Chief Compliance Officer

0001085146-21-000413.txt : 20210203 0001085146-21-000413.hdr.sgml : 20210203 20210202195239 ACCESSION NUMBER: 0001085146-21-000413 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kaizen Financial Strategies CENTRAL INDEX KEY: 0001842013 IRS NUMBER: 832391273 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20537 FILM NUMBER: 21583634 BUSINESS ADDRESS: STREET 1: 2105 SOUTH BASCOM AVE, SUITE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-819-9010 MAIL ADDRESS: STREET 1: 2105 S BASCOM AVE, STE 295 CITY: CAMPBELL STATE: CA ZIP: 95008 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001842013 XXXXXXXX 12-31-2020 12-31-2020 false Kaizen Financial Strategies

2105 S BASCOM AVE, STE 295 CAMPBELL CA 95008

13F HOLDINGS REPORT 028-20537 N John Stachnick Chief Compliance Officer 408-819-9010 /s/John Stachnick Campbell CA 02-02-2021 0 123 89995 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 2U INC COM 90214J101 219 5474 SH SOLE 0 0 5474 ABBVIE INC COM 00287Y109 735 6859 SH SOLE 0 0 6859 ACTIVISION BLIZZARD INC COM 00507V109 423 4551 SH SOLE 0 0 4551 ADOBE SYSTEMS INCORPORATED COM 00724F101 424 847 SH SOLE 0 0 847 ADVANCED MICRO DEVICES INC COM 007903107 330 3600 SH SOLE 0 0 3600 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 692 2973 SH SOLE 0 0 2973 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 12 2000 SH Put SOLE 0 0 2000 ALPHABET INC CAP STK CL A 02079K305 959 547 SH SOLE 0 0 547 ALPHABET INC CAP STK CL A 02079K305 35 1000 SH Call SOLE 0 0 1000 ALPHABET INC CAP STK CL A 02079K305 0 400 SH Put SOLE 0 0 400 AMAZON COM INC COM 023135106 2068 635 SH SOLE 0 0 635 AMERICAN TOWER CORP NEW COM 03027X100 203 906 SH SOLE 0 0 906 AMGEN INC COM 031162100 261 1135 SH SOLE 0 0 1135 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 899 25700 SH SOLE 0 0 25700 APPLE INC COM 037833100 10778 81227 SH SOLE 0 0 81227 APPLIED MATLS INC COM 038222105 716 8300 SH SOLE 0 0 8300 AXON ENTERPRISE INC COM 05464C101 245 2000 SH SOLE 0 0 2000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 327 1410 SH SOLE 0 0 1410 BK OF AMERICA CORP COM 060505104 216 7121 SH SOLE 0 0 7121 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 601 22293 SH SOLE 0 0 22293 BLACKSTONE GROUP INC COM CL A 09260D107 1294 19969 SH SOLE 0 0 19969 BRUNSWICK CORP COM 117043109 230 3022 SH SOLE 0 0 3022 CUBESMART COM 229663109 334 9932 SH SOLE 0 0 9932 DECKERS OUTDOOR CORP COM 243537107 208 725 SH SOLE 0 0 725 DELTA AIR LINES INC DEL COM NEW 247361702 267 6630 SH SOLE 0 0 6630 DIGITAL RLTY TR INC COM 253868103 868 6222 SH SOLE 0 0 6222 EXLSERVICE HOLDINGS INC COM 302081104 213 2500 SH SOLE 0 0 2500 FACEBOOK INC CL A 30303M102 410 1500 SH SOLE 0 0 1500 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 669 17103 SH SOLE 0 0 17103 FISERV INC COM 337738108 241 2119 SH SOLE 0 0 2119 GLADSTONE LD CORP COM 376549101 197 13424 SH SOLE 0 0 13424 GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 287 5548 SH SOLE 0 0 5548 HEWLETT PACKARD ENTERPRISE C COM 42824C109 190 16000 SH SOLE 0 0 16000 HOLOGIC INC COM 436440101 240 3300 SH SOLE 0 0 3300 HONEYWELL INTL INC COM 438516106 445 2093 SH SOLE 0 0 2093 INTEL CORP COM 458140100 662 13282 SH SOLE 0 0 13282 INTERNATIONAL PAPER CO COM 460146103 676 13600 SH SOLE 0 0 13600 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 568 6900 SH SOLE 0 0 6900 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 210 6811 SH SOLE 0 0 6811 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 412 26992 SH SOLE 0 0 26992 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 810 14400 SH SOLE 0 0 14400 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 393 13500 SH SOLE 0 0 13500 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 411 1620 SH SOLE 0 0 1620 INVESCO QQQ TR UNIT SER 1 46090E103 2298 7325 SH SOLE 0 0 7325 ISHARES TR CORE S&P500 ETF 464287200 359 957 SH SOLE 0 0 957 ISHARES TR EAFE GRWTH ETF 464288885 487 4825 SH SOLE 0 0 4825 ISHARES TR IBOXX INV CP ETF 464287242 3997 28939 SH SOLE 0 0 28939 ISHARES TR MSCI EMG MKT ETF 464287234 312 6041 SH SOLE 0 0 6041 ISHARES TR NASDAQ BIOTECH 464287556 447 2953 SH SOLE 0 0 2953 ISHARES TR RUSSELL 2000 ETF 464287655 788 4021 SH SOLE 0 0 4021 ISHARES TR S&P 500 GRWT ETF 464287309 724 11339 SH SOLE 0 0 11339 ISHARES TR U.S. MED DVC ETF 464288810 494 1510 SH SOLE 0 0 1510 JD.COM INC SPON ADR CL A 47215P106 961 10936 SH SOLE 0 0 10936 JD.COM INC SPON ADR CL A 47215P106 2 500 SH Call SOLE 0 0 500 LAM RESEARCH CORP COM 512807108 447 946 SH SOLE 0 0 946 LENNAR CORP CL A 526057104 572 7502 SH SOLE 0 0 7502 LENNAR CORP CL A 526057104 1 500 SH Call SOLE 0 0 500 LOCKHEED MARTIN CORP COM 539830109 201 567 SH SOLE 0 0 567 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 452 10661 SH SOLE 0 0 10661 METLIFE INC COM 59156R108 563 11991 SH SOLE 0 0 11991 MFA FINL INC COM 55272X102 144 37134 SH SOLE 0 0 37134 MICROSOFT CORP COM 594918104 2092 9405 SH SOLE 0 0 9405 MORGAN STANLEY COM NEW 617446448 436 6364 SH SOLE 0 0 6364 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 438 6532 SH SOLE 0 0 6532 NVIDIA CORPORATION COM 67066G104 836 1602 SH SOLE 0 0 1602 OKTA INC CL A 679295105 254 1000 SH SOLE 0 0 1000 OMEGA HEALTHCARE INVS INC COM 681936100 690 19003 SH SOLE 0 0 19003 PAYPAL HLDGS INC COM 70450Y103 249 1065 SH SOLE 0 0 1065 PENNYMAC MTG INVT TR COM 70931T103 308 17503 SH SOLE 0 0 17503 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1027 48420 SH SOLE 0 0 48420 PIMCO DYNAMIC INCOME FD SHS 72201Y101 466 17644 SH SOLE 0 0 17644 QUALCOMM INC COM 747525103 722 4739 SH SOLE 0 0 4739 QUANTA SVCS INC COM 74762E102 360 5000 SH SOLE 0 0 5000 SALESFORCE COM INC COM 79466L302 2384 10713 SH SOLE 0 0 10713 SALESFORCE COM INC COM 79466L302 1 300 SH Call SOLE 0 0 300 SCHWAB CHARLES CORP COM 808513105 840 15842 SH SOLE 0 0 15842 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 803 21485 SH SOLE 0 0 21485 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 393 10917 SH SOLE 0 0 10917 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 3524 60528 SH SOLE 0 0 60528 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 959 18656 SH SOLE 0 0 18656 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 999 17823 SH SOLE 0 0 17823 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3143 24480 SH SOLE 0 0 24480 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 313 4584 SH SOLE 0 0 4584 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 817 12114 SH SOLE 0 0 12114 SELECT SECTOR SPDR TR ENERGY 81369Y506 539 14221 SH SOLE 0 0 14221 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 573 3566 SH SOLE 0 0 3566 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 885 7800 SH SOLE 0 0 7800 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 543 18416 SH SOLE 0 0 18416 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 205 2313 SH SOLE 0 0 2313 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 687 9491 SH SOLE 0 0 9491 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1184 9105 SH SOLE 0 0 9105 SHERWIN WILLIAMS CO COM 824348106 300 409 SH SOLE 0 0 409 SONY CORP SPONSORED ADR 835699307 202 2000 SH SOLE 0 0 2000 SOUTHWEST AIRLS CO COM 844741108 746 16014 SH SOLE 0 0 16014 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 779 2548 SH SOLE 0 0 2548 SPDR GOLD TR GOLD SHS 78463V107 2026 11358 SH SOLE 0 0 11358 SPDR S&P 500 ETF TR TR UNIT 78462F103 2275 6086 SH SOLE 0 0 6086 SPDR SER TR COMP SOFTWARE 78464A599 992 6439 SH SOLE 0 0 6439 SPDR SER TR PORTFOLIO LN COR 78464A367 380 11495 SH SOLE 0 0 11495 SPDR SER TR S&P HOMEBUILD 78464A888 416 7212 SH SOLE 0 0 7212 SQUARE INC CL A 852234103 243 1115 SH SOLE 0 0 1115 STAG INDL INC COM 85254J102 639 20408 SH SOLE 0 0 20408 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 627 5749 SH SOLE 0 0 5749 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 312 1500 SH SOLE 0 0 1500 THERMO FISHER SCIENTIFIC INC COM 883556102 303 650 SH SOLE 0 0 650 TRANE TECHNOLOGIES PLC SHS G8994E103 319 2200 SH SOLE 0 0 2200 TWITTER INC COM 90184L102 307 5672 SH SOLE 0 0 5672 U S CONCRETE INC COM 90333L201 584 14600 SH SOLE 0 0 14600 UNION PAC CORP COM 907818108 212 1018 SH SOLE 0 0 1018 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 436 5600 SH SOLE 0 0 5600 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 400 2600 SH SOLE 0 0 2600 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 290 3287 SH SOLE 0 0 3287 VANGUARD INDEX FDS GROWTH ETF 922908736 394 1556 SH SOLE 0 0 1556 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1280 6574 SH SOLE 0 0 6574 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 411 4227 SH SOLE 0 0 4227 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 674 4776 SH SOLE 0 0 4776 VIACOMCBS INC CL B 92556H206 958 25722 SH SOLE 0 0 25722 VISA INC COM CL A 92826C839 1045 4776 SH SOLE 0 0 4776 VMWARE INC CL A COM 928563402 772 5501 SH SOLE 0 0 5501 WALGREENS BOOTS ALLIANCE INC COM 931427108 266 6671 SH SOLE 0 0 6671 WESTLAKE CHEM CORP COM 960413102 408 5000 SH SOLE 0 0 5000 WP CAREY INC COM 92936U109 441 6247 SH SOLE 0 0 6247 ZOETIS INC CL A 98978V103 261 1578 SH SOLE 0 0 1578