Chief Compliance Officer

0001085146-23-003136.txt : 20230808 0001085146-23-003136.hdr.sgml : 20230808 20230807214053 ACCESSION NUMBER: 0001085146-23-003136 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230807 EFFECTIVENESS DATE: 20230808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kaizen Financial Strategies CENTRAL INDEX KEY: 0001842013 IRS NUMBER: 832391273 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20537 FILM NUMBER: 231149099 BUSINESS ADDRESS: STREET 1: 2105 SOUTH BASCOM AVE, SUITE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-819-9010 MAIL ADDRESS: STREET 1: 2105 S BASCOM AVE, STE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001842013 XXXXXXXX 06-30-2023 06-30-2023 false Kaizen Financial Strategies

2105 S BASCOM AVE, STE 295 CAMPBELL CA 95008

13F HOLDINGS REPORT 028-20537 N John Stachnick Chief Compliance Officer 408-819-9010 /s/John Stachnick Campbell CA 08-07-2023 0 115 116886348 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 385069 2853 SH SOLE 0 0 2853 ADOBE SYSTEMS INCORPORATED COM 00724F101 BBG001S5NCQ5 1128369 2224 SH SOLE 0 0 2224 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 597993 5219 SH SOLE 0 0 5219 AGCO CORP COM 001084102 BBG001S7WHW3 424792 3178 SH SOLE 0 0 3178 ALLBIRDS INC COM CL A 01675A109 BBG00CCNTK94 24765 19500 SH SOLE 0 0 19500 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 120109 12083 SH SOLE 0 0 12083 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1877072 15783 SH SOLE 0 0 15783 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2949351 24656 SH SOLE 0 0 24656 AMAZON COM INC COM 023135106 BBG001S5PQL7 2387100 18250 SH SOLE 0 0 18250 AMGEN INC COM 031162100 BBG001S5NNL6 259441 1150 SH SOLE 0 0 1150 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 BBG00JRH3FV0 619056 24430 SH SOLE 0 0 24430 APPLE INC COM 037833100 BBG001S5N8V8 12848591 67706 SH SOLE 0 0 67706 APPLIED MATLS INC COM 038222105 BBG001S5NMM7 863379 6216 SH SOLE 0 0 6216 AXSOME THERAPEUTICS INC COM 05464T104 BBG00B6G7GM6 237472 3200 SH SOLE 0 0 3200 BANK AMERICA CORP 7.25%CNV PFD L 060505682 225980 194 SH SOLE 0 0 194 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 231147 7873 SH SOLE 0 0 7873 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 300455 870 SH SOLE 0 0 870 BERRY GLOBAL GROUP INC COM 08579W103 BBG001T6B4W6 293289 4425 SH SOLE 0 0 4425 BEST BUY INC COM 086516101 BBG001S5P285 786513 9700 SH SOLE 0 0 9700 BLACKSTONE INC COM 09260D107 BBG001S7H949 2969597 30246 SH SOLE 0 0 30246 BRUNSWICK CORP COM 117043109 BBG001S5P294 271207 3055 SH SOLE 0 0 3055 CATERPILLAR INC COM 149123101 BBG001S5PJ06 671116 2646 SH SOLE 0 0 2646 CHURCH & DWIGHT CO INC COM 171340102 BBG001S5PR99 355346 3617 SH SOLE 0 0 3617 COMFORT SYS USA INC COM 199908104 BBG001SB1GG8 255053 1550 SH SOLE 0 0 1550 CUBESMART COM 229663109 BBG001SHP0D7 226620 4952 SH SOLE 0 0 4952 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 243333 3453 SH SOLE 0 0 3453 DELL TECHNOLOGIES INC CL C 24703L202 BBG00DW3SZT0 216680 4000 SH SOLE 0 0 4000 DISNEY WALT CO COM 254687106 BBG001S5QHF3 261083 2896 SH SOLE 0 0 2896 EXPEDITORS INTL WASH INC COM 302130109 BBG001S5QZZ1 287235 2340 SH SOLE 0 0 2340 FEDERAL RLTY INVT TR NEW SH BEN INT NEW 313745101 BBG001S5RC36 254748 2555 SH SOLE 0 0 2555 FISERV INC COM 337738108 BBG001S5R6Q4 274020 2148 SH SOLE 0 0 2148 FRONTIER GROUP HLDGS INC COM 35909R108 BBG00GCTTKY4 106575 10500 SH SOLE 0 0 10500 GENWORTH FINL INC COM CL A 37247D106 BBG001SJ0DH8 180964 32200 SH SOLE 0 0 32200 GLADSTONE LD CORP COM 376549101 BBG001TB7TR1 211443 12823 SH SOLE 0 0 12823 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 BBG00MVW9603 183756 10249 SH SOLE 0 0 10249 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 436936 10577 SH SOLE 0 0 10577 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 BBG001SQT2W8 461056 5256 SH SOLE 0 0 5256 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 263768 1265 SH SOLE 0 0 1265 INMODE LTD SHS M5425M103 BBG00PPS74F3 280364 6200 SH SOLE 0 0 6200 INTUIT COM 461202103 BBG001S6TWR2 319601 670 SH SOLE 0 0 670 INTUITIVE SURGICAL INC COM NEW 46120E602 BBG001S7XR78 208554 600 SH SOLE 0 0 600 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 BBG001T0NSB6 159580 13986 SH SOLE 0 0 13986 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 BBG001V18CG8 235088 3750 SH SOLE 0 0 3750 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 BBG00KJR2V68 494165 1660 SH SOLE 0 0 1660 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 BBG00KJR2W66 238046 2100 SH SOLE 0 0 2100 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1787711 4795 SH SOLE 0 0 4795 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 475625 1061 SH SOLE 0 0 1061 ISHARES TR GL CLEAN ENE ETF 464288224 BBG001S7XDQ8 186300 10000 SH SOLE 0 0 10000 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 744908 6927 SH SOLE 0 0 6927 ISHARES TR MRGSTR MD CP GRW 464288307 BBG001SBRK44 262854 4233 SH SOLE 0 0 4233 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 223933 1167 SH SOLE 0 0 1167 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 316040 2133 SH SOLE 0 0 2133 KLA CORP COM NEW 482480100 BBG001S5SLM4 542972 1165 SH SOLE 0 0 1165 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 251143 403 SH SOLE 0 0 403 LENNAR CORP CL A 526057104 BBG001S5SRK3 707198 5513 SH SOLE 0 0 5513 LISTED FD TR WAHED FTSE ETF 53656F607 BBG00PPRBP63 414360 9670 SH SOLE 0 0 9670 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 327613 709 SH SOLE 0 0 709 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 BBG001S731Q7 499293 7801 SH SOLE 0 0 7801 MASTEC INC COM 576323109 BBG001S95HF8 280917 2450 SH SOLE 0 0 2450 MERCADOLIBRE INC COM 58733R102 BBG001SM32G3 245343 215 SH SOLE 0 0 215 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 322332 1042 SH SOLE 0 0 1042 MICROSOFT CORP COM 594918104 BBG001S5TD05 2722523 8074 SH SOLE 0 0 8074 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 400413 4668 SH SOLE 0 0 4668 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 BBG006JNW312 420723 7091 SH SOLE 0 0 7091 NUVEEN MUN INCOME FD INC COM 67062J102 BBG001S5TNH5 1229576 130806 SH SOLE 0 0 130806 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 3051797 6951 SH SOLE 0 0 6951 ORACLE CORP COM 68389X105 BBG001S5SJG6 474853 4093 SH SOLE 0 0 4093 PIMCO DYNAMIC INCOME FD SHS 72201Y101 BBG002Q8P804 969504 51215 SH SOLE 0 0 51215 QUALCOMM INC COM 747525103 BBG001S6VS70 429097 3616 SH SOLE 0 0 3616 REX AMERICAN RES CORP COM 761624105 BBG001S7D5J5 242190 6900 SH SOLE 0 0 6900 SALESFORCE INC COM 79466L302 BBG001SDLP09 1689145 7432 SH SOLE 0 0 7432 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 392512 6720 SH SOLE 0 0 6720 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 BBG00HXSKY16 964085 22353 SH SOLE 0 0 22353 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 BBG001T6L7D9 678961 26847 SH SOLE 0 0 26847 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 BBG001T9F7C1 4990031 101341 SH SOLE 0 0 101341 SCHWAB STRATEGIC TR LONG TERM US 808524680 BBG00PZFJQM0 2348480 65950 SH SOLE 0 0 65950 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 BBG0051K49J8 3262614 99561 SH SOLE 0 0 99561 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 5701163 123777 SH SOLE 0 0 123777 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 BBG001T66WN0 7105093 94257 SH SOLE 0 0 94257 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 BBG001V036R6 276624 3805 SH SOLE 0 0 3805 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 1306036 29010 SH SOLE 0 0 29010 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 BBG00L5F9FV7 500351 7489 SH SOLE 0 0 7489 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 291270 8477 SH SOLE 0 0 8477 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 667177 5144 SH SOLE 0 0 5144 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 1225195 7042 SH SOLE 0 0 7042 SERVICENOW INC COM 81762P102 BBG001T4JFC0 421005 750 SH SOLE 0 0 750 SIMON PPTY GROUP INC NEW COM 828806109 BBG001S77WM9 291098 2377 SH SOLE 0 0 2377 SNAP ON INC COM 833034101 BBG001S5W688 286905 980 SH SOLE 0 0 980 SOUTHWEST AIRLS CO COM 844741108 BBG001S5SXC9 212218 5505 SH SOLE 0 0 5505 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 1006300 2928 SH SOLE 0 0 2928 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 304649 1675 SH SOLE 0 0 1675 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 10430499 23386 SH SOLE 0 0 23386 SPDR SER TR COMP SOFTWARE 78464A599 BBG0024LG5C2 284789 2056 SH SOLE 0 0 2056 SPDR SER TR FACTST INV ETF 78464A110 BBG00BVVM2R4 394287 2860 SH SOLE 0 0 2860 SPDR SER TR S&P HOMEBUILD 78464A888 BBG001SQDKH2 431132 5200 SH SOLE 0 0 5200 SPDR SER TR S&P INS ETF 78464A789 BBG001SPTB50 281464 6830 SH SOLE 0 0 6830 STAG INDL INC COM 85254J102 BBG001T9F312 739117 19726 SH SOLE 0 0 19726 SUMMIT MATLS INC CL A 86614U100 BBG006K8P6F9 345598 9440 SH SOLE 0 0 9440 TERADATA CORP DEL COM 88076W103 BBG001SPRJ28 278350 5000 SH SOLE 0 0 5000 TESLA INC COM 88160R101 BBG001SQKGD7 1407004 5173 SH SOLE 0 0 5173 THE TRADE DESK INC COM CL A 88339J105 BBG00629NGW8 223275 2642 SH SOLE 0 0 2642 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 562136 1069 SH SOLE 0 0 1069 TIDAL ETF TR FOLIOBEYOND ALTE 886364637 BBG012S2TTB2 254897 7800 SH SOLE 0 0 7800 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 282528 625 SH SOLE 0 0 625 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 BBG002VZY7Y3 223710 8050 SH SOLE 0 0 8050 VANECK ETF TRUST OIL SERVICES ETF 92189H607 BBG001SGYST1 327028 1010 SH SOLE 0 0 1010 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 BBG002D68GN8 1487434 9627 SH SOLE 0 0 9627 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1021706 4594 SH SOLE 0 0 4594 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 217989 5224 SH SOLE 0 0 5224 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 305255 6470 SH SOLE 0 0 6470 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 7725251 47628 SH SOLE 0 0 47628 VISA INC COM CL A 92826C839 BBG001SRCFY3 695588 2872 SH SOLE 0 0 2872 WP CAREY INC COM 92936U109 BBG001S67MM3 460272 6651 SH SOLE 0 0 6651 ZILLOW GROUP INC CL C CAP STK 98954M200 BBG009NRSWK2 290950 5500 SH SOLE 0 0 5500 ZILLOW GROUP INC CL C CAP STK 98954M200 BBG009NRSWK2 140082 12000 SH Call SOLE 0 0 12000