0000947871-21-000851.txt : 20210803 0000947871-21-000851.hdr.sgml : 20210803 20210803165626 ACCESSION NUMBER: 0000947871-21-000851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Wendy CENTRAL INDEX KEY: 0001864357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40392 FILM NUMBER: 211140687 MAIL ADDRESS: STREET 1: ONE ENERGY PLAZA STREET 2: 1610 WCB CITY: DETROIT STATE: MI ZIP: 48226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DT Midstream, Inc. CENTRAL INDEX KEY: 0001842022 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 382663964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ENERGY PLAZA CITY: DETROIT STATE: MI ZIP: 48226-1279 BUSINESS PHONE: 313-235-4000 MAIL ADDRESS: STREET 1: ONE ENERGY PLAZA CITY: DETROIT STATE: MI ZIP: 48226-1279 4 1 ownership.xml X0306 4 2021-07-01 0 0001842022 DT Midstream, Inc. DTM 0001864357 Ellis Wendy 500 WOODWARD AVE., 29TH FLOOR DETROIT MI 48226 0 1 0 0 E.V.P., Gen Counsel & Corp Sec Restricted Stock Units 2021-07-01 4 A 0 1651.15 0 A Common Stock 1651.15 1651.15 D Restricted Stock Units 2021-07-01 4 A 0 1320.92 0 A Common Stock 1320.92 1320.92 D Restricted Stock Units 2021-07-01 4 A 0 1651.15 0 A Common Stock 1651.15 1651.15 D Restricted Stock Units 2021-08-02 4 A 0 24167 0 A Common Stock 24167 24167 D Pursuant to the Employee Matters Agreement dated as of June 25, 2021 between DTE Energy Company and the Issuer, the Reporting Person received restricted stock units of the Issuer to replace restricted stock and restricted stock units held by the Reporting Person immediately before the legal and structural separation of the Issuer from DTE Energy Company (the "Spin-off") that were granted to the Reporting Person pursuant to an equity plan of DTE Energy Company and were forfeited in connection with the Spin-off. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock with any fractional shares being paid in cash. This restricted stock unit will vest on January 30, 2022, subject to the Reporting Persons' continued employment with the Issuer through the applicable vesting date. This restricted stock unit will vest on January 29, 2023, subject to the Reporting Persons' continued employment with the Issuer through the applicable vesting date. This restricted stock unit will vest on January 27, 2024, subject to the Reporting Persons' continued employment with the Issuer through the applicable vesting date. This restricted stock unit will vest 25% on August 2, 2023, 25% on August 2, 2024 and 50% on August 2, 2025, subject to the Reporting Persons' continued employment with the Issuer through the applicable vesting date. /s/ Wendy Ellis 2021-08-03