Chief Compliance Officer

0001085146-21-001822.txt : 20210528 0001085146-21-001822.hdr.sgml : 20210528 20210528094223 ACCESSION NUMBER: 0001085146-21-001822 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 EFFECTIVENESS DATE: 20210528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kaizen Financial Strategies CENTRAL INDEX KEY: 0001842013 IRS NUMBER: 832391273 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20537 FILM NUMBER: 21976735 BUSINESS ADDRESS: STREET 1: 2105 SOUTH BASCOM AVE, SUITE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-819-9010 MAIL ADDRESS: STREET 1: 2105 S BASCOM AVE, STE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001842013 XXXXXXXX 03-31-2021 03-31-2021 false Kaizen Financial Strategies

2105 S BASCOM AVE, STE 295 CAMPBELL CA 95008

13F HOLDINGS REPORT 028-20537 N John Stachnick Chief Compliance Officer 408-819-9010 /s/John Stachnick Campbell CA 05-25-2021 0 137 104935 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 391 3610 SH SOLE 0 0 3610 ACTIVISION BLIZZARD INC COM 00507V109 302 3251 SH SOLE 0 0 3251 ADOBE SYSTEMS INCORPORATED COM 00724F101 1131 2380 SH SOLE 0 0 2380 ADVANCED MICRO DEVICES INC COM 007903107 283 3600 SH SOLE 0 0 3600 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1335 5888 SH SOLE 0 0 5888 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 180 15184 SH SOLE 0 0 15184 ALPHABET INC CAP STK CL A 02079K305 1454 705 SH SOLE 0 0 705 ALPHABET INC CAP STK CL C 02079K107 1022 494 SH SOLE 0 0 494 AMAZON COM INC COM 023135106 2073 670 SH SOLE 0 0 670 AMERICAN TOWER CORP NEW COM 03027X100 218 911 SH SOLE 0 0 911 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1366 24471 SH SOLE 0 0 24471 APPLE INC COM 037833100 8789 71956 SH SOLE 0 0 71956 APPLIED MATLS INC COM 038222105 1120 8386 SH SOLE 0 0 8386 AXON ENTERPRISE INC COM 05464C101 271 1900 SH SOLE 0 0 1900 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 328 1285 SH SOLE 0 0 1285 BIOGEN INC COM 09062X103 308 1100 SH SOLE 0 0 1100 BK OF AMERICA CORP COM 060505104 256 6628 SH SOLE 0 0 6628 BLACKSTONE GROUP INC COM 09260D107 853 11450 SH SOLE 0 0 11450 BLACKSTONE GROUP INC COM 09260D107 3 1000 SH Call SOLE 0 0 1000 BRUNSWICK CORP COM 117043109 289 3030 SH SOLE 0 0 3030 CAI INTERNATIONAL INC COM 12477X106 337 7400 SH SOLE 0 0 7400 CITIZENS FINANCIAL GROUP INC COM 174610105 362 8200 SH SOLE 0 0 8200 CORTEVA INC COM 22052L104 233 5000 SH SOLE 0 0 5000 CUBESMART COM 229663109 329 8707 SH SOLE 0 0 8707 D R HORTON INC COM 23331A109 607 6814 SH SOLE 0 0 6814 DECKERS OUTDOOR CORP COM 243537107 240 725 SH SOLE 0 0 725 DELTA AIR LINES INC DEL COM NEW 247361702 526 10889 SH SOLE 0 0 10889 DIGITAL RLTY TR INC COM 253868103 325 2309 SH SOLE 0 0 2309 ETSY INC COM 29786A106 645 3200 SH SOLE 0 0 3200 EXXON MOBIL CORP COM 30231G102 375 6715 SH SOLE 0 0 6715 FACEBOOK INC CL A 30303M102 280 950 SH SOLE 0 0 950 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 627 15412 SH SOLE 0 0 15412 FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 33736G106 300 13300 SH SOLE 0 0 13300 FISERV INC COM 337738108 246 2065 SH SOLE 0 0 2065 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 1488 53750 SH SOLE 0 0 53750 GLADSTONE LD CORP COM 376549101 242 13244 SH SOLE 0 0 13244 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 267 5287 SH SOLE 0 0 5287 HEWLETT PACKARD ENTERPRISE C COM 42824C109 252 16000 SH SOLE 0 0 16000 HOLOGIC INC COM 436440101 692 9300 SH SOLE 0 0 9300 HONEYWELL INTL INC COM 438516106 407 1873 SH SOLE 0 0 1873 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 631 37962 SH SOLE 0 0 37962 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 578 7100 SH SOLE 0 0 7100 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 223 7017 SH SOLE 0 0 7017 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 368 24563 SH SOLE 0 0 24563 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 741 12750 SH SOLE 0 0 12750 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 1026 11185 SH SOLE 0 0 11185 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 538 3813 SH SOLE 0 0 3813 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 400 12300 SH SOLE 0 0 12300 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 437 1620 SH SOLE 0 0 1620 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 233 2250 SH SOLE 0 0 2250 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2427 17134 SH SOLE 0 0 17134 INVESCO QQQ TR UNIT SER 1 46090E103 2217 6945 SH SOLE 0 0 6945 ISHARES INC MSCI TAIWAN ETF 46434G772 276 4600 SH SOLE 0 0 4600 ISHARES TR CORE S&P500 ETF 464287200 265 666 SH SOLE 0 0 666 ISHARES TR EAFE GRWTH ETF 464288885 269 2674 SH SOLE 0 0 2674 ISHARES TR IBOXX HI YD ETF 464288513 2030 23288 SH SOLE 0 0 23288 ISHARES TR IBOXX INV CP ETF 464287242 1908 14671 SH SOLE 0 0 14671 ISHARES TR MSCI EMG MKT ETF 464287234 322 6041 SH SOLE 0 0 6041 ISHARES TR MSCI INDIA ETF 46429B598 426 10100 SH SOLE 0 0 10100 ISHARES TR NASDAQ BIOTECH 464287556 376 2498 SH SOLE 0 0 2498 ISHARES TR RUSSELL 2000 ETF 464287655 1686 7629 SH SOLE 0 0 7629 ISHARES TR S&P 500 GRWT ETF 464287309 361 5547 SH SOLE 0 0 5547 ISHARES TR U.S. MED DVC ETF 464288810 492 1490 SH SOLE 0 0 1490 JD.COM INC SPON ADR CL A 47215P106 1274 15102 SH SOLE 0 0 15102 JD.COM INC SPON ADR CL A 47215P106 2 700 SH Call SOLE 0 0 700 KLA CORP COM NEW 482480100 463 1400 SH SOLE 0 0 1400 LAM RESEARCH CORP COM 512807108 376 632 SH SOLE 0 0 632 LENNAR CORP CL A 526057104 350 3460 SH SOLE 0 0 3460 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 473 10919 SH SOLE 0 0 10919 METLIFE INC COM 59156R108 741 12182 SH SOLE 0 0 12182 MFA FINL INC COM 55272X102 161 39584 SH SOLE 0 0 39584 MICROSOFT CORP COM 594918104 2400 10179 SH SOLE 0 0 10179 MORGAN STANLEY COM NEW 617446448 363 4673 SH SOLE 0 0 4673 NETFLIX INC COM 64110L106 483 925 SH SOLE 0 0 925 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 480 6581 SH SOLE 0 0 6581 NVIDIA CORPORATION COM 67066G104 667 1250 SH SOLE 0 0 1250 OKTA INC CL A 679295105 242 1100 SH SOLE 0 0 1100 OMEGA HEALTHCARE INVS INC COM 681936100 227 6206 SH SOLE 0 0 6206 PAYPAL HLDGS INC COM 70450Y103 1232 5075 SH SOLE 0 0 5075 PENNYMAC MTG INVT TR COM 70931T103 339 17295 SH SOLE 0 0 17295 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1028 46166 SH SOLE 0 0 46166 PIMCO DYNAMIC INCOME FD SHS 72201Y101 414 14709 SH SOLE 0 0 14709 QUALCOMM INC COM 747525103 1049 7914 SH SOLE 0 0 7914 QUANTA SVCS INC COM 74762E102 440 5000 SH SOLE 0 0 5000 SALESFORCE COM INC COM 79466L302 2507 11833 SH SOLE 0 0 11833 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 3764 73843 SH SOLE 0 0 73843 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 989 25096 SH SOLE 0 0 25096 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1046 32907 SH SOLE 0 0 32907 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1012 26897 SH SOLE 0 0 26897 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 978 17330 SH SOLE 0 0 17330 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 929 28948 SH SOLE 0 0 28948 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 508 9893 SH SOLE 0 0 9893 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1784 33071 SH SOLE 0 0 33071 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2546 19620 SH SOLE 0 0 19620 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 327 4391 SH SOLE 0 0 4391 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1574 15789 SH SOLE 0 0 15789 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1565 25589 SH SOLE 0 0 25589 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 508 6932 SH SOLE 0 0 6932 SELECT SECTOR SPDR TR ENERGY 81369Y506 1371 27937 SH SOLE 0 0 27937 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 840 4999 SH SOLE 0 0 4999 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 302 2590 SH SOLE 0 0 2590 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1725 50675 SH SOLE 0 0 50675 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 670 6810 SH SOLE 0 0 6810 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 449 5694 SH SOLE 0 0 5694 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1013 7628 SH SOLE 0 0 7628 SHERWIN WILLIAMS CO COM 824348106 301 408 SH SOLE 0 0 408 SONY CORP SPONSORED ADR 835699307 233 2200 SH SOLE 0 0 2200 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 380 1151 SH SOLE 0 0 1151 SPDR GOLD TR GOLD SHS 78463V107 513 3204 SH SOLE 0 0 3204 SPDR S&P 500 ETF TR TR UNIT 78462F103 1490 3760 SH SOLE 0 0 3760 SPDR SER TR COMP SOFTWARE 78464A599 727 4616 SH SOLE 0 0 4616 SPDR SER TR PORTFOLIO LN COR 78464A367 347 11495 SH SOLE 0 0 11495 SPDR SER TR S&P HOMEBUILD 78464A888 459 6520 SH SOLE 0 0 6520 STAG INDL INC COM 85254J102 694 20637 SH SOLE 0 0 20637 STARBUCKS CORP COM 855244109 721 6600 SH SOLE 0 0 6600 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 733 4150 SH SOLE 0 0 4150 TENNECO INC CL A VTG COM STK 880349105 107 10000 SH SOLE 0 0 10000 THERMO FISHER SCIENTIFIC INC COM 883556102 297 651 SH SOLE 0 0 651 TRANE TECHNOLOGIES PLC SHS G8994E103 364 2200 SH SOLE 0 0 2200 UNITED RENTALS INC COM 911363109 724 2200 SH SOLE 0 0 2200 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 522 5950 SH SOLE 0 0 5950 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 497 2600 SH SOLE 0 0 2600 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 225 3000 SH SOLE 0 0 3000 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 964 3959 SH SOLE 0 0 3959 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 271 3193 SH SOLE 0 0 3193 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1497 7244 SH SOLE 0 0 7244 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 262 1780 SH SOLE 0 0 1780 VEDANTA LIMITED SPONSORED ADR 92242Y100 295 23500 SH SOLE 0 0 23500 VISA INC COM CL A 92826C839 1013 4784 SH SOLE 0 0 4784 WALGREENS BOOTS ALLIANCE INC COM 931427108 358 6522 SH SOLE 0 0 6522 WALMART INC COM 931142103 25 183 SH SOLE 0 0 183 WALMART INC COM 931142103 43 10000 SH Put SOLE 0 0 10000 WESTLAKE CHEM CORP COM 960413102 444 5000 SH SOLE 0 0 5000 WISDOMTREE TR EM EX ST-OWNED 97717X578 208 5100 SH SOLE 0 0 5100 WORLD WRESTLING ENTMT INC CL A 98156Q108 332 6113 SH SOLE 0 0 6113 WP CAREY INC COM 92936U109 449 6344 SH SOLE 0 0 6344 ZOETIS INC CL A 98978V103 847 5378 SH SOLE 0 0 5378