0001842015-21-000003.txt : 20210716
0001842015-21-000003.hdr.sgml : 20210716
20210716164245
ACCESSION NUMBER: 0001842015-21-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210716
DATE AS OF CHANGE: 20210716
EFFECTIVENESS DATE: 20210716
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sterling Manor Financial, LLC
CENTRAL INDEX KEY: 0001842015
IRS NUMBER: 562577182
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20503
FILM NUMBER: 211095894
BUSINESS ADDRESS:
STREET 1: 18 DIVISION STREET, SUITE 202
CITY: SARATOGA SPRINGS
STATE: NY
ZIP: 12866
BUSINESS PHONE: 518-583-4040
MAIL ADDRESS:
STREET 1: 18 DIVISION STREET, SUITE 202
CITY: SARATOGA SPRINGS
STATE: NY
ZIP: 12866
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001842015
XXXXXXXX
06-30-2021
06-30-2021
false
Sterling Manor Financial, LLC
18 Division Street, Suite 202
Saratoga Springs
NY
12866
13F HOLDINGS REPORT
028-20503
N
Stephen Matthew Kyne
CCO
518-583-4040
/s/ Stephen Matthew Kyne
Saratoga Springs
NY
07-16-2021
0
85
125062
INFORMATION TABLE
2
infotable.xml
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
237
1045
SH
SOLE
0
0
1045
ALPHABET INC
CAP STK CL A
02079K305
337
138
SH
SOLE
0
0
138
AMAZON COM INC
COM
023135106
533
155
SH
SOLE
0
0
155
ANTERO MIDSTREAM CORP
COM
03676B102
191
18400
SH
SOLE
0
0
18400
APPLE INC
COM
037833100
2098
15321
SH
SOLE
0
0
15321
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
202
293
SH
SOLE
0
0
293
BANK NOVA SCOTIA B C
COM
064149107
232
3563
SH
SOLE
0
0
3563
BERRY GLOBAL GROUP INC
COM
08579W103
518
7947
SH
SOLE
0
0
7947
BP PLC
SPONSORED ADR
055622104
241
9116
SH
SOLE
0
0
9116
BUNGE LIMITED
COM
G16962105
216
2770
SH
SOLE
0
0
2770
CANADIAN NAT RES LTD
COM
136385101
432
11906
SH
SOLE
0
0
11906
CATERPILLAR INC
COM
149123101
491
2255
SH
SOLE
0
0
2255
CHEVRON CORP NEW
COM
166764100
767
7322
SH
SOLE
0
0
7322
COMMVAULT SYS INC
COM
204166102
291
3719
SH
SOLE
0
0
3719
DEERE & CO
COM
244199105
399
1131
SH
SOLE
0
0
1131
DIAMOND HILL INVT GROUP INC
COM NEW
25264R207
255
1525
SH
SOLE
0
0
1525
DUKE ENERGY CORP NEW
COM NEW
26441C204
431
4362
SH
SOLE
0
0
4362
ENTERPRISE PRODS PARTNERS L
COM
293792107
1794
74332
SH
SOLE
0
0
74332
EVERCORE INC
CLASS A
29977A105
476
3378
SH
SOLE
0
0
3378
EXXON MOBIL CORP
COM
30231G102
506
8023
SH
SOLE
0
0
8023
FIRST TR EXCH TRADED FD III
MUNI HI INCM ETF
33739P301
2941
52301
SH
SOLE
0
0
52301
FIRST TR EXCH TRADED FD III
EME MRK BD ETF
33739P202
6539
187743
SH
SOLE
0
0
187743
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
339
5912
SH
SOLE
0
0
5912
FIRST TR EXCH TRD ALPHDX FD
EUROPE ALPHADEX
33737J117
6294
147459
SH
SOLE
0
0
147459
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
4113
173905
SH
SOLE
0
0
173905
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
2920
49507
SH
SOLE
0
0
49507
FIRST TR EXCHANGE TRADED FD
ENERGY ALPHADX
33734X127
5628
493288
SH
SOLE
0
0
493288
FIRST TR EXCHANGE TRADED FD
MATERIALS ALPH
33734X168
1190
20695
SH
SOLE
0
0
20695
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
461
3715
SH
SOLE
0
0
3715
FIRST TR EXCHANGE-TRADED ALP
SML CAP VAL ALPH
33737M409
4137
81240
SH
SOLE
0
0
81240
FIRST TR EXCHANGE-TRADED ALP
MID CP GR ALPH
33737M102
4824
64015
SH
SOLE
0
0
64015
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
392
6844
SH
SOLE
0
0
6844
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
6282
130765
SH
SOLE
0
0
130765
FIRST TR EXCHANGE-TRADED FD
RBA INDL ETF
33738R704
2840
69292
SH
SOLE
0
0
69292
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
3905
15947
SH
SOLE
0
0
15947
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
528
7625
SH
SOLE
0
0
7625
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
402
6713
SH
SOLE
0
0
6713
FIRST TR EXCHNG TRADED FD VI
TCW SECURITIZED
33740U109
810
31224
SH
SOLE
0
0
31224
FIRST TR EXCHNG TRADED FD VI
CEF INCM OPPTY
33740F409
2009
78848
SH
SOLE
0
0
78848
FIRST TR EXCHNG TRADED FD VI
VEST US EQTY BUF
33740F664
263
7731
SH
SOLE
0
0
7731
FIRST TR EXCHNG TRADED FD VI
VEST US DEEP
33740F854
891
25926
SH
SOLE
0
0
25926
FIRST TR EXCHNG TRADED FD VI
LOW DUR STRTGC
33740F870
4922
242607
SH
SOLE
0
0
242607
FIRST TR EXCHNG TRADED FD VI
TCW UNCONSTRAI
33740F888
6254
234593
SH
SOLE
0
0
234593
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
3601
179578
SH
SOLE
0
0
179578
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
4533
82015
SH
SOLE
0
0
82015
FIRST TR S&P REIT INDEX FD
COM
33734G108
3782
134893
SH
SOLE
0
0
134893
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
3269
35047
SH
SOLE
0
0
35047
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
229
5762
SH
SOLE
0
0
5762
FIRST TRUST LRGCP GWT ALPHAD
COM SHS
33735K108
3673
33460
SH
SOLE
0
0
33460
FORTINET INC
COM
34959E109
488
2049
SH
SOLE
0
0
2049
FULL HSE RESORTS INC
COM
359678109
291
29319
SH
SOLE
0
0
29319
GENERAL ELECTRIC CO
COM
369604103
172
12756
SH
SOLE
0
0
12756
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
220
5700
SH
SOLE
0
0
5700
GOLDMAN SACHS GROUP INC
COM
38141G104
580
1527
SH
SOLE
0
0
1527
GRANITE PT MTG TR INC
COM STK
38741L107
411
27848
SH
SOLE
0
0
27848
ISHARES TR
20 YR TR BD ETF
464287432
211
1462
SH
SOLE
0
0
1462
ISHARES TR
MSCI ACWI EX US
464288240
3120
54245
SH
SOLE
0
0
54245
JOHNSON CTLS INTL PLC
SHS
G51502105
261
3800
SH
SOLE
0
0
3800
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
308
2498
SH
SOLE
0
0
2498
KAYNE ANDERSON ENERGY INFRST
COM
486606106
145
16353
SH
SOLE
0
0
16353
LAZARD LTD
SHS A
G54050102
290
6400
SH
SOLE
0
0
6400
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
477
9762
SH
SOLE
0
0
9762
MAXIMUS INC
COM
577933104
248
2824
SH
SOLE
0
0
2824
MICROSOFT CORP
COM
594918104
664
2452
SH
SOLE
0
0
2452
MORGAN STANLEY
COM NEW
617446448
307
3351
SH
SOLE
0
0
3351
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
3
187
SH
SOLE
0
0
187
ONEOK INC NEW
COM
682680103
440
7900
SH
SOLE
0
0
7900
PAYPAL HLDGS INC
COM
70450Y103
205
703
SH
SOLE
0
0
703
SELECTIVE INS GROUP INC
COM
816300107
605
7455
SH
SOLE
0
0
7455
SPDR S&P 500 ETF TR
TR UNIT
78462F103
956
2234
SH
SOLE
0
0
2234
SPDR SER TR
S&P HOMEBUILD
78464A888
946
12911
SH
SOLE
0
0
12911
SPDR SER TR
S&P SEMICNDCTR
78464A862
371
1927
SH
SOLE
0
0
1927
SPDR SER TR
COMP SOFTWARE
78464A599
5003
29160
SH
SOLE
0
0
29160
SPDR SER TR
S&P TRANSN ETF
78464A532
4631
54512
SH
SOLE
0
0
54512
SPDR SER TR
HLTH CARE SVCS
78464A573
263
2301
SH
SOLE
0
0
2301
SQUARE INC
CL A
852234103
447
1832
SH
SOLE
0
0
1832
STARWOOD PPTY TR INC
COM
85571B105
370
14150
SH
SOLE
0
0
14150
SVB FINANCIAL GROUP
COM
78486Q101
407
732
SH
SOLE
0
0
732
VANECK VECTORS ETF TR
AGRIBUSINESS ETF
92189F700
235
2577
SH
SOLE
0
0
2577
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1916
28485
SH
SOLE
0
0
28485
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
330
1426
SH
SOLE
0
0
1426
VEDANTA LIMITED
SPONSORED ADR
92242Y100
354
24936
SH
SOLE
0
0
24936
VERIZON COMMUNICATIONS INC
COM
92343V104
242
4321
SH
SOLE
0
0
4321
WALMART INC
COM
931142103
228
1615
SH
SOLE
0
0
1615
XPO LOGISTICS INC
COM
983793100
299
2140
SH
SOLE
0
0
2140