0001606587-21-001572.txt : 20211110
0001606587-21-001572.hdr.sgml : 20211110
20211110143422
ACCESSION NUMBER: 0001606587-21-001572
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
EFFECTIVENESS DATE: 20211110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpha DNA Investment Management LLC
CENTRAL INDEX KEY: 0001842440
IRS NUMBER: 300971119
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20895
FILM NUMBER: 211396034
BUSINESS ADDRESS:
STREET 1: 8860 COLUMBIA 100 PARKWAY
STREET 2: SUITE 301
CITY: COLUMBIA
STATE: MD
ZIP: 21045
BUSINESS PHONE: 443-288-6444
MAIL ADDRESS:
STREET 1: 8860 COLUMBIA 100 PARKWAY
STREET 2: SUITE 301
CITY: COLUMBIA
STATE: MD
ZIP: 21045
13F-HR
1
primary_doc.xml
13F-HR
LIVE
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true
false
0001842440
XXXXXXXX
09-30-2021
09-30-2021
false
Alpha DNA Investment Management LLC
8860 Columbia 100 Parkway
Suite 301
Columbia
MD
21045
13F COMBINATION REPORT
028-20895
0001848433
028-21108
Coppell Advisory Solutions LLC
0001843358
028-20742
Mach-1 Financial Group, Inc.
0001551727
028-14993
MacroView Investment Management LLC
N
Wayne Ferbert
Chief Compliance Officer
443-288-6444
Wayne Ferbert
Columbia
MD
11-09-2021
2
200
146896
false
1
0001843358
028-20742
Mach-1 Financial Group, Inc.
2
0001425930
028-19677
AdvisorShares Investments LLC
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
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ACADEMY SPORTS OUTDOORS IN
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Academy Sports Outdoors Inc Com
COM
00402L107
642
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SH
OTR
1.0
0
0
16051
Advance Auto Parts Inc
COM
00751Y106
700
3354
SH
OTR
1.0
0
0
3354
ADVANCE AUTO PARTS INC
COM
00751Y106
776
3718
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2.0
3718
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Advanced Micro Devices
COM
007903107
985
9577
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1.0
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COM
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779
7579
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7579
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AdvisorShares Alpha DNA Equity Sentiment ETF
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789
29508
SH
SOLE
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29508
0
0
AdvisorShares Alpha DNA Equity Sentiment ETF
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1041
38925
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SHS
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24152
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0
Alpha Omega Semiconductor Lt
SHS
G6331P104
618
19725
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0
0
19725
Alphabet Inc Class C
CAP STK CL C
02079K107
527
198
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1.0
0
0
198
ALPHABET INCCL C
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02079K107
748
281
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2.0
281
0
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Ambarella Inc
SHS
G037AX101
612
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1.0
0
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SHS
G037AX101
766
4923
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Apple Inc
COM
037833100
1346
9513
SH
SOLE
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9513
0
0
Apple Inc
COM
037833100
976
6898
SH
OTR
1.0
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0
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APPLE INC
COM
037833100
772
5458
SH
OTR
2.0
5458
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Applied Materials Inc
COM
038222105
943
7325
SH
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1.0
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7325
APPLIED MATERIALS INC
COM
038222105
727
5650
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5650
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Axcelis Tech Inc
COM NEW
054540208
621
13208
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1.0
0
0
13208
AXCELIS TECHNOLOGIES INC
COM NEW
054540208
767
16315
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16315
0
0
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05988J103
571
6328
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0
6328
BANDWIDTH INCCLASS A
COM CL A
05988J103
733
8124
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2.0
8124
0
0
BEST BUY CO INC
COM
086516101
767
7256
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OTR
2.0
7256
0
0
Best Buy Inc
COM
086516101
919
8697
SH
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1.0
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0
8697
Bloomin Brands Inc
COM
094235108
619
24798
SH
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1.0
0
0
24798
BLOOMIN BRANDS INC
COM
094235108
765
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30606
0
0
BOOT BARN HOLDINGS INC
COM
099406100
741
8346
SH
OTR
2.0
8346
0
0
Boot Barn Holdings Inc.
COM
099406100
595
6698
SH
OTR
1.0
0
0
6698
Brooks Automation Inc
COM
114340102
642
6273
SH
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1.0
0
0
6273
BROOKS AUTOMATION INC
COM
114340102
754
7374
SH
OTR
2.0
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0
0
Camtek Ltd
ORD
M20791105
604
14919
SH
OTR
1.0
0
0
14919
CAMTEK LTD
ORD
M20791105
734
18138
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2.0
18138
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Capri Holdings Limited
SHS
G1890L107
562
11624
SH
OTR
1.0
0
0
11624
CAPRI HOLDINGS LTD
SHS
G1890L107
738
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OTR
2.0
15256
0
0
CARGURUS INC
COM CL A
141788109
767
24440
SH
OTR
2.0
24440
0
0
Cargurus Inc Com Cl A
COM CL A
141788109
668
21290
SH
OTR
1.0
0
0
21290
Cheesecake Factory Inc
COM
163072101
679
14458
SH
OTR
1.0
0
0
14458
CHEESECAKE FACTORY INCTHE
COM
163072101
761
16200
SH
OTR
2.0
16200
0
0
Chipotle Mexican Grill
COM
169656105
636
350
SH
OTR
1.0
0
0
350
CHIPOTLE MEXICAN GRILL INC
COM
169656105
752
414
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OTR
2.0
414
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0
Cirrus Logic Inc
COM
172755100
638
7755
SH
OTR
1.0
0
0
7755
CIRRUS LOGIC INC
COM
172755100
771
9367
SH
OTR
2.0
9367
0
0
Conns Inc
COM
208242107
596
26143
SH
OTR
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0
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CONNS INC
COM
208242107
751
32931
SH
OTR
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32931
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Costco Wholesale Corp
COM
22160K105
943
2100
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OTR
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2100
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22160K105
770
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1714
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0
COURSERA INC
COM
22266M104
737
23310
SH
OTR
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23310
0
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Coursera Inc Com
COM
22266M104
552
17446
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OTR
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CRITEO SASPON ADR
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226718104
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CROCS Inc
COM
227046109
712
4967
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OTR
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CROCS INC
COM
227046109
736
5130
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Cross Country Healthcare Inc
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227483104
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CROSS COUNTRY HEALTHCARE INC
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227483104
796
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DAVE BUSTERS ENTERTAINMEN
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238337109
739
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SH
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19285
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Dave Buster's Entertainment Inc
COM
238337109
625
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16323
DENNYS CORP
COM
24869P104
794
48599
SH
OTR
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48599
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Denny's Corp
COM
24869P104
621
38042
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OTR
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0
38042
DEVON ENERGY CORP
COM
25179M103
821
23133
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OTR
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23133
0
0
Devon Energy Corporation
COM
25179M103
967
27239
SH
OTR
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0
27239
Dicks Sporting Goods Inc
COM
253393102
574
4799
SH
OTR
1.0
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0
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DICKS SPORTING GOODS INC
COM
253393102
731
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Emerson Electric Co
COM
291011104
888
9430
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OTR
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EMERSON ELECTRIC CO
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291011104
784
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Envestnet Inc
COM
29404K106
668
8335
SH
OTR
1.0
0
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8335
ENVESTNET INC
COM
29404K106
824
10278
SH
OTR
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10278
0
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Facebook Inc
CL A
30303M102
923
2721
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OTR
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0
2721
FACEBOOK INCCLASS A
CL A
30303M102
771
2272
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OTR
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2272
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Fortinet Inc
COM
34959E109
864
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SH
OTR
1.0
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0
2960
FORTINET INC
COM
34959E109
750
2571
SH
OTR
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2571
0
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Fortive Corp
COM
34959J108
863
12243
SH
OTR
1.0
0
0
12243
FORTIVE CORP
COM
34959J108
772
10946
SH
OTR
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10946
0
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Gap Inc
COM
364760108
568
25026
SH
OTR
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0
0
25026
GAP INCTHE
COM
364760108
724
31937
SH
OTR
2.0
31937
0
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Grid Dynamics Holdings
CL A
39813G109
687
23536
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OTR
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0
23536
GRID DYNAMICS HOLDINGS INC
CL A
39813G109
739
25320
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25320
0
0
Hayward Hldgs Inc Com
COM
421298100
685
30825
SH
OTR
1.0
0
0
30825
HAYWARD HOLDINGS INC
COM
421298100
787
35419
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CORE S&P500 ETF
464287200
511
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SOLE
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1187
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0
iShares ESG Aware MSCI USA ETF
ESG AWR MSCI USA
46435G425
440
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SOLE
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4474
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RUSSELL 2000 ETF
464287655
708
956
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Put
OTR
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956
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IWM US 012122 P208
RUSSELL 2000 ETF
464287655
937
1135
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Put
OTR
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1135
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Jack in the Box Inc
COM
466367109
638
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6555
JACK IN THE BOX INC
COM
466367109
763
7843
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OTR
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7843
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Lattice Semiconductor Corp
COM
518415104
681
10548
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OTR
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LATTICE SEMICONDUCTOR CORP
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518415104
761
11775
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11775
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LKQ CORP
COM
501889208
771
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COM
550021109
750
1854
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1854
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Lululemon Athletica Inc.
COM
550021109
793
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SH
OTR
1.0
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0
1960
MACYS INC
COM
55616P104
728
32235
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OTR
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32235
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Macy's Inc
COM
55616P104
659
29179
SH
OTR
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0
29179
Marinemax Inc
COM
567908108
654
13481
SH
OTR
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0
13481
MARINEMAX INC
COM
567908108
777
16015
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OTR
2.0
16015
0
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Maxlinear Inc
COM
57776J100
621
12610
SH
OTR
1.0
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0
12610
MAXLINEAR INC
COM
57776J100
752
15274
SH
OTR
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0
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Microsoft Corp
COM
594918104
553
1964
SH
SOLE
None
1964
0
0
Mimecast Ltd
ORD SHS
G14838109
627
9863
SH
OTR
1.0
0
0
9863
MIMECAST LTD
ORD SHS
G14838109
765
12040
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OTR
2.0
12040
0
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MODERNA INC
COM
60770K107
717
1864
SH
OTR
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1864
0
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Moderna Inc Com
COM
60770K107
805
2094
SH
OTR
1.0
0
0
2094
Mohawk Industries Inc
COM
608190104
604
3405
SH
OTR
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0
3405
MOHAWK INDUSTRIES INC
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608190104
771
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4349
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Monolithic Power Systems
COM
609839105
786
1622
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1622
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609839105
750
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1548
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MONRO INC
COM
610236101
765
13311
SH
OTR
2.0
13311
0
0
Monro Muffler Brake Inc
COM
610236101
611
10629
SH
OTR
1.0
0
0
10629
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67059N108
723
19179
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OTR
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19179
0
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Nutanix Inc Cl A
CL A
67059N108
647
17183
SH
OTR
1.0
0
0
17183
NVENT ELECTRIC PLC
SHS
G6700G107
792
24522
SH
OTR
2.0
24522
0
0
nVent Electric PLC Shs
SHS
G6700G107
683
21135
SH
OTR
1.0
0
0
21135
NVIDIA Corp
COM
67066G104
960
4638
SH
OTR
1.0
0
0
4638
NVIDIA CORP
COM
67066G104
752
3632
SH
OTR
2.0
3632
0
0
ON Semiconductor Corp
COM
682189105
838
18330
SH
OTR
1.0
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0
18330
ON SEMICONDUCTOR CORP
COM
682189105
744
16269
SH
OTR
2.0
16269
0
0
ONTO Innovation Inc
COM
683344105
636
8809
SH
OTR
1.0
0
0
8809
ONTO INNOVATION INC
COM
683344105
758
10503
SH
OTR
2.0
10503
0
0
Oxford Industries Inc
COM
691497309
617
6845
SH
OTR
1.0
0
0
6845
OXFORD INDUSTRIES INC
COM
691497309
770
8548
SH
OTR
2.0
8548
0
0
Palo Alto Networks Com
COM
697435105
938
1959
SH
OTR
1.0
0
0
1959
PALO ALTO NETWORKS INC
COM
697435105
783
1635
SH
OTR
2.0
1635
0
0
Papa Johns International Inc
COM
698813102
680
5356
SH
OTR
1.0
0
0
5356
PAPA JOHNS INTL INC
COM
698813102
785
6182
SH
OTR
2.0
6182
0
0
PAYLOCITY HOLDING CORP
COM
70438V106
755
2694
SH
OTR
2.0
2694
0
0
Paylocity Holding Corporation Com
COM
70438V106
672
2399
SH
OTR
1.0
0
0
2399
PrOTRena Corp
SHS
G72800108
622
8743
SH
OTR
1.0
0
0
8743
PROTRENA CORP PLC
SHS
G72800108
758
10646
SH
OTR
2.0
10646
0
0
PURE STORAGE INC CLASS A
CL A
74624M102
744
29579
SH
OTR
2.0
29579
0
0
Pure Storage Inc Com Cl A
CL A
74624M102
658
26186
SH
OTR
1.0
0
0
26186
Put IWM 12122 205
RUSSELL 2000 ETF
464287655
118
16000
SH
Put
SOLE
None
16000
0
0
Put IWM 12122 205
RUSSELL 2000 ETF
464287655
1753
236900
SH
Put
OTR
1.0
0
0
236900
Put SPY 121721 410
TR UNIT
78462F103
269
27200
SH
Put
OTR
1.0
0
0
27200
PVH Corp
COM
693656100
609
5929
SH
OTR
1.0
0
0
5929
PVH CORP
COM
693656100
746
7258
SH
OTR
2.0
7258
0
0
QUALCOMM INC
COM
747525103
772
5990
SH
OTR
2.0
5990
0
0
Qualcomm Incorporated
COM
747525103
851
6601
SH
OTR
1.0
0
0
6601
Qualtrics International Inc
COM CL A
747601201
650
15229
SH
OTR
1.0
0
0
15229
QUALTRICS INTERNATIONALCL A
COM CL A
747601201
732
17134
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OTR
2.0
17134
0
0
RH
COM
74967X103
525
788
SH
OTR
1.0
0
0
788
RH
COM
74967X103
778
1168
SH
OTR
2.0
1168
0
0
Ringcentral Inc
CL A
76680R206
836
3847
SH
OTR
1.0
0
0
3847
RINGCENTRAL INCCLASS A
CL A
76680R206
785
3610
SH
OTR
2.0
3610
0
0
Salesforce.com Inc
COM
79466L302
977
3605
SH
OTR
1.0
0
0
3605
SALESFORCE.COM INC
COM
79466L302
761
2807
SH
OTR
2.0
2807
0
0
Scientific Games Corp
COM
80874P109
684
8243
SH
OTR
1.0
0
0
8243
SCIENTIFIC GAMES CORP
COM
80874P109
819
9866
SH
OTR
2.0
9866
0
0
Semtech Corp
COM
816850101
665
8536
SH
OTR
1.0
0
0
8536
SEMTECH CORP
COM
816850101
767
9846
SH
OTR
2.0
9846
0
0
Sensata Technologies Holding
SHS
G8060N102
647
11829
SH
OTR
1.0
0
0
11829
SENSATA TECHNOLOGIES HOLDING
SHS
G8060N102
769
14061
SH
OTR
2.0
14061
0
0
SILICON MOTION TECHNOLADR
SPONSORED ADR
82706C108
736
10682
SH
OTR
2.0
10682
0
0
Silicon Motion Technology Corp
SPONSORED ADR
82706C108
577
8365
SH
OTR
1.0
0
0
8365
SIX FLAGS ENTERTAINMENT CORP
COM
83001A102
769
18113
SH
OTR
2.0
18113
0
0
Six Flags Inc
COM
83001A102
650
15303
SH
OTR
1.0
0
0
15303
Skechers USA Inc
CL A
830566105
563
13375
SH
OTR
1.0
0
0
13375
SKECHERS USA INCCL A
CL A
830566105
760
18056
SH
OTR
2.0
18056
0
0
Skyworks Solutions Inc
COM
83088M102
895
5435
SH
OTR
1.0
0
0
5435
SKYWORKS SOLUTIONS INC
COM
83088M102
765
4645
SH
OTR
2.0
4645
0
0
Snap Inc
CL A
83304A106
894
12102
SH
OTR
1.0
0
0
12102
SNAP INC A
CL A
83304A106
712
9648
SH
OTR
2.0
9648
0
0
Snowflake Inc A
CL A
833445109
916
3032
SH
OTR
1.0
0
0
3032
SNOWFLAKE INCCLASS A
CL A
833445109
766
2534
SH
OTR
2.0
2534
0
0
SPDR S&P 500 Trust
TR UNIT
78462F103
1149
2679
SH
SOLE
None
2679
0
0
SPDR SP 500 Growth ETF
PRTFLO S&P500 GW
78464A409
760
11876
SH
OTR
1.0
0
0
11876
SPROUT SOCIAL INC CLASS A
COM CL A
85209W109
678
5564
SH
OTR
2.0
5564
0
0
Sprout Social Inc Com Cl A
COM CL A
85209W109
569
4670
SH
OTR
1.0
0
0
4670
SPY US 121721 P410
TR UNIT
78462F103
301
308
SH
Put
OTR
2.0
308
0
0
SPY US 121721 P415
TR UNIT
78462F103
306
280
SH
Put
OTR
2.0
280
0
0
TARGET CORP
COM
87612E106
759
3321
SH
OTR
2.0
3321
0
0
Target Corporation
COM
87612E106
897
3923
SH
OTR
1.0
0
0
3923
TEMPUR SEALY INTERNATIONAL I
COM
88023U101
753
16242
SH
OTR
2.0
16242
0
0
Tempur Sealy International Inc
COM
88023U101
662
14281
SH
OTR
1.0
0
0
14281
The Aarons Company Inc
COM
00258W108
620
22533
SH
OTR
1.0
0
0
22533
Twitter Inc
COM
90184L102
872
14440
SH
OTR
1.0
0
0
14440
TWITTER INC
COM
90184L102
720
11929
SH
OTR
2.0
11929
0
0
Ulta Beauty Inc
COM
90384S303
899
2491
SH
OTR
1.0
0
0
2491
ULTA BEAUTY INC
COM
90384S303
757
2098
SH
OTR
2.0
2098
0
0
Under Armour Inc Cl C
CL C
904311206
597
34093
SH
OTR
1.0
0
0
34093
UNDER ARMOUR INCCLASS C
CL C
904311206
752
42927
SH
OTR
2.0
42927
0
0
Union Pacific Corp
COM
907818108
413
2108
SH
SOLE
None
2108
0
0
Urban Outfitters Inc
COM
917047102
607
20455
SH
OTR
1.0
0
0
20455
URBAN OUTFITTERS INC
COM
917047102
746
25129
SH
OTR
2.0
25129
0
0
Veeco Instruments Inc
COM
922417100
639
28799
SH
OTR
1.0
0
0
28799
VEECO INSTRUMENTS INC
COM
922417100
795
35830
SH
OTR
2.0
35830
0
0
Vista Outdoor Inc
COM
928377100
676
16783
SH
OTR
1.0
0
0
16783
VISTA OUTDOOR INC
COM
928377100
776
19271
SH
OTR
2.0
19271
0
0
Walmart Inc
COM
931142103
880
6314
SH
OTR
1.0
0
0
6314
WALMART INC
COM
931142103
780
5601
SH
OTR
2.0
5601
0
0
WilliamsSonoma Inc
COM
969904101
673
3800
SH
OTR
1.0
0
0
3800
WILLIAMSSONOMA INC
COM
969904101
743
4193
SH
OTR
2.0
4193
0
0
Wingstop Inc
COM
974155103
629
3842
SH
OTR
1.0
0
0
3842
WINGSTOP INC
COM
974155103
724
4418
SH
OTR
2.0
4418
0
0
Workday Inc
CL A
98138H101
869
3481
SH
OTR
1.0
0
0
3481
WORKDAY INCCLASS A
CL A
98138H101
746
2987
SH
OTR
2.0
2987
0
0
ZILLOW GROUP INC C
CL C CAP STK
98954M200
781
8869
SH
OTR
2.0
8869
0
0
Zillow Group Inc C
CL C CAP STK
98954M200
912
10358
SH
OTR
1.0
0
0
10358
Zscaler Inc
COM
98980G102
840
3204
SH
OTR
1.0
0
0
3204
ZSCALER INC
COM
98980G102
750
2864
SH
OTR
2.0
2864
0
0