Chief Compliance Officer

0001085146-22-000331.txt : 20220126 0001085146-22-000331.hdr.sgml : 20220126 20220125185227 ACCESSION NUMBER: 0001085146-22-000331 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220126 DATE AS OF CHANGE: 20220125 EFFECTIVENESS DATE: 20220126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kaizen Financial Strategies CENTRAL INDEX KEY: 0001842013 IRS NUMBER: 832391273 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20537 FILM NUMBER: 22555324 BUSINESS ADDRESS: STREET 1: 2105 SOUTH BASCOM AVE, SUITE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-819-9010 MAIL ADDRESS: STREET 1: 2105 S BASCOM AVE, STE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001842013 XXXXXXXX 12-31-2021 12-31-2021 false Kaizen Financial Strategies

2105 S BASCOM AVE, STE 295 CAMPBELL CA 95008

13F HOLDINGS REPORT 028-20537 N John Stachnick Chief Compliance Officer 408-819-9010 /s/John Stachnick Campbell CA 01-24-2022 0 140 133534 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 10X GENOMICS INC CL A COM 88025U109 209 1400 SH SOLE 0 0 1400 ABBVIE INC COM 00287Y109 423 3122 SH SOLE 0 0 3122 ACTIVISION BLIZZARD INC COM 00507V109 399 6001 SH SOLE 0 0 6001 ADOBE SYSTEMS INCORPORATED COM 00724F101 1406 2480 SH SOLE 0 0 2480 ADVANCED MICRO DEVICES INC COM 007903107 518 3601 SH SOLE 0 0 3601 AFFIRM HLDGS INC COM CL A 00827B106 723 7185 SH SOLE 0 0 7185 AIRBNB INC COM CL A 009066101 476 2858 SH SOLE 0 0 2858 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 246 2070 SH SOLE 0 0 2070 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 246 20252 SH SOLE 0 0 20252 ALPHABET INC CAP STK CL A 02079K305 1608 555 SH SOLE 0 0 555 ALPHABET INC CAP STK CL C 02079K107 1667 576 SH SOLE 0 0 576 AMAZON COM INC COM 023135106 2791 837 SH SOLE 0 0 837 AMERICAN TOWER CORP NEW COM 03027X100 472 1614 SH SOLE 0 0 1614 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 795 19780 SH SOLE 0 0 19780 APPLE INC COM 037833100 12948 72920 SH SOLE 0 0 72920 APPLIED MATLS INC COM 038222105 2100 13346 SH SOLE 0 0 13346 ARK ETF TR FINTECH INNOVA 00214Q708 561 13721 SH SOLE 0 0 13721 AUTOMATIC DATA PROCESSING IN COM 053015103 236 956 SH SOLE 0 0 956 AXON ENTERPRISE INC COM 05464C101 314 2000 SH SOLE 0 0 2000 AXSOME THERAPEUTICS INC COM 05464T104 283 7500 SH SOLE 0 0 7500 BANK NEW YORK MELLON CORP COM 064058100 256 4400 SH SOLE 0 0 4400 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 290 970 SH SOLE 0 0 970 BEST BUY INC COM 086516101 737 7257 SH SOLE 0 0 7257 BK OF AMERICA CORP COM 060505104 273 6134 SH SOLE 0 0 6134 BLACKSTONE INC COM 09260D107 2261 17476 SH SOLE 0 0 17476 BLOCK H & R INC COM 093671105 216 9169 SH SOLE 0 0 9169 BRUNSWICK CORP COM 117043109 206 2041 SH SOLE 0 0 2041 CATERPILLAR INC COM 149123101 656 3172 SH SOLE 0 0 3172 CROWDSTRIKE HLDGS INC CL A 22788C105 225 1100 SH SOLE 0 0 1100 CUBESMART COM 229663109 459 8058 SH SOLE 0 0 8058 DIGITAL RLTY TR INC COM 253868103 267 1507 SH SOLE 0 0 1507 DOCEBO INC COM 25609L105 256 3800 SH SOLE 0 0 3800 ENTRAVISION COMMUNICATIONS C CL A 29382R107 68 10035 SH SOLE 0 0 10035 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 812 15559 SH SOLE 0 0 15559 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 1026 15097 SH SOLE 0 0 15097 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 2601 92757 SH SOLE 0 0 92757 GLADSTONE LD CORP COM 376549101 440 13030 SH SOLE 0 0 13030 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 208 3866 SH SOLE 0 0 3866 HONEYWELL INTL INC COM 438516106 334 1600 SH SOLE 0 0 1600 HUBSPOT INC COM 443573100 264 400 SH SOLE 0 0 400 INTERNATIONAL PAPER CO COM 460146103 631 13439 SH SOLE 0 0 13439 INTUIT COM 461202103 307 477 SH SOLE 0 0 477 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 399 11885 SH SOLE 0 0 11885 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 511 34080 SH SOLE 0 0 34080 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 220 3200 SH SOLE 0 0 3200 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 311 3419 SH SOLE 0 0 3419 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 731 17310 SH SOLE 0 0 17310 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 525 1620 SH SOLE 0 0 1620 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 234 2050 SH SOLE 0 0 2050 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 225 1068 SH SOLE 0 0 1068 INVESCO QQQ TR UNIT SER 1 46090E103 2989 7512 SH SOLE 0 0 7512 ISHARES INC MSCI TAIWAN ETF 46434G772 226 3400 SH SOLE 0 0 3400 ISHARES TR CORE S&P US GWT 464287671 309 2669 SH SOLE 0 0 2669 ISHARES TR CORE S&P500 ETF 464287200 318 666 SH SOLE 0 0 666 ISHARES TR EAFE GRWTH ETF 464288885 254 2306 SH SOLE 0 0 2306 ISHARES TR IBOXX HI YD ETF 464288513 1607 18465 SH SOLE 0 0 18465 ISHARES TR IBOXX INV CP ETF 464287242 1659 12518 SH SOLE 0 0 12518 ISHARES TR ISHARES BIOTECH 464287556 311 2038 SH SOLE 0 0 2038 ISHARES TR MSCI EMG MKT ETF 464287234 300 6139 SH SOLE 0 0 6139 ISHARES TR MSCI INDIA ETF 46429B598 371 8100 SH SOLE 0 0 8100 ISHARES TR RUSSELL 2000 ETF 464287655 781 3512 SH SOLE 0 0 3512 ISHARES TR S&P 500 GRWT ETF 464287309 304 3630 SH SOLE 0 0 3630 ISHARES TR U.S. MED DVC ETF 464288810 589 8940 SH SOLE 0 0 8940 KKR & CO INC COM 48251W104 273 3669 SH SOLE 0 0 3669 KLA CORP COM NEW 482480100 559 1300 SH SOLE 0 0 1300 LAM RESEARCH CORP COM 512807108 442 614 SH SOLE 0 0 614 LENNAR CORP CL A 526057104 573 4929 SH SOLE 0 0 4929 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 458 9872 SH SOLE 0 0 9872 META PLATFORMS INC CL A 30303M102 1011 3007 SH SOLE 0 0 3007 METLIFE INC COM 59156R108 667 10668 SH SOLE 0 0 10668 MFA FINL INC COM 55272X102 288 63104 SH SOLE 0 0 63104 MICROSOFT CORP COM 594918104 2582 7676 SH SOLE 0 0 7676 MORGAN STANLEY COM NEW 617446448 364 3710 SH SOLE 0 0 3710 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 513 6073 SH SOLE 0 0 6073 NOKIA CORP SPONSORED ADR 654902204 124 20000 SH SOLE 0 0 20000 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 631 41731 SH SOLE 0 0 41731 NUVEEN MUN INCOME FD INC COM 67062J102 597 52090 SH SOLE 0 0 52090 NVIDIA CORPORATION COM 67066G104 3830 13023 SH SOLE 0 0 13023 PAYPAL HLDGS INC COM 70450Y103 501 2655 SH SOLE 0 0 2655 PENNYMAC MTG INVT TR COM 70931T103 356 20564 SH SOLE 0 0 20564 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1451 55983 SH SOLE 0 0 55983 PROLOGIS INC. COM 74340W103 201 1192 SH SOLE 0 0 1192 QUALCOMM INC COM 747525103 425 2326 SH SOLE 0 0 2326 QUANTA SVCS INC COM 74762E102 573 5000 SH SOLE 0 0 5000 QUEST DIAGNOSTICS INC COM 74834L100 231 1338 SH SOLE 0 0 1338 SALESFORCE COM INC COM 79466L302 2764 10877 SH SOLE 0 0 10877 SCHWAB CHARLES CORP COM 808513105 1114 13250 SH SOLE 0 0 13250 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 4242 83908 SH SOLE 0 0 83908 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 1896 40702 SH SOLE 0 0 40702 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 307 10348 SH SOLE 0 0 10348 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1076 27676 SH SOLE 0 0 27676 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1049 32264 SH SOLE 0 0 32264 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 441 8664 SH SOLE 0 0 8664 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2410 44714 SH SOLE 0 0 44714 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 4455 27206 SH SOLE 0 0 27206 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 298 3710 SH SOLE 0 0 3710 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2905 28372 SH SOLE 0 0 28372 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2760 43894 SH SOLE 0 0 43894 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1518 19544 SH SOLE 0 0 19544 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 2095 53640 SH SOLE 0 0 53640 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1260 24329 SH SOLE 0 0 24329 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1191 5826 SH SOLE 0 0 5826 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1273 9036 SH SOLE 0 0 9036 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1188 13114 SH SOLE 0 0 13114 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1380 7939 SH SOLE 0 0 7939 SHERWIN WILLIAMS CO COM 824348106 303 860 SH SOLE 0 0 860 SIMON PPTY GROUP INC NEW COM 828806109 251 1573 SH SOLE 0 0 1573 SNOWFLAKE INC CL A 833445109 440 1300 SH SOLE 0 0 1300 SOUTHWEST AIRLS CO COM 844741108 466 10888 SH SOLE 0 0 10888 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 382 1051 SH SOLE 0 0 1051 SPDR GOLD TR GOLD SHS 78463V107 333 1947 SH SOLE 0 0 1947 SPDR S&P 500 ETF TR TR UNIT 78462F103 6078 12798 SH SOLE 0 0 12798 SPDR SER TR COMP SOFTWARE 78464A599 819 4951 SH SOLE 0 0 4951 SPDR SER TR PORTFOLIO LN COR 78464A367 321 10195 SH SOLE 0 0 10195 SPDR SER TR PRTFLO S&P500 VL 78464A508 995 23699 SH SOLE 0 0 23699 SPDR SER TR S&P 600 SMCP GRW 78464A201 208 2240 SH SOLE 0 0 2240 SPDR SER TR S&P HOMEBUILD 78464A888 946 11025 SH SOLE 0 0 11025 STAG INDL INC COM 85254J102 1002 20889 SH SOLE 0 0 20889 TESLA INC COM 88160R101 526 498 SH SOLE 0 0 498 THE TRADE DESK INC COM CL A 88339J105 1020 11127 SH SOLE 0 0 11127 THERMO FISHER SCIENTIFIC INC COM 883556102 435 651 SH SOLE 0 0 651 TRANE TECHNOLOGIES PLC SHS G8994E103 444 2200 SH SOLE 0 0 2200 TWITTER INC COM 90184L102 586 13557 SH SOLE 0 0 13557 UBER TECHNOLOGIES INC COM 90353T100 231 5500 SH SOLE 0 0 5500 UNITED RENTALS INC COM 911363109 890 2679 SH SOLE 0 0 2679 UPSTART HLDGS INC COM 91680M107 483 3190 SH SOLE 0 0 3190 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 563 5900 SH SOLE 0 0 5900 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 239 7250 SH SOLE 0 0 7250 VANECK ETF TRUST OIL SERVICES ETF 92189H607 462 2501 SH SOLE 0 0 2501 VANECK ETF TRUST RARE EARTH/STRTG 92189H805 337 3000 SH SOLE 0 0 3000 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 1766 5720 SH SOLE 0 0 5720 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 235 2779 SH SOLE 0 0 2779 VANGUARD INDEX FDS GROWTH ETF 922908736 207 646 SH SOLE 0 0 646 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2963 12274 SH SOLE 0 0 12274 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 307 1789 SH SOLE 0 0 1789 VIACOMCBS INC CL B 92556H206 646 21408 SH SOLE 0 0 21408 VISA INC COM CL A 92826C839 896 4135 SH SOLE 0 0 4135 WALGREENS BOOTS ALLIANCE INC COM 931427108 321 6146 SH SOLE 0 0 6146 WINNEBAGO INDS INC COM 974637100 225 3000 SH SOLE 0 0 3000 WP CAREY INC COM 92936U109 548 6680 SH SOLE 0 0 6680