0001843309-21-000009.txt : 20211012 0001843309-21-000009.hdr.sgml : 20211012 20211012164718 ACCESSION NUMBER: 0001843309-21-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAK FINANCIAL ADVISORS LLC CENTRAL INDEX KEY: 0001843309 IRS NUMBER: 841403901 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20532 FILM NUMBER: 211319068 BUSINESS ADDRESS: STREET 1: 50 SOUTH STEELE STREET STREET 2: SUITE 815 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3033162799 MAIL ADDRESS: STREET 1: 50 SOUTH STEELE STREET STREET 2: SUITE 815 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001843309 XXXXXXXX 09-30-2021 09-30-2021 PEAK FINANCIAL ADVISORS LLC

50 SOUTH STEELE STREET SUITE 815 DENVER CO 80209

13F HOLDINGS REPORT 028-20532 N Lorraine E Haverley (303) 316-2799 Lorraine E Haverley Denver CO 10-12-2021 0 68 120407104 false INFORMATION TABLE 2 peak13fxmlQ32021.xml ISHARES TR RUS 1000 GRW ETF 464287614 400 1461 SH SOLE 0 0 0 1461 AMAZON COM INC COM 023135106 2914 887 SH SOLE 0 0 0 887 IRON MTN INC NEW COM 46284V101 3271 75283 SH SOLE 0 0 0 75283 ALTRIA GROUP INC COM 02209S103 400 8797 SH SOLE 0 0 0 8797 PFIZER INC COM 717081103 482 11218 SH SOLE 0 0 0 11218 MICROSOFT CORP COM 594918104 221 785 SH SOLE 0 0 0 785 ISHARES INC MSCI SWEDEN ETF 464286756 275 6126 SH SOLE 0 0 0 6126 ISHARES INC MSCI CDA ETF 464286509 3067 84490 SH SOLE 0 0 0 84490 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2559 20100 SH SOLE 0 0 0 20100 ISHARES INC MSCI TAIWAN ETF 46434G772 2914 46996 SH SOLE 0 0 0 46996 ISHARES INC MSCI MEXICO ETF 464286822 1836 38046 SH SOLE 0 0 0 38046 ISHARES INC MSCI AUSTRIA ETF 464286202 234 9425 SH SOLE 0 0 0 9425 ISHARES INC MSCI SWITZERLAND 464286749 350 7504 SH SOLE 0 0 0 7504 CAPITAL ONE FINL CORP COM 14040H105 2563 15827 SH SOLE 0 0 0 15827 QUEST DIAGNOSTICS INC COM 74834L100 1833 12614 SH SOLE 0 0 0 12614 FISERV INC COM 337738108 1859 17130 SH SOLE 0 0 0 17130 ALBEMARLE CORP COM 012653101 2001 9139 SH SOLE 0 0 0 9139 APPLE INC COM 037833100 803 5678 SH SOLE 0 0 0 5678 PUBLIC STORAGE COM 74460D109 594 2000 SH SOLE 0 0 0 2000 INTERPUBLIC GROUP COS INC COM 460690100 456 12429 SH SOLE 0 0 0 12429 ANNALY CAPITAL MANAGEMENT IN COM 035710409 459 54456 SH SOLE 0 0 0 54456 VALERO ENERGY CORP COM 91913Y100 321 4554 SH SOLE 0 0 0 4554 THOR INDS INC COM 885160101 2103 17130 SH SOLE 0 0 0 17130 SSR MNG INC COM 784730103 542 37220 SH SOLE 0 0 0 37220 ROCKWELL AUTOMATION INC COM 773903109 2401 8164 SH SOLE 0 0 0 8164 APOLLO INVT CORP COM NEW 03761U502 134 10312 SH SOLE 0 0 0 10312 EQUITY RESIDENTIAL SH BEN INT 29476L107 377 4658 SH SOLE 0 0 0 4658 AMN HEALTHCARE SVCS INC COM 001744101 3198 27866 SH SOLE 0 0 0 27866 CANADIAN NAT RES LTD COM 136385101 3316 90753 SH SOLE 0 0 0 90753 GILDAN ACTIVEWEAR INC COM 375916103 2091 57277 SH SOLE 0 0 0 57277 BUCKLE INC COM 118440106 391 9872 SH SOLE 0 0 0 9872 ENCORE CAP GROUP INC COM 292554102 1983 40245 SH SOLE 0 0 0 40245 THERMO FISHER SCIENTIFIC INC COM 883556102 256 448 SH SOLE 0 0 0 448 OVERSTOCK COM INC DEL COM 690370101 1143 14665 SH SOLE 0 0 0 14665 SUNOPTA INC COM 8676EP108 379 42396 SH SOLE 0 0 0 42396 ENBRIDGE INC COM 29250N105 351 8820 SH SOLE 0 0 0 8820 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 240 8878 SH SOLE 0 0 0 8878 COMPASS DIVERSIFIED SH BEN INT 20451Q104 537 19055 SH SOLE 0 0 0 19055 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 7655 169018 SH SOLE 0 0 0 169018 VANGUARD WORLD FD MEGA GRWTH IND 921910816 4110 17504 SH SOLE 0 0 0 17504 ISHARES INC MSCI ISRAEL ETF 464286632 308 4306 SH SOLE 0 0 0 4306 SPDR SER TR PORTFOLIO S&P500 78464A854 261 5164 SH SOLE 0 0 0 5164 OAKTREE SPECIALTY LENDING CO COM 67401P108 140 19821 SH SOLE 0 0 0 19821 SONO TEK CORP COM 835483108 82 20100 SH SOLE 0 0 0 20100 ISHARES TR MSCI ACWI ETF 464288257 839 8392 SH SOLE 0 0 0 8392 BROADCOM INC COM 11135F101 468 966 SH SOLE 0 0 0 966 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 418 10060 SH SOLE 0 0 0 10060 TESLA INC COM 88160R101 470 606 SH SOLE 0 0 0 606 SCHWAB STRATEGIC TR US TIPS ETF 808524870 9855 157484 SH SOLE 0 0 0 157484 VANECK ETF TRUST RARE EARTH/STRTG 92189H805 2139 20726 SH SOLE 0 0 0 20726 INVESCO EXCH TRADED FD TR II KBW PREM YIELD 46138E594 281 12160 SH SOLE 0 0 0 12160 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 9151 445513 SH SOLE 0 0 0 445513 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 6921 150388 SH SOLE 0 0 0 150388 ISHARES TR MSCI DENMARK ETF 46429B523 278 2592 SH SOLE 0 0 0 2592 AMERICAN HOMES 4 RENT CL A 02665T306 1727 45302 SH SOLE 0 0 0 45302 MOELIS & CO CL A 60786M105 637 10296 SH SOLE 0 0 0 10296 CITIZENS FINL GROUP INC COM 174610105 441 9396 SH SOLE 0 0 0 9396 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 2303 29503 SH SOLE 0 0 0 29503 ARK ETF TR INNOVATION ETF 00214Q104 316 2857 SH SOLE 0 0 0 2857 ARK ETF TR GENOMIC REV ETF 00214Q302 1291 17276 SH SOLE 0 0 0 17276 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 7538 358099 SH SOLE 0 0 0 358099 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 2120 47684 SH SOLE 0 0 0 47684 ISHARES TR MSCI SAUDI ARBIA 46434V423 340 8132 SH SOLE 0 0 0 8132 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 613 9172 SH SOLE 0 0 0 9172 ADVISORSHARES TR PURE US CANNABIS 00768Y453 1595 50553 SH SOLE 0 0 0 50553 SNOWFLAKE INC CL A 833445109 1244 4115 SH SOLE 0 0 0 4115 BLADE AIR MOBILITY INC CL A COM 092667104 418 40159 SH SOLE 0 0 0 40159 PURECYCLE TECHNOLOGIES INC COM 74623V103 495 37269 SH SOLE 0 0 0 37269