Chief Compliance Officer

0001085146-23-003999.txt : 20231031 0001085146-23-003999.hdr.sgml : 20231031 20231031111119 ACCESSION NUMBER: 0001085146-23-003999 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 EFFECTIVENESS DATE: 20231031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kaizen Financial Strategies CENTRAL INDEX KEY: 0001842013 IRS NUMBER: 832391273 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20537 FILM NUMBER: 231362817 BUSINESS ADDRESS: STREET 1: 2105 SOUTH BASCOM AVE, SUITE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-819-9010 MAIL ADDRESS: STREET 1: 2105 S BASCOM AVE, STE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001842013 XXXXXXXX 09-30-2023 09-30-2023 false Kaizen Financial Strategies

2105 S BASCOM AVE, STE 295 CAMPBELL CA 95008

13F HOLDINGS REPORT 028-20537 N John Stachnick Chief Compliance Officer 408-819-9010 /s/John Stachnick Campbell CA 10-31-2023 0 112 118332927 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 391122 2624 SH SOLE 0 0 2624 ADOBE INC COM 00724F101 BBG001S5NCQ5 1041216 2042 SH SOLE 0 0 2042 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 577746 5619 SH SOLE 0 0 5619 ALLBIRDS INC COM CL A 01675A109 BBG00CCNTK94 22755 20500 SH SOLE 0 0 20500 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 119331 12302 SH SOLE 0 0 12302 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1977818 15114 SH SOLE 0 0 15114 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2837939 21524 SH SOLE 0 0 21524 AMAZON COM INC COM 023135106 BBG001S5PQL7 2176803 17124 SH SOLE 0 0 17124 AMGEN INC COM 031162100 BBG001S5NNL6 311483 1159 SH SOLE 0 0 1159 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 BBG00JRH3FV0 484897 24330 SH SOLE 0 0 24330 APPLE INC COM 037833100 BBG001S5N8V8 11292626 65958 SH SOLE 0 0 65958 APPLIED MATLS INC COM 038222105 BBG001S5NMM7 506852 3661 SH SOLE 0 0 3661 AXSOME THERAPEUTICS INC COM 05464T104 BBG00B6G7GM6 223648 3200 SH SOLE 0 0 3200 BANK AMERICA CORP 7.25%CNV PFD L 060505682 218833 197 SH SOLE 0 0 197 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 210083 7673 SH SOLE 0 0 7673 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 298806 853 SH SOLE 0 0 853 BERRY GLOBAL GROUP INC COM 08579W103 BBG001T6B4W6 269309 4350 SH SOLE 0 0 4350 BEST BUY INC COM 086516101 BBG001S5P285 704319 10138 SH SOLE 0 0 10138 BLACKSTONE INC COM 09260D107 BBG001S7H949 3271384 30534 SH SOLE 0 0 30534 BRUNSWICK CORP COM 117043109 BBG001S5P294 214925 2721 SH SOLE 0 0 2721 CATERPILLAR INC COM 149123101 BBG001S5PJ06 668772 2450 SH SOLE 0 0 2450 CHURCH & DWIGHT CO INC COM 171340102 BBG001S5PR99 312477 3410 SH SOLE 0 0 3410 COMFORT SYS USA INC COM 199908104 BBG001SB1GG8 264136 1550 SH SOLE 0 0 1550 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 246176 3526 SH SOLE 0 0 3526 DELL TECHNOLOGIES INC CL C 24703L202 BBG00DW3SZT0 261820 3800 SH SOLE 0 0 3800 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 BBG001V0SZW9 228358 3054 SH SOLE 0 0 3054 DROPBOX INC CL A 26210C104 BBG001TFLWN3 42000 20000 SH Call SOLE 0 0 20000 FEDERAL RLTY INVT TR NEW SH BEN INT NEW 313745101 BBG001S5RC36 233793 2580 SH SOLE 0 0 2580 FISERV INC COM 337738108 BBG001S5R6Q4 240831 2132 SH SOLE 0 0 2132 GENWORTH FINL INC COM CL A 37247D106 BBG001SJ0DH8 188692 32200 SH SOLE 0 0 32200 GLADSTONE LD CORP COM 376549101 BBG001TB7TR1 179043 12582 SH SOLE 0 0 12582 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 BBG00MVW9603 251556 15000 SH SOLE 0 0 15000 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 379372 9755 SH SOLE 0 0 9755 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 BBG001SQT2W8 442806 5095 SH SOLE 0 0 5095 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 229614 1243 SH SOLE 0 0 1243 INTER PARFUMS INC COM 458334109 BBG001SD06N9 214944 1600 SH SOLE 0 0 1600 INTUITIVE MACHINES INC CLASS A COM 46125A100 BBG00ZMYYP19 79935 21900 SH SOLE 0 0 21900 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 BBG001T0NSB6 153147 13986 SH SOLE 0 0 13986 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 220463 3750 SH SOLE 0 0 3750 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 BBG00KJR2V68 467290 16600 SH SOLE 0 0 16600 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1770473 4942 SH SOLE 0 0 4942 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 454337 1058 SH SOLE 0 0 1058 ISHARES TR GL CLEAN ENE ETF 464288224 BBG001S7XDQ8 146200 10000 SH SOLE 0 0 10000 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 998377 9786 SH SOLE 0 0 9786 ISHARES TR MRGSTR MD CP GRW 464288307 BBG001SBRK44 241817 4233 SH SOLE 0 0 4233 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 206275 1167 SH SOLE 0 0 1167 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 309949 2137 SH SOLE 0 0 2137 KENVUE INC COM 49177J102 BBG01C79X614 218872 10900 SH SOLE 0 0 10900 KLA CORP COM NEW 482480100 BBG001S5SLM4 529752 1155 SH SOLE 0 0 1155 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 253451 404 SH SOLE 0 0 404 LENNAR CORP CL A 526057104 BBG001S5SRK3 582557 5191 SH SOLE 0 0 5191 LISTED FD TR WAHED FTSE ETF 53656F607 BBG00PPRBP63 276529 6673 SH SOLE 0 0 6673 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 289773 709 SH SOLE 0 0 709 MERCADOLIBRE INC COM 58733R102 BBG001SM32G3 270058 213 SH SOLE 0 0 213 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 304113 1013 SH SOLE 0 0 1013 MICROSOFT CORP COM 594918104 BBG001S5TD05 2455204 7776 SH SOLE 0 0 7776 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 353247 4325 SH SOLE 0 0 4325 NETFLIX INC COM 64110L106 BBG001SF6L46 272627 722 SH SOLE 0 0 722 NUVEEN MUN INCOME FD INC COM 67062J102 BBG001S5TNH5 921868 107194 SH SOLE 0 0 107194 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 2951165 6784 SH SOLE 0 0 6784 ONEOK INC NEW COM 682680103 BBG001S5TWK1 405788 6397 SH SOLE 0 0 6397 ORACLE CORP COM 68389X105 BBG001S5SJG6 433574 4093 SH SOLE 0 0 4093 PIMCO DYNAMIC INCOME FD SHS 72201Y101 BBG002Q8P804 880900 50978 SH SOLE 0 0 50978 QUALCOMM INC COM 747525103 BBG001S6VS70 384567 3463 SH SOLE 0 0 3463 REX AMERICAN RES CORP COM 761624105 BBG001S7D5J5 280968 6900 SH SOLE 0 0 6900 SALESFORCE INC COM 79466L302 BBG001SDLP09 1453324 7167 SH SOLE 0 0 7167 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 380648 6933 SH SOLE 0 0 6933 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 BBG00HXSKY16 889106 21528 SH SOLE 0 0 21528 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 BBG00PZFPGG2 2507904 59429 SH SOLE 0 0 59429 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 BBG001T9F7C1 2809332 58601 SH SOLE 0 0 58601 SCHWAB STRATEGIC TR LONG TERM US 808524680 BBG00PZFJQM0 2710953 85573 SH SOLE 0 0 85573 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 BBG0051GPYJ9 1102037 20003 SH SOLE 0 0 20003 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 1231113 25389 SH SOLE 0 0 25389 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 BBG0051QPC87 1111780 42402 SH SOLE 0 0 42402 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 BBG0051K49J8 3608195 113931 SH SOLE 0 0 113931 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 6462384 146109 SH SOLE 0 0 146109 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 BBG001T66WN0 8376908 115194 SH SOLE 0 0 115194 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 BBG001V036R6 257388 3803 SH SOLE 0 0 3803 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 319135 7705 SH SOLE 0 0 7705 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 BBG00L5F9FV7 491166 7491 SH SOLE 0 0 7491 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 281182 8477 SH SOLE 0 0 8477 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 BBG00B597137 258080 7575 SH SOLE 0 0 7575 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 495649 3850 SH SOLE 0 0 3850 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 1140794 6959 SH SOLE 0 0 6959 SERVICENOW INC COM 81762P102 BBG001T4JFC0 352145 630 SH SOLE 0 0 630 SIMON PPTY GROUP INC NEW COM 828806109 BBG001S77WM9 256838 2377 SH SOLE 0 0 2377 SNAP ON INC COM 833034101 BBG001S5W688 249959 980 SH SOLE 0 0 980 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 2632660 7860 SH SOLE 0 0 7860 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 287179 1675 SH SOLE 0 0 1675 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 9619044 22502 SH SOLE 0 0 22502 SPDR SER TR COMP SOFTWARE 78464A599 BBG0024LG5C2 243280 1917 SH SOLE 0 0 1917 SPDR SER TR FACTST INV ETF 78464A110 BBG00BVVM2R4 338620 2737 SH SOLE 0 0 2737 SPDR SER TR S&P HOMEBUILD 78464A888 BBG001SQDKH2 405821 5300 SH SOLE 0 0 5300 SPDR SER TR S&P INS ETF 78464A789 BBG001SPTB50 290548 6830 SH SOLE 0 0 6830 STAG INDL INC COM 85254J102 BBG001T9F312 703041 20372 SH SOLE 0 0 20372 SUMMIT MATLS INC CL A 86614U100 BBG006K8P6F9 290816 9339 SH SOLE 0 0 9339 TESLA INC COM 88160R101 BBG001SQKGD7 3969991 15866 SH SOLE 0 0 15866 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 541331 1069 SH SOLE 0 0 1069 TIDAL ETF TR FOLIOBEYOND ALTE 886364637 BBG012S2TTB2 253825 7600 SH SOLE 0 0 7600 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 304165 603 SH SOLE 0 0 603 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 BBG002VZY7Y3 217833 8050 SH SOLE 0 0 8050 VANECK ETF TRUST OIL SERVICES ETF 92189H607 BBG001SGYST1 348490 1010 SH SOLE 0 0 1010 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 BBG002D68GN8 1854498 12791 SH SOLE 0 0 12791 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 753984 1920 SH SOLE 0 0 1920 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 943100 4440 SH SOLE 0 0 4440 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 202358 5161 SH SOLE 0 0 5161 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 304956 6450 SH SOLE 0 0 6450 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 7042122 45322 SH SOLE 0 0 45322 VISA INC COM CL A 92826C839 BBG001SRCFY3 660903 2873 SH SOLE 0 0 2873 WP CAREY INC COM 92936U109 BBG001S67MM3 413633 7649 SH SOLE 0 0 7649 ZILLOW GROUP INC CL C CAP STK 98954M200 BBG009NRSWK2 244648 5300 SH SOLE 0 0 5300 ZILLOW GROUP INC CL C CAP STK 98954M200 BBG009NRSWK2 70500 12000 SH Call SOLE 0 0 12000