0001606587-22-000472.txt : 20220211
0001606587-22-000472.hdr.sgml : 20220211
20220211092229
ACCESSION NUMBER: 0001606587-22-000472
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
EFFECTIVENESS DATE: 20220211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpha DNA Investment Management LLC
CENTRAL INDEX KEY: 0001842440
IRS NUMBER: 300971119
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20895
FILM NUMBER: 22617094
BUSINESS ADDRESS:
STREET 1: 8860 COLUMBIA 100 PARKWAY
STREET 2: SUITE 301
CITY: COLUMBIA
STATE: MD
ZIP: 21045
BUSINESS PHONE: 443-288-6444
MAIL ADDRESS:
STREET 1: 8860 COLUMBIA 100 PARKWAY
STREET 2: SUITE 301
CITY: COLUMBIA
STATE: MD
ZIP: 21045
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001842440
XXXXXXXX
12-31-2021
12-31-2021
false
Alpha DNA Investment Management LLC
8860 Columbia 100 Parkway
Suite 301
Columbia
MD
21045
13F COMBINATION REPORT
028-20895
0001848433
028-21108
Coppell Advisory Solutions LLC
0001843358
028-20742
Mach-1 Financial Group, Inc.
0001551727
028-14993
MacroView Investment Management LLC
N
Wayne Ferbert
Chief Compliance Officer
443-288-6444
Wayne Ferbert
Columbia
MD
02-09-2022
2
198
158452
false
1
0001843358
028-20742
Mach-1 Financial Group, Inc.
2
0001425930
028-19677
AdvisorShares Investments LLC
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
Advanced Micro Devices
COM
007903107
1125
7823
SH
OTR
1.0
0
0
7823
ADVANCED MICRO DEVICES
COM
007903107
758
5271
SH
OTR
2.0
5271
0
0
AdvisorShares Alpha DNA Equity Sentiment ETF
ALPHA DNA EQUITY
00768Y420
1207
43708
SH
SOLE
None
43708
0
0
Albertsons Companies Inc
COMMON STOCK
013091103
725
24025
SH
OTR
1.0
0
0
24025
ALBERTSONS COS INC CLASS A
COMMON STOCK
013091103
838
27765
SH
OTR
2.0
27765
0
0
Alector Inc
COM
014442107
644
31220
SH
OTR
1.0
0
0
31220
ALECTOR INC
COM
014442107
735
35632
SH
OTR
2.0
35632
0
0
Alpha Omega Semiconductor Lt
SHS
G6331P104
720
11895
SH
OTR
1.0
0
0
11895
ALPHA OMEGA SEMICONDUCTOR
SHS
G6331P104
816
13479
SH
OTR
2.0
13479
0
0
ALPHABET INC CL C
CAP STK CL C
02079K107
804
278
SH
OTR
2.0
278
0
0
Alphabet Inc Class C
CAP STK CL C
02079K107
601
208
SH
OTR
1.0
0
0
208
Ambarella Inc
SHS
G037AX101
738
3639
SH
OTR
1.0
0
0
3639
AMBARELLA INC
SHS
G037AX101
794
3917
SH
OTR
2.0
3917
0
0
Ametek Inc
COM
031100100
1041
7085
SH
OTR
1.0
0
0
7085
AMETEK INC
COM
031100100
825
5615
SH
OTR
2.0
5615
0
0
Apple Inc
COM
037833100
1613
9084
SH
SOLE
None
9084
0
0
Arista Networks Inc
COM
040413106
1104
7685
SH
OTR
1.0
0
0
7685
ARISTA NETWORKS INC
COM
040413106
795
5535
SH
OTR
2.0
5535
0
0
Axcelis Tech Inc
COM NEW
054540208
797
10698
SH
OTR
1.0
0
0
10698
AXCELIS TECHNOLOGIES INC
COM NEW
054540208
841
11292
SH
OTR
2.0
11292
0
0
Bigcommerce Holdings Inc
COM SER 1
08975P108
685
19382
SH
OTR
1.0
0
0
19382
BIGCOMMERCE HOLDINGS SER 1
COM SER 1
08975P108
765
21633
SH
OTR
2.0
21633
0
0
BJ S WHOLESALE CLUB HOLDINGS
COM
05550J101
849
12686
SH
OTR
2.0
12686
0
0
BJS Wholesale Club Hldgs Inc
COM
05550J101
772
11528
SH
OTR
1.0
0
0
11528
BLACK KNIGHT INC
COM
09215C105
834
10069
SH
OTR
2.0
10069
0
0
Black Knight Inc Com
COM
09215C105
761
9184
SH
OTR
1.0
0
0
9184
Blueprint Medicines Corp
COM
09627Y109
748
6991
SH
OTR
1.0
0
0
6991
BLUEPRINT MEDICINES CORP
COM
09627Y109
799
7468
SH
OTR
2.0
7468
0
0
BOOT BARN HOLDINGS INC
COM
099406100
818
6655
SH
OTR
2.0
6655
0
0
Boot Barn Holdings Inc.
COM
099406100
679
5524
SH
OTR
1.0
0
0
5524
Box Inc
CL A
10316T104
718
27423
SH
OTR
1.0
0
0
27423
BOX INC CLASS A
CL A
10316T104
778
29739
SH
OTR
2.0
29739
0
0
Broadcom Inc
COM
11135F101
1009
1517
SH
OTR
1.0
0
0
1517
BROADCOM INC
COM
11135F101
810
1218
SH
OTR
2.0
1218
0
0
Calix Inc
COM
13100M509
814
10185
SH
OTR
1.0
0
0
10185
CALIX INC
COM
13100M509
951
11893
SH
OTR
2.0
11893
0
0
Camping World Holdings Inc
CL A
13462K109
777
19247
SH
OTR
1.0
0
0
19247
CAMPING WORLD HOLDINGS INC A
CL A
13462K109
838
20747
SH
OTR
2.0
20747
0
0
Charles Schwab Corp
COM
808513105
266
3173
SH
SOLE
None
3173
0
0
Charles Schwab Corp
COM
808513105
1164
13848
SH
OTR
1.0
0
0
13848
CHILDREN S PLACE INC THE
COM
168905107
815
10289
SH
OTR
2.0
10289
0
0
Childrens Place Inc
COM
168905107
652
8231
SH
OTR
1.0
0
0
8231
CONFLUENT INC CLASS A
CLASS A COM
20717M103
815
10690
SH
OTR
2.0
10690
0
0
Confluent Inc Com
CLASS A COM
20717M103
732
9609
SH
OTR
1.0
0
0
9609
Costco Wholesale Corp
COM
22160K105
1098
1934
SH
OTR
1.0
0
0
1934
COSTCO WHOLESALE CORP
COM
22160K105
824
1453
SH
OTR
2.0
1453
0
0
COUPA SOFTWARE INC
COM
22266L106
804
5089
SH
OTR
2.0
5089
0
0
Coupa Software Inc Com
COM
22266L106
640
4052
SH
OTR
1.0
0
0
4052
Criteo S.A Ads Each Repr 1 Ord Spons
SPONS ADS
226718104
724
18651
SH
OTR
1.0
0
0
18651
CRITEO SA SPON ADR
SPONS ADS
226718104
846
21789
SH
OTR
2.0
21789
0
0
Cross Country Healthcare Inc
COM
227483104
750
27029
SH
OTR
1.0
0
0
27029
CROSS COUNTRY HEALTHCARE INC
COM
227483104
764
27551
SH
OTR
2.0
27551
0
0
Crowdstrike Hldgs Inc Cl A
CL A
22788C105
1048
5121
SH
OTR
1.0
0
0
5121
CROWDSTRIKE HOLDINGS INC A
CL A
22788C105
810
3958
SH
OTR
2.0
3958
0
0
Datto Holding Corp
COM
23821D100
745
28304
SH
OTR
1.0
0
0
28304
DATTO HOLDING CORP
COM
23821D100
805
30571
SH
OTR
2.0
30571
0
0
DICK S SPORTING GOODS INC
COM
253393102
877
7630
SH
OTR
2.0
7630
0
0
Dicks Sporting Goods Inc
COM
253393102
756
6577
SH
OTR
1.0
0
0
6577
Diodes Inc
COM
254543101
706
6431
SH
OTR
1.0
0
0
6431
DIODES INC
COM
254543101
805
7332
SH
OTR
2.0
7332
0
0
Dynavax Technologies Corp
COM NEW
268158201
694
49365
SH
OTR
1.0
0
0
49365
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
795
56545
SH
OTR
2.0
56545
0
0
Everi Holdings Inc
COM
30034T103
705
33051
SH
OTR
1.0
0
0
33051
EVERI HOLDINGS INC
COM
30034T103
808
37856
SH
OTR
2.0
37856
0
0
EVOLENT HEALTH INC A
CL A
30050B101
838
30311
SH
OTR
2.0
30311
0
0
Evolent Health Inc Cl A
CL A
30050B101
742
26850
SH
OTR
1.0
0
0
26850
Exlservice Holdings Inc
COM
302081104
748
5169
SH
OTR
1.0
0
0
5169
EXLSERVICE HOLDINGS INC
COM
302081104
826
5710
SH
OTR
2.0
5710
0
0
FASTENAL CO
COM
311900104
831
12979
SH
OTR
2.0
12979
0
0
Fastenal Company
COM
311900104
1071
16734
SH
OTR
1.0
0
0
16734
Fortinet Inc
COM
34959E109
1120
3118
SH
OTR
1.0
0
0
3118
FORTINET INC
COM
34959E109
809
2251
SH
OTR
2.0
2251
0
0
G III Apparel Group
COM
36237H101
760
27510
SH
OTR
1.0
0
0
27510
G III APPAREL GROUP LTD
COM
36237H101
820
29674
SH
OTR
2.0
29674
0
0
GLOBANT SA
COM
L44385109
829
2641
SH
OTR
2.0
2641
0
0
Globant SA Com
COM
L44385109
809
2577
SH
OTR
1.0
0
0
2577
Home Depot Inc
COM
437076102
1096
2641
SH
OTR
1.0
0
0
2641
HOME DEPOT INC
COM
437076102
842
2031
SH
OTR
2.0
2031
0
0
Hubspot Inc
COM
443573100
1075
1631
SH
OTR
1.0
0
0
1631
HUBSPOT INC
COM
443573100
792
1203
SH
OTR
2.0
1203
0
0
IAA Inc
COM
449253103
707
13975
SH
OTR
1.0
0
0
13975
IAA INC
COM
449253103
821
16220
SH
OTR
2.0
16220
0
0
Immunogen Inc
COM
45253H101
714
96278
SH
OTR
1.0
0
0
96278
IMMUNOGEN INC
COM
45253H101
816
110054
SH
OTR
2.0
110054
0
0
Immunogen Inc
COM
45253H101
79
10715
SH
SOLE
None
0
0
10715
Ionis Pharmaceuticals Inc
COM
462222100
739
24310
SH
OTR
1.0
0
0
24310
IONIS PHARMACEUTICALS INC
COM
462222100
800
26304
SH
OTR
2.0
26304
0
0
iShares Core S P 500
CORE S&P500 ETF
464287200
589
1236
SH
SOLE
None
1236
0
0
iShares ESG Aware MSCI USA ETF
ESG AWR MSCI USA
46435G425
489
4539
SH
SOLE
None
4539
0
0
iShares MSCI EAFE Growth ETF
EAFE GRWTH ETF
464288885
213
1938
SH
SOLE
None
1938
0
0
IWM US 03 18 22 P205
RUSSELL 2000 ETF
464287655
422
110800
SH
Put
OTR
2.0
110800
0
0
IWM US 03 18 22 P206
RUSSELL 2000 ETF
464287655
412
103300
SH
Put
OTR
2.0
103300
0
0
Kohls Corp
COM
500255104
699
14165
SH
OTR
1.0
0
0
14165
KOHLS CORP
COM
500255104
797
16146
SH
OTR
2.0
16146
0
0
Lattice Semiconductor Corp
COM
518415104
727
9436
SH
OTR
1.0
0
0
9436
LATTICE SEMICONDUCTOR CORP
COM
518415104
786
10212
SH
OTR
2.0
10212
0
0
Lithia Motors Inc
COM
536797103
723
2435
SH
OTR
1.0
0
0
2435
LITHIA MOTORS INC
COM
536797103
824
2776
SH
OTR
2.0
2776
0
0
Madden Steven Ltd
COM
556269108
676
14566
SH
OTR
1.0
0
0
14566
Maxlinear Inc
COM
57776J100
799
10606
SH
OTR
1.0
0
0
10606
MAXLINEAR INC
COM
57776J100
808
10719
SH
OTR
2.0
10719
0
0
McDonald s Corporation
COM
580135101
1059
3951
SH
OTR
1.0
0
0
3951
MCDONALD S CORP
COM
580135101
820
3061
SH
OTR
2.0
3061
0
0
Microchip Technology Inc
COM
595017104
1030
11839
SH
OTR
1.0
0
0
11839
MICROCHIP TECHNOLOGY INC
COM
595017104
806
9266
SH
OTR
2.0
9266
0
0
Microsoft Corp
COM
594918104
718
2136
SH
SOLE
None
2136
0
0
Microsoft Corp
COM
594918104
1094
3254
SH
OTR
1.0
0
0
3254
MICROSOFT CORP
COM
594918104
808
2403
SH
OTR
2.0
2403
0
0
Mimecast Ltd
ORD SHS
G14838109
679
8539
SH
OTR
1.0
0
0
8539
MIMECAST LTD
ORD SHS
G14838109
816
10256
SH
OTR
2.0
10256
0
0
Monday Com Ltd
SHS
M7S64H106
614
1989
SH
OTR
1.0
0
0
1989
MONDAY.COM LTD
SHS
M7S64H106
821
2662
SH
OTR
2.0
2662
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
824
21696
SH
OTR
2.0
21696
0
0
nVent Electric PLC Shs
SHS
G6700G107
733
19314
SH
OTR
1.0
0
0
19314
NVIDIA Corp
COM
67066G104
1021
3474
SH
OTR
1.0
0
0
3474
NVIDIA CORP
COM
67066G104
777
2643
SH
OTR
2.0
2643
0
0
NXP Semiconductors NV
COM
N6596X109
1037
4553
SH
OTR
1.0
0
0
4553
NXP SEMICONDUCTORS NV
COM
N6596X109
801
3519
SH
OTR
2.0
3519
0
0
OKTA INC
CL A
679295105
809
3611
SH
OTR
2.0
3611
0
0
Okta Inc Com Cl A
CL A
679295105
1047
4672
SH
OTR
1.0
0
0
4672
ONTO Innovation Inc
COM
683344105
734
7252
SH
OTR
1.0
0
0
7252
ONTO INNOVATION INC
COM
683344105
809
7997
SH
OTR
2.0
7997
0
0
Oxford Industries Inc
COM
691497309
771
7599
SH
OTR
1.0
0
0
7599
OXFORD INDUSTRIES INC
COM
691497309
844
8315
SH
OTR
2.0
8315
0
0
Perficient Inc
COM
71375U101
643
4976
SH
OTR
1.0
0
0
4976
PERFICIENT INC
COM
71375U101
782
6052
SH
OTR
2.0
6052
0
0
Perion Network Ltd
SHS NEW
M78673114
682
28376
SH
OTR
1.0
0
0
28376
PERION NETWORK LTD
SHS NEW
M78673114
788
32791
SH
OTR
2.0
32791
0
0
PUBMATIC INC CLASS A
COM CL A
74467Q103
809
23786
SH
OTR
2.0
23786
0
0
Pubmatic Inc Com Cl A
COM CL A
74467Q103
608
17863
SH
OTR
1.0
0
0
17863
PURE STORAGE INC CLASS A
CL A
74624M102
781
23995
SH
OTR
2.0
23995
0
0
Pure Storage Inc Com Cl A
CL A
74624M102
759
23331
SH
OTR
1.0
0
0
23331
Put IWM 3 18 22 207
RUSSELL 2000 ETF
464287655
72
17300
SH
Put
SOLE
None
17300
0
0
Put IWM 3 18 22 207
RUSSELL 2000 ETF
464287655
1107
265600
SH
Put
OTR
1.0
0
0
265600
Put SPY 4 14 22 425
TR UNIT
78462F103
169
26400
SH
Put
OTR
1.0
0
0
26400
QUALCOMM INC
COM
747525103
805
4405
SH
OTR
2.0
4405
0
0
Qualcomm Incorporated
COM
747525103
1028
5625
SH
OTR
1.0
0
0
5625
Red Rock Resorts
CL A
75700L108
778
14149
SH
OTR
1.0
0
0
14149
RED ROCK RESORTS INC CLASS A
CL A
75700L108
843
15334
SH
OTR
2.0
15334
0
0
Ringcentral Inc
CL A
76680R206
670
3580
SH
OTR
1.0
0
0
3580
RINGCENTRAL INC CLASS A
CL A
76680R206
797
4259
SH
OTR
2.0
4259
0
0
Sarepta Therapeutics Inc
COM
803607100
762
8468
SH
OTR
1.0
0
0
8468
SAREPTA THERAPEUTICS INC
COM
803607100
815
9054
SH
OTR
2.0
9054
0
0
SCHWAB CHARLES CORP
COM
808513105
804
9570
SH
OTR
2.0
9570
0
0
Seagate Technology
ORD SHS
G7997R103
1078
9542
SH
OTR
1.0
0
0
9542
SEAGATE TECHNOLOGY HOLDINGS
ORD SHS
G7997R103
817
7235
SH
OTR
2.0
7235
0
0
Semtech Corp
COM
816850101
747
8403
SH
OTR
1.0
0
0
8403
SEMTECH CORP
COM
816850101
814
9154
SH
OTR
2.0
9154
0
0
SILICON MOTION TECHNOL ADR
SPONSORED ADR
82706C108
824
8679
SH
OTR
2.0
8679
0
0
Silicon Motion Technology Corp
SPONSORED ADR
82706C108
776
8170
SH
OTR
1.0
0
0
8170
Skyline Champion Corp
COM
830830105
689
8736
SH
OTR
1.0
0
0
8736
SKYLINE CHAMPION CORP
COM
830830105
823
10426
SH
OTR
2.0
10426
0
0
Snap on Incorporated
COM
833034101
730
3391
SH
OTR
1.0
0
0
3391
SNAP ON INC
COM
833034101
831
3860
SH
OTR
2.0
3860
0
0
Snowflake Inc A
CL A
833445109
981
2896
SH
OTR
1.0
0
0
2896
SNOWFLAKE INC CLASS A
CL A
833445109
789
2330
SH
OTR
2.0
2330
0
0
SPDR S P 500 Growth ETF
PRTFLO S&P500 GW
78464A409
2335
32221
SH
OTR
1.0
0
0
32221
SPDR S P 500 Growth ETF
PRTFLO S&P500 GW
78464A409
225
3116
SH
SOLE
None
0
0
3116
SPDR S P 500 Trust
TR UNIT
78462F103
1309
2757
SH
SOLE
None
2757
0
0
SPROUT SOCIAL INC CLASS A
COM CL A
85209W109
771
8504
SH
OTR
2.0
8504
0
0
Sprout Social Inc Com Cl A
COM CL A
85209W109
628
6926
SH
OTR
1.0
0
0
6926
SPY US 04 14 22 P425
TR UNIT
78462F103
261
41900
SH
OTR
2.0
41900
0
0
STEVEN MADDEN LTD
COM
556269108
849
18273
SH
OTR
2.0
18273
0
0
SVB Financial Group
COM
78486Q101
903
1332
SH
OTR
1.0
0
0
1332
SVB FINANCIAL GROUP
COM
78486Q101
811
1196
SH
OTR
2.0
1196
0
0
Synaptics Inc
COM
87157D109
771
2665
SH
OTR
1.0
0
0
2665
SYNAPTICS INC
COM
87157D109
818
2827
SH
OTR
2.0
2827
0
0
Tractor Supply Co
COM
892356106
1102
4620
SH
OTR
1.0
0
0
4620
TRACTOR SUPPLY COMPANY
COM
892356106
847
3551
SH
OTR
2.0
3551
0
0
Uber Technologies Inc
COM
90353T100
1058
25237
SH
OTR
1.0
0
0
25237
UBER TECHNOLOGIES INC
COM
90353T100
795
18970
SH
OTR
2.0
18970
0
0
Ulta Beauty Inc
COM
90384S303
1077
2612
SH
OTR
1.0
0
0
2612
ULTA BEAUTY INC
COM
90384S303
839
2035
SH
OTR
2.0
2035
0
0
Ultra Clean Holdings Inc
COM
90385V107
723
12612
SH
OTR
1.0
0
0
12612
ULTRA CLEAN HOLDINGS INC
COM
90385V107
795
13866
SH
OTR
2.0
13866
0
0
Under Armour Inc Cl C
CL C
904311206
620
34409
SH
OTR
1.0
0
0
34409
UNDER ARMOUR INC CLASS C
CL C
904311206
831
46088
SH
OTR
2.0
46088
0
0
Union Pacific Corp
COM
907818108
530
2103
SH
SOLE
None
2103
0
0
Urban Outfitters Inc
COM
917047102
688
23440
SH
OTR
1.0
0
0
23440
URBAN OUTFITTERS INC
COM
917047102
819
27907
SH
OTR
2.0
27907
0
0
Varonis Sys Inc
COM
922280102
651
13363
SH
OTR
1.0
0
0
13363
VARONIS SYSTEMS INC
COM
922280102
814
16695
SH
OTR
2.0
16695
0
0
VERITONE INC
COM
92347M100
786
35005
SH
OTR
2.0
35005
0
0
Veritone Inc Com
COM
92347M100
627
27928
SH
OTR
1.0
0
0
27928
Vista Outdoor Inc
COM
928377100
790
17149
SH
OTR
1.0
0
0
17149
VISTA OUTDOOR INC
COM
928377100
904
19635
SH
OTR
2.0
19635
0
0
Vocera Communications Inc
COM
92857F107
691
10661
SH
OTR
1.0
0
0
10661
VOCERA COMMUNICATIONS INC
COM
92857F107
805
12423
SH
OTR
2.0
12423
0
0
W.W. Grainger Inc
COM
384802104
995
1921
SH
OTR
1.0
0
0
1921
Williams Sonoma Inc
COM
969904101
745
4408
SH
OTR
1.0
0
0
4408
WILLIAMS SONOMA INC
COM
969904101
822
4862
SH
OTR
2.0
4862
0
0
Wolfspeed Inc
COM
977852102
636
5691
SH
OTR
1.0
0
0
5691
WOLFSPEED INC
COM
977852102
810
7255
SH
OTR
2.0
7255
0
0
Workiva Inc
COM CL A
98139A105
641
4918
SH
OTR
1.0
0
0
4918
WORKIVA INC
COM CL A
98139A105
786
6026
SH
OTR
2.0
6026
0
0
WW GRAINGER INC
COM
384802104
826
1594
SH
OTR
2.0
1594
0
0
Zscaler Inc
COM
98980G102
1024
3189
SH
OTR
1.0
0
0
3189
ZSCALER INC
COM
98980G102
799
2487
SH
OTR
2.0
2487
0
0