 10 10 SH SOLE NONE 0 0 10 MCDONALD'S CORPORATION COM COM 580135101 2 12 SH SOLE NONE 0 0 12 MICRO FOCUS INTERNATIONAL PLC ADR SPONSORED SPON ADR NEW 594837403 0 6 SH SOLE NONE 0 0 6 MICROCHIP TECHNOLOGY COM COM 595017104 352 2550 SH SOLE NONE 0 0 2550 MICRON TECHNOLOGY INC COM COM 595112103 755 10043 SH SOLE NONE 0 0 10043 MONDELEZ INTL INC COM CL A CL A 609207105 11 200 SH SOLE NONE 0 0 200 MONOLITHIC POWER SYSTEM INC COM COM 609839105 2 8 SH SOLE NONE 0 0 8 MURPHY OIL CORP COM COM 626717102 31 2600 SH SOLE NONE 0 0 2600 NETAPP INC COM COM 64110D104 692 10456 SH SOLE NONE 0 0 10456 NETFLIX INC COM COM 64110L106 151 280 SH SOLE NONE 0 0 280 NIKOLA CORPORATION COM COM 654110105 0 40 SH SOLE NONE 0 0 40 NOVARTIS AG ADR SPONSORED SPONSORED ADR 66987V109 18 200 SH DFND 1.0 0 0 200 NUVEEN REAL ASSET INC & GROWTH COM COM 67074Y105 3 225 SH SOLE NONE 0 0 225 NVIDIA CORP COM COM 67066G104 1122 2149 SH SOLE NONE 0 0 2149 NXP SEMICONDUCTORS N V COM COM N6596X109 1240 7803 SH SOLE NONE 0 0 7803 OCCIDENTAL PETROLEUM CORP COM COM 674599105 5 300 SH SOLE NONE 0 0 300 OCCIDENTAL PETROLEUM CORP WARRANT *W EXP 08/03/202 674599162 0 37 SH SOLE NONE 0 0 37 OGE ENERGY CORP COM COM 670837103 3 100 SH SOLE NONE 0 0 100 OKTA INC COM CL A CL A 679295105 3 12 SH SOLE NONE 0 0 12 ORACLE CORP COM COM 68389X105 22 345 SH DFND 1.0 0 0 345 OVINTIV INC COM COM 69047Q102 14 1000 SH SOLE NONE 0 0 1000 PALO ALTO NETWORKS INC COM COM 697435105 419 1181 SH SOLE NONE 0 0 1181 PARKER-HANNIFIN CORP COM COM 701094104 1145 4206 SH SOLE NONE 0 0 4206 PAYPAL HOLDINGS INC COM COM 70450Y103 2 12 SH SOLE NONE 0 0 12 PELOTON INTERACTIVE INC COM CL A CL A COM 70614W100 3 26 SH SOLE NONE 0 0 26 PERSPECTA INC COM COM 715347100 0 2 SH SOLE NONE 0 0 2 PFIZER INC COM COM 717081103 37 1016 SH SOLE NONE 0 0 1016 PIMCO ETF TRUST ENHANCED SHT MATURITY ACTIV ENHAN SHRT MA AC 72201R833 630 6176 SH DFND 1.0 0 0 6176 PIMCO HIGH INCOME FUND COM SHS COM SHS 722014107 41 6830 SH SOLE NONE 0 0 6830 PROSHARES TRUST ULTRAPRO QQQ ETF ULTRAPRO QQQ 74347X831 11 66 SH SOLE NONE 0 0 66 QORVO INC COM COM 74736K101 392 2358 SH SOLE NONE 0 0 2358 QUALCOMM INC COM COM 747525103 1217 7990 SH SOLE NONE 0 0 7990 RENAISSANCERE HOLDINGS LTD COM COM G7496G103 10 66 SH SOLE NONE 0 0 66 RINGCENTRAL INC COM CL A CL A 76680R206 1214 3204 SH SOLE NONE 0 0 3204 ROKU INC COM CL A COM CL A 77543R102 356 1074 SH SOLE NONE 0 0 1074 SALESFORCE.COM INC COM COM 79466L302 645 2902 SH SOLE NONE 0 0 2902 SANOFI ADR SPONSORED SPONSORED ADR 80105N105 14 300 SH DFND 1.0 0 0 300 SCHWAB (CHARLES) CORP COM COM 808513105 23 450 SH SOLE NONE 0 0 450 SEAGEN INC COM COM 81181C104 334 1912 SH SOLE NONE 0 0 1912 SERVICENOW INC COM COM 81762P102 320 582 SH SOLE NONE 0 0 582 SHOPIFY INC COM CL A CL A 82509L107 827 731 SH SOLE NONE 0 0 731 SKYWORKS SOLUTIONS INC COM COM 83088M102 1227 8031 SH SOLE NONE 0 0 8031 SNAP INC COM CL A CL A 83304A106 1353 27031 SH SOLE NONE 0 0 27031 SNOWFLAKE INC COM CL A CL A 833445109 28 102 SH SOLE NONE 0 0 102 SOUTHWESTERN ENERGY CO COM COM 845467109 0 12 SH SOLE NONE 0 0 12 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 44 120 SH DFND 1.0 0 0 120 SPDR SERIES TRUST BLOOMBERG SRT TR ETF BLOOMBERG SRT TR 78468R408 509 18913 SH DFND 1.0 0 0 18913 SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 10 260 SH SOLE NONE 0 0 260 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW 78464A409 14560 263355 SH SOLE NONE 0 0 263355 SPDR SERIES TRUST S&P 600 SMCP GRW ETF S&P 600 SMCP GRW 78464A201 8 111 SH SOLE NONE 0 0 111 SPDR SERIES TRUST S&P 600 SMCP VAL ETF S&P 600 SMCP VAL 78464A300 7 108 SH SOLE NONE 0 0 108 SQUARE INC COM CL A CL A 852234103 1180 5425 SH SOLE NONE 0 0 5425 SSGA ACTIVE ETF TR BLACKSTONE / GSO SR LN ETF BLKSTN GSOSRLN 78467V608 13763 301507 SH DFND 1.0 0 0 301507 STANLEY BLACK & DECKER INC COM COM 854502101 2 16 SH SOLE NONE 0 0 16 SUNOPTA INC COM COM 8676EP108 94 8100 SH SOLE NONE 0 0 8100 SUPERIOR INDS INTL COM COM 868168105 68 16846 SH SOLE NONE 0 0 16846 TARGET CORP COM COM 87612E106 4 28 SH SOLE NONE 0 0 28 TELADOC HEALTH INC COM COM 87918A105 653 3270 SH SOLE NONE 0 0 3270 TERADYNE INC COM COM 880770102 16 136 SH SOLE NONE 0 0 136 TESLA INC COM COM 88160R101 433 615 SH SOLE NONE 0 0 615 TEXAS INSTRUMENTS INC COM COM 882508104 1256 7656 SH SOLE NONE 0 0 7656 TRACTOR SUPPLY CO COM COM 892356106 1210 8610 SH SOLE NONE 0 0 8610 TRANE TECHNOLOGIES PLC COM SHS G8994E103 1190 8199 SH SOLE NONE 0 0 8199 TRAVELERS COMPANIES INC COM COM 89417E109 363 2587 SH SOLE NONE 0 0 2587 TWILIO INC COM CL A CL A 90138F102 1161 3431 SH SOLE NONE 0 0 3431 TWITTER INC COM COM 90184L102 1250 23099 SH SOLE NONE 0 0 23099 TYSON FOODS INC COM CL A CL A 902494103 59 917 SH SOLE NONE 0 0 917 UNILEVER PLC ADR SPONSORED SPON ADR NEW 904767704 9 165 SH DFND 1.0 0 0 165 UNION PACIFIC CORP COM COM 907818108 20 100 SH DFND 1.0 0 0 100 UNIVERSAL INSURANCE INC COM COM 91359V107 10 662 SH SOLE NONE 0 0 662 US BANCORP COM COM NEW 902973304 827 17755 SH SOLE NONE 0 0 17755 VISA INC COM CL A COM CL A 92826C839 42 193 SH SOLE NONE 0 0 193 WABTEC CORP COM COM 929740108 0 4 SH SOLE NONE 0 0 4 WALMART INC COM COM 931142103 2952 20483 SH SOLE NONE 0 0 20483 WALT DISNEY COMPANY COM 254687106 0 2 SH SOLE NONE 0 0 2 WASTE MANAGEMENT INC COM COM 94106L109 11 100 SH SOLE NONE 0 0 100 WAYFAIR INC COM CL A CL A 94419L101 7 34 SH SOLE NONE 0 0 34 WISDOMTREE TRUST CBOE S&P 500 ETF CBOE S&P 500 97717X560 3 131 SH DFND 1.0 0 0 131 YUM CHINA HOLDINGS INC COM COM 98850P109 4 84 SH SOLE NONE 0 0 84 ZIMMER BIOMET HOLDINGS INC COM COM 98956P102 0 5 SH SOLE NONE 0 0 5 ZOOM VIDEO COMMUNICATIONS INC COM CL A CL A 98980L101 568 1685 SH SOLE NONE 0 0 1685