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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 3, 2023

 

 

Silver Spike Investment Corp.

(Exact name of Registrant as Specified in Its Charter)

 

 

Maryland 001-40564 86-2872887
(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)  

 

600 Madison Avenue, Suite 1800  
New York, New York 10022
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (212) 905-4923

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

  

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.01 par value per share SSIC The Nasdaq Stock Market LLC

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 
 

Item 2.02 Results of Operations and Financial Condition.

 

On May 3, 2023, Silver Spike Investment Corp. (“SSIC”) issued a press release announcing that it will (i) report its financial results for the quarter ended March 31, 2023 after market close on Thursday, May 11, 2023, and (ii) discuss those financial results in an earnings conference call and webcast at 8:00 a.m. Eastern Time on Friday, May 12, 2023. This press release is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 8.01 Other Events.

 

On May 8, 2023, SSIC issued a press release announcing that it led and participated in the $35 million initial close of a senior secured credit facility to Dreamfields Brands, Inc. This press release is included as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.

 

 
 

Item 9.01.

 

Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit

Description

Description
99.1  

Press Release, dated May 3, 2023.

99.2  

Press Release, dated May 8, 2023.

104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Silver Spike Investment Corp.
May 8, 2023  
   
  By: /s/ Umesh Mahajan
  Name: Umesh Mahajan
  Title: Chief Financial Officer