0001606587-22-001159.txt : 20220513 0001606587-22-001159.hdr.sgml : 20220513 20220513151539 ACCESSION NUMBER: 0001606587-22-001159 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha DNA Investment Management LLC CENTRAL INDEX KEY: 0001842440 IRS NUMBER: 300971119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20895 FILM NUMBER: 22922154 BUSINESS ADDRESS: STREET 1: 8860 COLUMBIA 100 PARKWAY STREET 2: SUITE 301 CITY: COLUMBIA STATE: MD ZIP: 21045 BUSINESS PHONE: 443-288-6444 MAIL ADDRESS: STREET 1: 8860 COLUMBIA 100 PARKWAY STREET 2: SUITE 301 CITY: COLUMBIA STATE: MD ZIP: 21045 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001842440 XXXXXXXX 03-31-2022 03-31-2022 false Alpha DNA Investment Management LLC
8860 COLUMBIA 100 PARKWAY SUITE 301 COLUMBIA MD 21045
13F COMBINATION REPORT 028-20895 0001848433 028-21108 Coppell Advisory Solutions LLC 0001551727 028-14993 MacroView Investment Management LLC 0001843358 028-20742 Mach-1 Financial Group, LLC N
Wayne Ferbert Chief Compliance Officer 443-288-6444 Wayne Ferbert Columbia MD 05-13-2022 2 222 142404 false 1 0001843358 028-20742 Mach-1 Financial Group, LLC 2 0001425930 028-19677 AdvisorShares Investments LLC
INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED MICRO DEVICES COM 007903107 576 5275 SH OTR 2.0 5275 0 0 Advanced Micro Devices COM 007903107 768 7032 SH OTR 1.0 0 0 7032 AdvisorShares Alpha DNA Equity Sentiment ETF ALPHA DNA EQUITY 00768Y420 1328 55508 SH SOLE None 55508 0 0 Albertsons Companies Inc COMMON STOCK 013091103 846 25462 SH OTR 1.0 0 0 25462 ALBERTSONS COS INC CLASS A COMMON STOCK 013091103 628 18893 SH OTR 2.0 18893 0 0 ALLY FINANCIAL INC COM 02005N100 629 14469 SH OTR 2.0 14469 0 0 Ally Financial Inc COM 02005N100 607 13981 SH OTR 1.0 0 0 13981 ALPHA OMEGA SEMICONDUCTOR SHS G6331P104 538 9858 SH OTR 2.0 9858 0 0 Alpha Omega Semiconductor Lt SHS G6331P104 513 9401 SH OTR 1.0 0 0 9401 Alphabet Inc Class C CAP STK CL C 02079K107 365 131 SH OTR 1.0 0 0 131 ALPHABET INCCL C CAP STK CL C 02079K107 620 222 SH OTR 2.0 222 0 0 ANALOG DEVICES INC COM 032654105 628 3803 SH OTR 2.0 3803 0 0 Analog Devices Inc COM 032654105 791 4793 SH OTR 1.0 0 0 4793 APPLE INC COM 037833100 627 3591 SH OTR 2.0 3591 0 0 Apple Inc COM 037833100 1579 9043 SH SOLE None 9043 0 0 Apple Inc COM 037833100 860 4929 SH OTR 1.0 0 0 4929 ARES CAPITAL CORP COM 04010L103 633 30236 SH OTR 2.0 30236 0 0 Ares Capital Corp COM 04010L103 535 25541 SH OTR 1.0 0 0 25541 ARISTA NETWORKS INC COM 040413106 633 4557 SH OTR 2.0 4557 0 0 Arista Networks Inc COM 040413106 776 5585 SH OTR 1.0 0 0 5585 ATLAS AIR WORLDWIDE HOLDINGS COM NEW 049164205 613 7099 SH OTR 2.0 7099 0 0 Atlas Air Worldwide Holdings Inc COM NEW 049164205 587 6801 SH OTR 1.0 0 0 6801 AUTOZONE INC COM 053332102 637 312 SH OTR 2.0 312 0 0 AutoZone Inc COM 053332102 400 196 SH OTR 1.0 0 0 196 Axcelis Tech Inc COM NEW 054540208 587 7777 SH OTR 1.0 0 0 7777 AXCELIS TECHNOLOGIES INC COM NEW 054540208 617 8181 SH OTR 2.0 8181 0 0 BROADCOM INC COM 11135F101 632 1004 SH OTR 2.0 1004 0 0 Broadcom Inc COM 11135F101 845 1343 SH OTR 1.0 0 0 1343 BUILDERS FIRSTSOURCE INC COM 12008R107 592 9179 SH OTR 2.0 9179 0 0 Builders FirstSource Inc COM 12008R107 564 8749 SH OTR 1.0 0 0 8749 CBOE GLOBAL MARKETS INC COM 12503M108 637 5575 SH OTR 2.0 5575 0 0 CBOE Global Markets Inc COM 12503M108 548 4796 SH OTR 1.0 0 0 4796 CENTENNIAL RESOURCE DEVELOA CL A 15136A102 613 75984 SH OTR 2.0 75984 0 0 Centennial Resource Development Inc Cl A CL A 15136A102 565 70037 SH OTR 1.0 0 0 70037 Charles Schwab Corp COM 808513105 206 2449 SH SOLE None 2449 0 0 CHEVRON CORP COM 166764100 615 3781 SH OTR 2.0 3781 0 0 Chevron Corp COM 166764100 870 5344 SH OTR 1.0 0 0 5344 CITY HOLDING CO COM 177835105 628 7987 SH OTR 2.0 7987 0 0 City Holding Co COM 177835105 605 7690 SH OTR 1.0 0 0 7690 CLOUDFLARE INC CLASS A CL A COM 18915M107 598 5003 SH OTR 2.0 5003 0 0 Cloudflare Inc Com Cl A CL A COM 18915M107 743 6215 SH OTR 1.0 0 0 6215 COSTCO WHOLESALE CORP COM 22160K105 646 1123 SH OTR 2.0 1123 0 0 Costco Wholesale Corp COM 22160K105 796 1383 SH OTR 1.0 0 0 1383 CROSS COUNTRY HEALTHCARE INC COM 227483104 630 29106 SH OTR 2.0 29106 0 0 Cross Country Healthcare Inc COM 227483104 557 25745 SH OTR 1.0 0 0 25745 Crowdstrike Hldgs Inc Cl A CL A 22788C105 795 3503 SH OTR 1.0 0 0 3503 CROWDSTRIKE HOLDINGS INC A CL A 22788C105 642 2831 SH OTR 2.0 2831 0 0 CVS HEALTH CORP COM 126650100 592 5853 SH OTR 2.0 5853 0 0 CVS Health Corp COM 126650100 862 8523 SH OTR 1.0 0 0 8523 DICKS SPORTING GOODS INC COM 253393102 593 5931 SH OTR 2.0 5931 0 0 Dicks Sporting Goods Inc COM 253393102 523 5231 SH OTR 1.0 0 0 5231 DIODES INC COM 254543101 600 6905 SH OTR 2.0 6905 0 0 Diodes Inc COM 254543101 569 6550 SH OTR 1.0 0 0 6550 DOW INC COM 260557103 626 9832 SH OTR 2.0 9832 0 0 Dow Inc COM 260557103 808 12684 SH OTR 1.0 0 0 12684 EAGLE BULK SHIPPING INC COM Y2187A150 651 9567 SH OTR 2.0 9567 0 0 Eagle Bulk Shipping Inc COM Y2187A150 584 8585 SH OTR 1.0 0 0 8585 Elastic N V ORD SHS N14506104 595 6690 SH OTR 1.0 0 0 6690 ELASTIC NV ORD SHS N14506104 626 7047 SH OTR 2.0 7047 0 0 ENDAVA PLC SPON ADR ADS 29260V105 633 4760 SH OTR 2.0 4760 0 0 Endava Plc Spon Ads Each Rep 1 Ord Shs Cl A ADS 29260V105 554 4167 SH OTR 1.0 0 0 4167 ENOVA INTERNATIONAL INC COM 29357K103 629 16581 SH OTR 2.0 16581 0 0 Enova International Inc COM 29357K103 575 15167 SH OTR 1.0 0 0 15167 ENTERPRISE FINANCIAL SERVICE COM 293712105 619 13092 SH OTR 2.0 13092 0 0 Enterprise Financial Services Corporation COM 293712105 600 12685 SH OTR 1.0 0 0 12685 EOG RESOURCES INC COM 26875P101 617 5181 SH OTR 2.0 5181 0 0 EOG Resources Inc COM 26875P101 815 6839 SH OTR 1.0 0 0 6839 EVERI HOLDINGS INC COM 30034T103 616 29372 SH OTR 2.0 29372 0 0 Everi Holdings Inc COM 30034T103 563 26836 SH OTR 1.0 0 0 26836 EXXON MOBIL CORP COM 30231G102 625 7576 SH OTR 2.0 7576 0 0 Exxon Mobil Corporation COM 30231G102 797 9660 SH OTR 1.0 0 0 9660 FASTENAL CO COM 311900104 644 10857 SH OTR 2.0 10857 0 0 Fastenal Company COM 311900104 869 14638 SH OTR 1.0 0 0 14638 First Bancorp COM 318910106 565 13550 SH OTR 1.0 0 0 13550 FIRST BANCORPNC COM 318910106 620 14860 SH OTR 2.0 14860 0 0 Freshworks Inc Class A Com CLASS A COM 358054104 496 27726 SH OTR 1.0 0 0 27726 FRESHWORKS INCCL A CLASS A COM 358054104 551 30793 SH OTR 2.0 30793 0 0 Genco Shipping Trading SHS Y2685T131 613 25954 SH OTR 1.0 0 0 25954 GENCO SHIPPING TRADING LTD SHS Y2685T131 626 26522 SH OTR 2.0 26522 0 0 GIII Apparel Group COM 36237H101 511 18922 SH OTR 1.0 0 0 18922 GIII APPAREL GROUP LTD COM 36237H101 624 23086 SH OTR 2.0 23086 0 0 Gitlab Inc CLASS A COM 37637K108 560 10301 SH OTR 1.0 0 0 10301 GITLAB INCCL A CLASS A COM 37637K108 649 11937 SH OTR 2.0 11937 0 0 GMS INC COM 36251C103 632 12701 SH OTR 2.0 12701 0 0 GMS Inc COM 36251C103 604 12136 SH OTR 1.0 0 0 12136 HOLOGIC INC COM 436440101 637 8299 SH OTR 2.0 8299 0 0 Hologic Inc COM 436440101 830 10812 SH OTR 1.0 0 0 10812 Hub Group Inc CL A 443320106 512 6636 SH OTR 1.0 0 0 6636 HUB GROUP INCCL A CL A 443320106 603 7821 SH OTR 2.0 7821 0 0 HUNTSMAN CORP COM 447011107 625 16667 SH OTR 2.0 16667 0 0 Huntsman Corp COM 447011107 606 16178 SH OTR 1.0 0 0 16178 IMPINJ INC COM 453204109 642 10113 SH OTR 2.0 10113 0 0 Impinj Inc Com COM 453204109 567 8936 SH OTR 1.0 0 0 8936 iShares Core SP 500 CORE S&P500 ETF 464287200 747 1648 SH SOLE None 1648 0 0 iShares ESG Aware MSCI USA ETF ESG AWR MSCI USA 46435G425 476 4706 SH SOLE None 4706 0 0 iShares MSCI EAFE Value EAFE VALUE ETF 464288877 207 4124 SH SOLE None 4124 0 0 IWM US 061722 P192 RUSSELL 2000 ETF 464287655 1091 2141 SH OTR 2.0 2141 0 0 KEYCORP COM 493267108 606 27089 SH OTR 2.0 27089 0 0 Keycorp Inc COM 493267108 812 36301 SH OTR 1.0 0 0 36301 KNIGHTSWIFT TRANSPORTATION CL A 499049104 598 11868 SH OTR 2.0 11868 0 0 KnightSwift Transportation Holdings Inc CL A 499049104 514 10206 SH OTR 1.0 0 0 10206 LANDSTAR SYSTEM INC COM 515098101 616 4086 SH OTR 2.0 4086 0 0 Landstar System Inc COM 515098101 530 3516 SH OTR 1.0 0 0 3516 LATTICE SEMICONDUCTOR CORP COM 518415104 613 10072 SH OTR 2.0 10072 0 0 Lattice Semiconductor Corp COM 518415104 582 9552 SH OTR 1.0 0 0 9552 LCI INDUSTRIES COM 50189K103 636 6128 SH OTR 2.0 6128 0 0 Lci Industries Inc COM 50189K103 605 5828 SH OTR 1.0 0 0 5828 LIVE OAK BANCSHARES INC COM 53803X105 613 12059 SH OTR 2.0 12059 0 0 Live Oak Bancshares Inc COM 53803X105 593 11655 SH OTR 1.0 0 0 11655 LIVENT CORP COM 53814L108 656 25191 SH OTR 2.0 25191 0 0 Livent Corp COM 53814L108 607 23306 SH OTR 1.0 0 0 23306 Lowes Companies Inc COM 548661107 627 3103 SH OTR 1.0 0 0 3103 LOWES COS INC COM 548661107 601 2976 SH OTR 2.0 2976 0 0 Magnolia Oil Gas Corp CL A 559663109 592 25072 SH OTR 1.0 0 0 25072 MAGNOLIA OIL GAS CORP A CL A 559663109 602 25493 SH OTR 2.0 25493 0 0 MARATHON OIL CORP COM 565849106 623 24827 SH OTR 2.0 24827 0 0 Marathon Oil Corp COM 565849106 831 33126 SH OTR 1.0 0 0 33126 MARVELL TECHNOLOGY INC COM 573874104 614 8569 SH OTR 2.0 8569 0 0 Marvell Technology Inc COM 573874104 764 10664 SH OTR 1.0 0 0 10664 MAXLINEAR INC COM 57776J100 600 10294 SH OTR 2.0 10294 0 0 Maxlinear Inc COM 57776J100 535 9173 SH OTR 1.0 0 0 9173 MICROCHIP TECHNOLOGY INC COM 595017104 619 8245 SH OTR 2.0 8245 0 0 Microchip Technology Inc COM 595017104 804 10706 SH OTR 1.0 0 0 10706 Microsoft Corp COM 594918104 627 2034 SH SOLE None 2034 0 0 Monolithic Power Systems COM 609839105 514 1060 SH OTR 1.0 0 0 1060 MONOLITHIC POWER SYSTEMS INC COM 609839105 624 1285 SH OTR 2.0 1285 0 0 Newmark Group Inc Com Cl A CL A 65158N102 624 39204 SH OTR 1.0 0 0 39204 NEWMARK GROUP INCCLASS A CL A 65158N102 637 40067 SH OTR 2.0 40067 0 0 NVIDIA CORP COM 67066G104 615 2255 SH OTR 2.0 2255 0 0 NVIDIA Corp COM 67066G104 760 2788 SH OTR 1.0 0 0 2788 NXP SEMICONDUCTORS NV COM N6596X109 625 3380 SH OTR 2.0 3380 0 0 NXP Semiconductors NV COM N6596X109 756 4089 SH OTR 1.0 0 0 4089 O Reilly Automotive Inc COM 67103H107 663 969 SH OTR 1.0 0 0 969 OCCIDENTAL PETROLEUM CORP COM 674599105 627 11062 SH OTR 2.0 11062 0 0 Occidental Petroleum Corp COM 674599105 831 14650 SH OTR 1.0 0 0 14650 Olaplex Hldgs Inc COM 679369108 605 38737 SH OTR 1.0 0 0 38737 OLAPLEX HOLDINGS INC COM 679369108 621 39775 SH OTR 2.0 39775 0 0 ON SEMICONDUCTOR COM 682189105 609 9727 SH OTR 2.0 9727 0 0 ON Semiconductor Corp COM 682189105 792 12655 SH OTR 1.0 0 0 12655 ONTO INNOVATION INC COM 683344105 625 7203 SH OTR 2.0 7203 0 0 ONTO Innovation Inc COM 683344105 528 6082 SH OTR 1.0 0 0 6082 OREILLY AUTOMOTIVE INC COM 67103H107 626 915 SH OTR 2.0 915 0 0 OWENS CORNING COM 690742101 607 6641 SH OTR 2.0 6641 0 0 Owens Corning COM 690742101 533 5829 SH OTR 1.0 0 0 5829 OXFORD INDUSTRIES INC COM 691497309 625 6913 SH OTR 2.0 6913 0 0 Oxford Industries Inc COM 691497309 539 5966 SH OTR 1.0 0 0 5966 PACWEST BANCORP COM 695263103 606 14073 SH OTR 2.0 14073 0 0 Pacwest Bancorp COM 695263103 499 11582 SH OTR 1.0 0 0 11582 PATTERSONUTI ENERGY INC COM 703481101 647 41858 SH OTR 2.0 41858 0 0 PattersonUTI Energy Inc COM 703481101 606 39174 SH OTR 1.0 0 0 39174 PERION NETWORK LTD SHS NEW M78673114 633 28172 SH OTR 2.0 28172 0 0 Perion Network Ltd SHS NEW M78673114 572 25455 SH OTR 1.0 0 0 25455 POWER INTEGRATIONS INC COM 739276103 609 6580 SH OTR 2.0 6580 0 0 Power Integrations Inc COM 739276103 552 5966 SH OTR 1.0 0 0 5966 Put IWM 61722 192 RUSSELL 2000 ETF 464287655 82 15800 SH SOLE None 15800 0 0 Put IWM 61722 192 RUSSELL 2000 ETF 464287655 1384 264800 SH Put OTR 1.0 0 0 264800 Put SPY 71522 415 TR UNIT 78462F103 260 27100 SH Put OTR 1.0 0 0 27100 QUALCOMM INC COM 747525103 616 4034 SH OTR 2.0 4034 0 0 Qualcomm Incorporated COM 747525103 771 5047 SH OTR 1.0 0 0 5047 REVOLVE GROUP INC CL A 76156B107 619 11542 SH OTR 2.0 11542 0 0 Revolve Group Inc CL A 76156B107 561 10453 SH OTR 1.0 0 0 10453 Ringcentral Inc CL A 76680R206 526 4491 SH OTR 1.0 0 0 4491 RINGCENTRAL INCCLASS A CL A 76680R206 620 5293 SH OTR 2.0 5293 0 0 RPC INC COM 749660106 624 58539 SH OTR 2.0 58539 0 0 RPC Inc COM 749660106 625 58595 SH OTR 1.0 0 0 58595 SAIA INC COM 78709Y105 580 2381 SH OTR 2.0 2381 0 0 Saia Inc COM 78709Y105 350 1437 SH OTR 1.0 0 0 1437 Schneider National Inc Com Cl B CL B 80689H102 517 20302 SH OTR 1.0 0 0 20302 SCHNEIDER NATIONAL INCCL B CL B 80689H102 612 24037 SH OTR 2.0 24037 0 0 SEMTECH CORP COM 816850101 623 8990 SH OTR 2.0 8990 0 0 Semtech Corp COM 816850101 603 8697 SH OTR 1.0 0 0 8697 SIGNATURE BANK COM 82669G104 615 2097 SH OTR 2.0 2097 0 0 Signature BK NY COM 82669G104 639 2180 SH OTR 1.0 0 0 2180 SKYLINE CHAMPION CORP COM 830830105 605 11031 SH OTR 2.0 11031 0 0 Skyline Champion Corp COM 830830105 550 10022 SH OTR 1.0 0 0 10022 SM ENERGY CO COM 78454L100 591 15186 SH OTR 2.0 15186 0 0 SM Energy Company COM 78454L100 581 14919 SH OTR 1.0 0 0 14919 Smart Global Hldgs Inc Shs SHS G8232Y101 607 23536 SH OTR 1.0 0 0 23536 SMART GLOBAL HOLDINGS INC SHS G8232Y101 629 24368 SH OTR 2.0 24368 0 0 SPDR SP 500 Growth ETF PRTFLO S&P500 GW 78464A409 3171 47894 SH OTR 1.0 0 0 47894 SPDR SP 500 Growth ETF PRTFLO S&P500 GW 78464A409 260 3934 SH SOLE None 0 0 3934 SPDR SP 500 Trust TR UNIT 78462F103 1182 2619 SH SOLE None 2619 0 0 SPY US 071522 P415 TR UNIT 78462F103 296 329 SH OTR 2.0 329 0 0 SYNAPTICS INC COM 87157D109 571 2867 SH OTR 2.0 2867 0 0 Synaptics Inc COM 87157D109 530 2659 SH OTR 1.0 0 0 2659 TEXAS INSTRUMENTS INC COM 882508104 626 3416 SH OTR 2.0 3416 0 0 Texas Instruments Inc COM 882508104 860 4690 SH OTR 1.0 0 0 4690 THOR INDUSTRIES INC COM 885160101 612 7778 SH OTR 2.0 7778 0 0 Thor Industries Inc COM 885160101 585 7438 SH OTR 1.0 0 0 7438 TOWNE BANK COM 89214P109 625 20887 SH OTR 2.0 20887 0 0 Townebank Portsmouth VA COM 89214P109 609 20372 SH OTR 1.0 0 0 20372 Tractor Supply Co COM 892356106 841 3604 SH OTR 1.0 0 0 3604 TRACTOR SUPPLY COMPANY COM 892356106 637 2732 SH OTR 2.0 2732 0 0 TRIUMPH GROUP INC COM 896818101 615 24345 SH OTR 2.0 24345 0 0 Triumph Group Inc COM 896818101 522 20680 SH OTR 1.0 0 0 20680 ULTA BEAUTY INC COM 90384S303 638 1603 SH OTR 2.0 1603 0 0 Ulta Beauty Inc COM 90384S303 837 2104 SH OTR 1.0 0 0 2104 Union Pacific Corp COM 907818108 546 2000 SH SOLE None 2000 0 0 Upstart Hldgs Inc Com COM 91680M107 605 5554 SH OTR 1.0 0 0 5554 UPSTART HOLDINGS INC COM 91680M107 641 5883 SH OTR 2.0 5883 0 0 VAIL RESORTS INC COM 91879Q109 636 2445 SH OTR 2.0 2445 0 0 Vail Resorts Inc COM 91879Q109 575 2212 SH OTR 1.0 0 0 2212 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 609 20616 SH OTR 2.0 20616 0 0 Viper Energy Partners LP COM UNT RP INT 92763M105 595 20142 SH OTR 1.0 0 0 20142 W.W. Grainger Inc COM 384802104 610 1184 SH OTR 1.0 0 0 1184 WELLS FARGO CO COM 949746101 591 12214 SH OTR 2.0 12214 0 0 Wells Fargo Co COM 949746101 740 15277 SH OTR 1.0 0 0 15277 WESCO INTERNATIONAL INC COM 95082P105 628 4832 SH OTR 2.0 4832 0 0 WESCO International Inc COM 95082P105 570 4387 SH OTR 1.0 0 0 4387 WEX INC COM 96208T104 644 3613 SH OTR 2.0 3613 0 0 Wex Inc COM 96208T104 568 3188 SH OTR 1.0 0 0 3188 WILLIAMSSONOMA INC COM 969904101 622 4295 SH OTR 2.0 4295 0 0 WilliamsSonoma Inc COM 969904101 585 4039 SH OTR 1.0 0 0 4039 WINNEBAGO INDUSTRIES COM 974637100 649 12030 SH OTR 2.0 12030 0 0 Winnebago Industries Inc COM 974637100 629 11655 SH OTR 1.0 0 0 11655 WOLFSPEED INC COM 977852102 620 5454 SH OTR 2.0 5454 0 0 Wolfspeed Inc COM 977852102 631 5545 SH OTR 1.0 0 0 5545 WW GRAINGER INC COM 384802104 633 1228 SH OTR 2.0 1228 0 0 XENCOR INC COM 98401F105 609 22855 SH OTR 2.0 22855 0 0 Xencor Inc COM 98401F105 595 22323 SH OTR 1.0 0 0 22323 ZIONS BANCORP NA COM 989701107 595 9081 SH OTR 2.0 9081 0 0 Zions Bancorp NA COM 989701107 514 7851 SH OTR 1.0 0 0 7851