EX-99.(D)(3)(II) 4 ex99-d3ii.htm ADDENDUM TO SUB-ADVISORY AGREEMENT WITH HERITAGE CAPITAL ADVISORS, LLC
 

Tactical Investment Series Trust 485BPOS

Exhibit 99(d)(3)(ii)

 

ADDENDUM TO SUB-ADVISORY AGREEMENT

 

This Addendum to the Sub-Advisory Agreement dated August 23, 2021 (the “Agreement”) is made and entered into as of January 3, 2022, by and between Tactical Fund Advisors, LLC (the “Adviser”), and Heritage Capital Advisors. (the “Sub-Adviser”).

 

Effective with this Addendum, the TFA Quantitative Fund is added to the schedule of funds that Heritage Capital Advisors is an authorized sub-adviser to, as indicated in the following amended Exhibit A.

 

 

Exhibit A

 

Compensation

 

NAME OF FUND

ANNUAL ADVISORY FEE AS A % OF

AVERAGE NET ASSETS OF THE FUND

TFA Tactical Income Fund 30 bps
Tactical Moderate Allocation Fund 30 bps
Tactical Growth Allocation Fund 30 bps
TFA AlphaGen Growth Fund 30 bps
TFA Quantitative Fund 30 bps

 

 

 

 

IN WITNESS WHEREOF, the Parties hereto have caused this Addendum to be executed by their officers designated below effective January 3, 2022.

 

  ADVISER: Tactical Fund Advisors, LLC
  By: /s/ Drew Horter
  Name: Drew Horter
  Title: President
   
  SUB-ADVISER: Heritage Capital Advisors
  By: /s/ David Moenning
  Name: David Moenning
  Title: Chief Investment Officer