0001842015-21-000003.txt : 20210716 0001842015-21-000003.hdr.sgml : 20210716 20210716164245 ACCESSION NUMBER: 0001842015-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210716 DATE AS OF CHANGE: 20210716 EFFECTIVENESS DATE: 20210716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Manor Financial, LLC CENTRAL INDEX KEY: 0001842015 IRS NUMBER: 562577182 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20503 FILM NUMBER: 211095894 BUSINESS ADDRESS: STREET 1: 18 DIVISION STREET, SUITE 202 CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 518-583-4040 MAIL ADDRESS: STREET 1: 18 DIVISION STREET, SUITE 202 CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001842015 XXXXXXXX 06-30-2021 06-30-2021 false Sterling Manor Financial, LLC
18 Division Street, Suite 202 Saratoga Springs NY 12866
13F HOLDINGS REPORT 028-20503 N
Stephen Matthew Kyne CCO 518-583-4040 /s/ Stephen Matthew Kyne Saratoga Springs NY 07-16-2021 0 85 125062
INFORMATION TABLE 2 infotable.xml ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 237 1045 SH SOLE 0 0 1045 ALPHABET INC CAP STK CL A 02079K305 337 138 SH SOLE 0 0 138 AMAZON COM INC COM 023135106 533 155 SH SOLE 0 0 155 ANTERO MIDSTREAM CORP COM 03676B102 191 18400 SH SOLE 0 0 18400 APPLE INC COM 037833100 2098 15321 SH SOLE 0 0 15321 ASML HOLDING N V N Y REGISTRY SHS N07059210 202 293 SH SOLE 0 0 293 BANK NOVA SCOTIA B C COM 064149107 232 3563 SH SOLE 0 0 3563 BERRY GLOBAL GROUP INC COM 08579W103 518 7947 SH SOLE 0 0 7947 BP PLC SPONSORED ADR 055622104 241 9116 SH SOLE 0 0 9116 BUNGE LIMITED COM G16962105 216 2770 SH SOLE 0 0 2770 CANADIAN NAT RES LTD COM 136385101 432 11906 SH SOLE 0 0 11906 CATERPILLAR INC COM 149123101 491 2255 SH SOLE 0 0 2255 CHEVRON CORP NEW COM 166764100 767 7322 SH SOLE 0 0 7322 COMMVAULT SYS INC COM 204166102 291 3719 SH SOLE 0 0 3719 DEERE & CO COM 244199105 399 1131 SH SOLE 0 0 1131 DIAMOND HILL INVT GROUP INC COM NEW 25264R207 255 1525 SH SOLE 0 0 1525 DUKE ENERGY CORP NEW COM NEW 26441C204 431 4362 SH SOLE 0 0 4362 ENTERPRISE PRODS PARTNERS L COM 293792107 1794 74332 SH SOLE 0 0 74332 EVERCORE INC CLASS A 29977A105 476 3378 SH SOLE 0 0 3378 EXXON MOBIL CORP COM 30231G102 506 8023 SH SOLE 0 0 8023 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 2941 52301 SH SOLE 0 0 52301 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 6539 187743 SH SOLE 0 0 187743 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 339 5912 SH SOLE 0 0 5912 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 6294 147459 SH SOLE 0 0 147459 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 4113 173905 SH SOLE 0 0 173905 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 2920 49507 SH SOLE 0 0 49507 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5628 493288 SH SOLE 0 0 493288 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1190 20695 SH SOLE 0 0 20695 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 461 3715 SH SOLE 0 0 3715 FIRST TR EXCHANGE-TRADED ALP SML CAP VAL ALPH 33737M409 4137 81240 SH SOLE 0 0 81240 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 4824 64015 SH SOLE 0 0 64015 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 392 6844 SH SOLE 0 0 6844 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 6282 130765 SH SOLE 0 0 130765 FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 33738R704 2840 69292 SH SOLE 0 0 69292 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 3905 15947 SH SOLE 0 0 15947 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 528 7625 SH SOLE 0 0 7625 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 402 6713 SH SOLE 0 0 6713 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 810 31224 SH SOLE 0 0 31224 FIRST TR EXCHNG TRADED FD VI CEF INCM OPPTY 33740F409 2009 78848 SH SOLE 0 0 78848 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 263 7731 SH SOLE 0 0 7731 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 891 25926 SH SOLE 0 0 25926 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 4922 242607 SH SOLE 0 0 242607 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 6254 234593 SH SOLE 0 0 234593 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 3601 179578 SH SOLE 0 0 179578 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 4533 82015 SH SOLE 0 0 82015 FIRST TR S&P REIT INDEX FD COM 33734G108 3782 134893 SH SOLE 0 0 134893 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 3269 35047 SH SOLE 0 0 35047 FIRST TR VALUE LINE DIVID IN SHS 33734H106 229 5762 SH SOLE 0 0 5762 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 3673 33460 SH SOLE 0 0 33460 FORTINET INC COM 34959E109 488 2049 SH SOLE 0 0 2049 FULL HSE RESORTS INC COM 359678109 291 29319 SH SOLE 0 0 29319 GENERAL ELECTRIC CO COM 369604103 172 12756 SH SOLE 0 0 12756 GLOBAL X FDS GLBL X MLP ETF 37954Y343 220 5700 SH SOLE 0 0 5700 GOLDMAN SACHS GROUP INC COM 38141G104 580 1527 SH SOLE 0 0 1527 GRANITE PT MTG TR INC COM STK 38741L107 411 27848 SH SOLE 0 0 27848 ISHARES TR 20 YR TR BD ETF 464287432 211 1462 SH SOLE 0 0 1462 ISHARES TR MSCI ACWI EX US 464288240 3120 54245 SH SOLE 0 0 54245 JOHNSON CTLS INTL PLC SHS G51502105 261 3800 SH SOLE 0 0 3800 KAISER ALUMINUM CORP COM PAR $0.01 483007704 308 2498 SH SOLE 0 0 2498 KAYNE ANDERSON ENERGY INFRST COM 486606106 145 16353 SH SOLE 0 0 16353 LAZARD LTD SHS A G54050102 290 6400 SH SOLE 0 0 6400 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 477 9762 SH SOLE 0 0 9762 MAXIMUS INC COM 577933104 248 2824 SH SOLE 0 0 2824 MICROSOFT CORP COM 594918104 664 2452 SH SOLE 0 0 2452 MORGAN STANLEY COM NEW 617446448 307 3351 SH SOLE 0 0 3351 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 3 187 SH SOLE 0 0 187 ONEOK INC NEW COM 682680103 440 7900 SH SOLE 0 0 7900 PAYPAL HLDGS INC COM 70450Y103 205 703 SH SOLE 0 0 703 SELECTIVE INS GROUP INC COM 816300107 605 7455 SH SOLE 0 0 7455 SPDR S&P 500 ETF TR TR UNIT 78462F103 956 2234 SH SOLE 0 0 2234 SPDR SER TR S&P HOMEBUILD 78464A888 946 12911 SH SOLE 0 0 12911 SPDR SER TR S&P SEMICNDCTR 78464A862 371 1927 SH SOLE 0 0 1927 SPDR SER TR COMP SOFTWARE 78464A599 5003 29160 SH SOLE 0 0 29160 SPDR SER TR S&P TRANSN ETF 78464A532 4631 54512 SH SOLE 0 0 54512 SPDR SER TR HLTH CARE SVCS 78464A573 263 2301 SH SOLE 0 0 2301 SQUARE INC CL A 852234103 447 1832 SH SOLE 0 0 1832 STARWOOD PPTY TR INC COM 85571B105 370 14150 SH SOLE 0 0 14150 SVB FINANCIAL GROUP COM 78486Q101 407 732 SH SOLE 0 0 732 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 235 2577 SH SOLE 0 0 2577 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1916 28485 SH SOLE 0 0 28485 VANGUARD WORLD FD MEGA GRWTH IND 921910816 330 1426 SH SOLE 0 0 1426 VEDANTA LIMITED SPONSORED ADR 92242Y100 354 24936 SH SOLE 0 0 24936 VERIZON COMMUNICATIONS INC COM 92343V104 242 4321 SH SOLE 0 0 4321 WALMART INC COM 931142103 228 1615 SH SOLE 0 0 1615 XPO LOGISTICS INC COM 983793100 299 2140 SH SOLE 0 0 2140