0001843309-23-000009.txt : 20231010 0001843309-23-000009.hdr.sgml : 20231010 20231010123939 ACCESSION NUMBER: 0001843309-23-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 EFFECTIVENESS DATE: 20231010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAK FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001843309 IRS NUMBER: 841403901 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20532 FILM NUMBER: 231317017 BUSINESS ADDRESS: STREET 1: 155 SOUTH MADISON STREET STREET 2: SUITE 210 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3033162799 MAIL ADDRESS: STREET 1: 155 SOUTH MADISON STREET STREET 2: SUITE 210 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001843309 XXXXXXXX 09-30-2023 09-30-2023 PEAK FINANCIAL ADVISORS LLC

155 SOUTH MADISON STREET SUITE 210 DENVER CO 80209

13F HOLDINGS REPORT 028-20532 N LORRAINE E. HAVERLEY (303) 316-2799 LORRAINE E. HAVERLEY DENVER CO 10-10-2023 0 52 99764716 false INFORMATION TABLE 2 peak13fxmlQ32023.xml ALTRIA GROUP INC COM 02209S103 379712 9030 SH SOLE 0 0 0 9030 AMAZON COM INC COM 023135106 2427356 19095 SH SOLE 0 0 0 19095 AMERICAN TOWER CORP NEW COM 03027X100 324624 1974 SH SOLE 0 0 0 1974 APPLE INC COM 037833100 2396255 13996 SH SOLE 0 0 0 13996 AT&T INC COM 00206R102 354908 23629 SH SOLE 0 0 0 23629 CANADIAN NAT RES LTD COM 136385101 2363171 36542 SH SOLE 0 0 0 36542 COMCAST CORP NEW CL A 20030N101 358711 8090 SH SOLE 0 0 0 8090 COMPASS DIVERSIFIED SH BEN INT 20451Q104 370276 19727 SH SOLE 0 0 0 19727 COSTCO WHSL CORP NEW COM 22160K105 2235547 3957 SH SOLE 0 0 0 3957 ENBRIDGE INC COM 29250N105 348263 10493 SH SOLE 0 0 0 10493 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 307313 7441 SH SOLE 0 0 0 7441 GENERAL MLS INC COM 370334104 219678 3433 SH SOLE 0 0 0 3433 GILEAD SCIENCES INC COM 375558103 286496 3823 SH SOLE 0 0 0 3823 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 2454583 90776 SH SOLE 0 0 0 90776 HEALTHCARE RLTY TR CL A COM 42226K105 316272 20712 SH SOLE 0 0 0 20712 HEICO CORP NEW CL A 422806208 211533 1637 SH SOLE 0 0 0 1637 ILLINOIS TOOL WKS INC COM 452308109 364811 1584 SH SOLE 0 0 0 1584 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 367641 2494 SH SOLE 0 0 0 2494 ISHARES INC MSCI EMRG CHN 46434G764 539609 10829 SH SOLE 0 0 0 10829 ISHARES TR RUS 1000 GRW ETF 464287614 264926 996 SH SOLE 0 0 0 996 ISHARES TR LATN AMER 40 ETF 464287390 1585078 62014 SH SOLE 0 0 0 62014 ISHARES TR MSCI INDIA ETF 46429B598 5277215 119340 SH SOLE 0 0 0 119340 J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 46641Q217 5356187 106612 SH SOLE 0 0 0 106612 KINDER MORGAN INC DEL COM 49456B101 352640 21269 SH SOLE 0 0 0 21269 LIFESTANCE HEALTH GROUP INC COM 53228F101 1985980 289080 SH SOLE 0 0 0 289080 MICROSOFT CORP COM 594918104 298384 945 SH SOLE 0 0 0 945 MOELIS & CO CL A 60786M105 345245 7650 SH SOLE 0 0 0 7650 MONOLITHIC PWR SYS INC COM 609839105 220836 478 SH SOLE 0 0 0 478 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 328668 10355 SH SOLE 0 0 0 10355 NNN REIT INC COM 637417106 305514 8645 SH SOLE 0 0 0 8645 PHYSICIANS RLTY TR COM 71943U104 339991 27891 SH SOLE 0 0 0 27891 ROCKWELL AUTOMATION INC COM 773903109 2278384 7970 SH SOLE 0 0 0 7970 SELECT SECTOR SPDR TR ENERGY 81369Y506 5248767 58068 SH SOLE 0 0 0 58068 SELECT SECTOR SPDR TR INDL 81369Y704 252943 2495 SH SOLE 0 0 0 2495 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 917352 5596 SH SOLE 0 0 0 5596 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 580163 8848 SH SOLE 0 0 0 8848 SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 82889N657 9862573 451583 SH SOLE 0 0 0 451583 SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 82889N632 12107777 486647 SH SOLE 0 0 0 486647 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 4291216 190636 SH SOLE 0 0 0 190636 SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 82889N699 5825365 211447 SH SOLE 0 0 0 211447 SONO TEK CORP COM 835483108 75800 14521 SH SOLE 0 0 0 14521 SPDR SER TR PORTFOLIO LN TSR 78464A664 4433216 169530 SH SOLE 0 0 0 169530 SPDR SER TR PORTFOLIO S&P500 78464A854 415298 8263 SH SOLE 0 0 0 8263 SPDR SER TR PORTFOLIO AGRGTE 78464A649 212050 8712 SH SOLE 0 0 0 8712 SPDR SER TR PORTFLI HIGH YLD 78468R606 270901 12083 SH SOLE 0 0 0 12083 SSR MINING IN COM 784730103 438171 32970 SH SOLE 0 0 0 32970 STAG INDL INC COM 85254J102 292817 8485 SH SOLE 0 0 0 8485 THERMO FISHER SCIENTIFIC INC COM 883556102 207530 410 SH SOLE 0 0 0 410 UNION PAC CORP COM 907818108 214219 1052 SH SOLE 0 0 0 1052 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 2932429 38666 SH SOLE 0 0 0 38666 VICI PPTYS INC COM 925652109 295772 10164 SH SOLE 0 0 0 10164 WORLD GOLD TR SPDR GLD MINIS 98149E303 8073412 220224 SH SOLE 0 0 0 220224