Client Service & Operations Manager

0000870156-23-000010.txt : 20230202 0000870156-23-000010.hdr.sgml : 20230202 20230201175146 ACCESSION NUMBER: 0000870156-23-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230201 EFFECTIVENESS DATE: 20230202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Planning LLC CENTRAL INDEX KEY: 0001842010 IRS NUMBER: 453971980 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20598 FILM NUMBER: 23578073 BUSINESS ADDRESS: STREET 1: 3300 EDINBOROUGH WAY, SUITE 790 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9528546250 MAIL ADDRESS: STREET 1: 3300 EDINBOROUGH WAY, SUITE 790 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001842010 XXXXXXXX 12-31-2022 12-31-2022 Laurel Wealth Planning LLC

3300 EDINBOROUGH WAY, SUITE 790 EDINA MN 55435

13F HOLDINGS REPORT 028-20598 N Katie Then Client Service & Operations Manager 952-854-6250 Katie Then Edina MN 02-01-2023 0 216 155092079 false INFORMATION TABLE 2 aci_13f.xml 3M CO COM 88579Y101 245596 2048 SH SOLE 0 0 2048 ABB LTD SPONSORED ADR 000375204 7402 243 SH SOLE 0 0 243 ABBOTT LABS COM 002824100 146240 1332 SH SOLE 0 0 1332 ABBVIE INC COM 00287Y109 231426 1432 SH SOLE 0 0 1432 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 963416 10797 SH SOLE 0 0 10797 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 130752 490 SH SOLE 0 0 490 ADOBE SYSTEMS INCORPORATED COM 00724F101 53845 160 SH SOLE 0 0 160 AEGON N V NY REGISTRY SHS 007924103 3684 731 SH SOLE 0 0 731 AES CORP COM 00130H105 1582 55 SH SOLE 0 0 55 ALAMO GROUP INC COM 011311107 56074 396 SH SOLE 0 0 396 ALPHABET INC CAP STK CL A 02079K305 26469 300 SH SOLE 0 0 300 ALPHABET INC CAP STK CL C 02079K107 3549 40 SH SOLE 0 0 40 ALTRIA GROUP INC COM 02209S103 2331 51 SH SOLE 0 0 51 AMAZON COM INC COM 023135106 8400 100 SH SOLE 0 0 100 AMERICAN AIRLS GROUP INC COM 02376R102 2900 228 SH SOLE 0 0 228 AMERICAN WTR WKS CO INC NEW COM 030420103 91452 600 SH SOLE 0 0 600 AMGEN INC COM 031162100 157584 600 SH SOLE 0 0 600 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 2601 172 SH SOLE 0 0 172 ANALOG DEVICES INC COM 032654105 15583 95 SH SOLE 0 0 95 ANSYS INC COM 03662Q105 115963 480 SH SOLE 0 0 480 APPLE INC COM 037833100 601446 4629 SH SOLE 0 0 4629 ASML HOLDING N V N Y REGISTRY SHS N07059210 14206 26 SH SOLE 0 0 26 ASSOCIATED BANC CORP COM 045487105 24244 1050 SH SOLE 0 0 1050 AUTOMATIC DATA PROCESSING IN COM 053015103 24125 101 SH SOLE 0 0 101 BANK AMERICA CORP COM 060505104 66936 2021 SH SOLE 0 0 2021 BANK NOVA SCOTIA HALIFAX COM 064149107 7053 144 SH SOLE 0 0 144 BECTON DICKINSON & CO COM 075887109 71458 281 SH SOLE 0 0 281 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1270506 4113 SH SOLE 0 0 4113 BEST BUY INC COM 086516101 25667 320 SH SOLE 0 0 320 BIOMARIN PHARMACEUTICAL INC COM 09061G101 119014 1150 SH SOLE 0 0 1150 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 58000 50 SH SOLE 0 0 50 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 34064 1600 SH SOLE 0 0 1600 BRISTOL-MYERS SQUIBB CO COM 110122108 73749 1025 SH SOLE 0 0 1025 CANADIAN IMPERIAL BK COMM TO COM 136069101 8656 214 SH SOLE 0 0 214 CHEVRON CORP NEW COM 166764100 13462 75 SH SOLE 0 0 75 CISCO SYS INC COM 17275R102 201231 4224 SH SOLE 0 0 4224 CORTEVA INC COM 22052L104 353 6 SH SOLE 0 0 6 COSTCO WHSL CORP NEW COM 22160K105 23738 52 SH SOLE 0 0 52 DANAHER CORPORATION COM 235851102 18579 70 SH SOLE 0 0 70 DBX ETF TR XTRACKERS S&P MD 233051127 3268 133 SH SOLE 0 0 133 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 2572630 84626 SH SOLE 0 0 84626 DISNEY WALT CO COM 254687106 10860 125 SH SOLE 0 0 125 DOMINION ENERGY INC COM 25746U109 24528 400 SH SOLE 0 0 400 DOW INC COM 260557103 302 6 SH SOLE 0 0 6 DRIL-QUIP INC COM 262037104 70642 2600 SH SOLE 0 0 2600 DUPONT DE NEMOURS INC COM 26614N102 412 6 SH SOLE 0 0 6 EASTMAN KODAK CO COM NEW 277461406 3413 1119 SH SOLE 0 0 1119 EBAY INC. COM 278642103 10575 255 SH SOLE 0 0 255 ECOLAB INC COM 278865100 449780 3090 SH SOLE 0 0 3090 EMBECTA CORP COMMON STOCK 29082K105 1897 75 SH SOLE 0 0 75 EMERSON ELEC CO COM 291011104 7685 80 SH SOLE 0 0 80 EPR PPTYS COM SH BEN INT 26884U109 4300 114 SH SOLE 0 0 114 FASTENAL CO COM 311900104 379 8 SH SOLE 0 0 8 FERGUSON PLC NEW SHS G3421J106 4571 36 SH SOLE 0 0 36 FIRST TR VALUE LINE DIVID IN SHS 33734H106 3320392 83197 SH SOLE 0 0 83197 FORD MTR CO DEL COM 345370860 698 60 SH SOLE 0 0 60 GAP INC COM 364760108 45 4 SH SOLE 0 0 4 GENERAL ELECTRIC CO COM NEW 369604301 6536 78 SH SOLE 0 0 78 GILEAD SCIENCES INC COM 375558103 222523 2592 SH SOLE 0 0 2592 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 3020 21 SH SOLE 0 0 21 HOME DEPOT INC COM 437076102 14214 45 SH SOLE 0 0 45 HSBC HLDGS PLC SPON ADR NEW 404280406 3895 125 SH SOLE 0 0 125 ICICI BANK LIMITED ADR 45104G104 8712 398 SH SOLE 0 0 398 INFOSYS LTD SPONSORED ADR 456788108 10356 575 SH SOLE 0 0 575 ING GROEP N.V. SPONSORED ADR 456837103 4783 393 SH SOLE 0 0 393 INTERNATIONAL BUSINESS MACHS COM 459200101 6340 45 SH SOLE 0 0 45 INTUITIVE SURGICAL INC COM NEW 46120E602 49886 188 SH SOLE 0 0 188 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 136037 2918 SH SOLE 0 0 2918 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 2453313 38393 SH SOLE 0 0 38393 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 2553 35 SH SOLE 0 0 35 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 143514 925 SH SOLE 0 0 925 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 3978087 192271 SH SOLE 0 0 192271 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 561128 11744 SH SOLE 0 0 11744 INVESCO QQQ TR UNIT SER 1 46090E103 80949 304 SH SOLE 0 0 304 INVESTMENT MANAGERS SER TR I AXS CHANGE FINAN 46144X107 33547 1237 SH SOLE 0 0 1237 IRHYTHM TECHNOLOGIES INC COM 450056106 17797 190 SH SOLE 0 0 190 ISHARES INC CORE MSCI EMKT 46434G103 14150 303 SH SOLE 0 0 303 ISHARES INC CUR HD MSCI EM 46434G509 840338 36632 SH SOLE 0 0 36632 ISHARES INC ESG AWR MSCI EM 46434G863 2223286 73937 SH SOLE 0 0 73937 ISHARES INC MSCI EMRG CHN 46434G764 1700755 35828 SH SOLE 0 0 35828 ISHARES TR 7-10 YR TRSY BD 464287440 8251639 86152 SH SOLE 0 0 86152 ISHARES TR CORE DIV GRWTH 46434V621 13900 278 SH SOLE 0 0 278 ISHARES TR CORE INTL AGGR 46435G672 141699 2980 SH SOLE 0 0 2980 ISHARES TR CORE MSCI EAFE 46432F842 265299 4304 SH SOLE 0 0 4304 ISHARES TR CORE S&P SCP ETF 464287804 2959393 31270 SH SOLE 0 0 31270 ISHARES TR CORE S&P TTL STK 464287150 128557 1516 SH SOLE 0 0 1516 ISHARES TR CORE S&P US GWT 464287671 67009 822 SH SOLE 0 0 822 ISHARES TR CORE S&P US VLU 464287663 122472 1734 SH SOLE 0 0 1734 ISHARES TR CORE S&P500 ETF 464287200 3107177 8087 SH SOLE 0 0 8087 ISHARES TR CORE US AGGBD ET 464287226 80987 835 SH SOLE 0 0 835 ISHARES TR EAFE GRWTH ETF 464288885 102020 1218 SH SOLE 0 0 1218 ISHARES TR EAFE SML CP ETF 464288273 36994 655 SH SOLE 0 0 655 ISHARES TR ESG AW MSCI EAFE 46435G516 7919303 120464 SH SOLE 0 0 120464 ISHARES TR ESG AWARE MSCI 46435U663 1188480 36146 SH SOLE 0 0 36146 ISHARES TR ESG AWR MSCI USA 46435G425 4679302 55213 SH SOLE 0 0 55213 ISHARES TR ESG AWRE 1 5 YR 46435G243 3383541 142345 SH SOLE 0 0 142345 ISHARES TR GLOBAL REIT ETF 46434V647 18713 824 SH SOLE 0 0 824 ISHARES TR MSCI EAFE MIN VL 46429B689 63521 999 SH SOLE 0 0 999 ISHARES TR MSCI KLD400 SOC 464288570 3711328 51697 SH SOLE 0 0 51697 ISHARES TR MSCI USA ESG SLC 464288802 906 11 SH SOLE 0 0 11 ISHARES TR MSCI USA QLT FCT 46432F339 9345 82 SH SOLE 0 0 82 ISHARES TR NATIONAL MUN ETF 464288414 310229 2940 SH SOLE 0 0 2940 ISHARES TR RUS 1000 VAL ETF 464287598 32605 215 SH SOLE 0 0 215 ISHARES TR RUSSELL 2000 ETF 464287655 215160 1234 SH SOLE 0 0 1234 ISHARES TR S&P 500 GRWT ETF 464287309 3830404 65477 SH SOLE 0 0 65477 ISHARES TR S&P 500 VAL ETF 464287408 89798 619 SH SOLE 0 0 619 ISHARES TR TIPS BD ETF 464287176 3406 32 SH SOLE 0 0 32 ISHARES TR US INFRASTRUC 46435U713 3460763 95443 SH SOLE 0 0 95443 ISHARES TR USD GRN BOND ETF 46435U440 2228809 48484 SH SOLE 0 0 48484 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2611222 52089 SH SOLE 0 0 52089 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 1108536 21936 SH SOLE 0 0 21936 JACKSON FINANCIAL INC COM CL A 46817M107 35 1 SH SOLE 0 0 1 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 2835 158 SH SOLE 0 0 158 JANUS DETROIT STR TR NET ZERO TRANS 47103U787 3751441 160839 SH SOLE 0 0 160839 JOHNSON & JOHNSON COM 478160104 12719 72 SH SOLE 0 0 72 JPMORGAN CHASE & CO COM 46625H100 16762 125 SH SOLE 0 0 125 KB FINL GROUP INC SPONSORED ADR 48241A105 9394 243 SH SOLE 0 0 243 KINDER MORGAN INC DEL COM 49456B101 181 10 SH SOLE 0 0 10 KROGER CO COM 501044101 8247 185 SH SOLE 0 0 185 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 100 9 SH SOLE 0 0 9 LINDE PLC SHS G5494J103 13047 40 SH SOLE 0 0 40 LOWES COS INC COM 548661107 31878 160 SH SOLE 0 0 160 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 13699 853 SH SOLE 0 0 853 MEDTRONIC PLC SHS G5960L103 145725 1875 SH SOLE 0 0 1875 MERCADOLIBRE INC COM 58733R102 5924 7 SH SOLE 0 0 7 MERCK & CO INC COM 58933Y105 22967 207 SH SOLE 0 0 207 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 38 6 SH SOLE 0 0 6 MICROSOFT CORP COM 594918104 387549 1616 SH SOLE 0 0 1616 NEOGEN CORP COM 640491106 45005 2955 SH SOLE 0 0 2955 NETEASE INC SPONSORED ADS 64110W102 3995 55 SH SOLE 0 0 55 NOKIA CORP SPONSORED ADR 654902204 2478 534 SH SOLE 0 0 534 NOVAVAX INC COM NEW 670002401 1018 99 SH SOLE 0 0 99 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 423094 8654 SH SOLE 0 0 8654 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 16294919 475903 SH SOLE 0 0 475903 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 3785539 127245 SH SOLE 0 0 127245 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 1953148 57143 SH SOLE 0 0 57143 NVIDIA CORPORATION COM 67066G104 87684 600 SH SOLE 0 0 600 PEARSON PLC SPONSORED ADR 705015105 1544 137 SH SOLE 0 0 137 PEPSICO INC COM 713448108 21137 117 SH SOLE 0 0 117 PFIZER INC COM 717081103 117852 2300 SH SOLE 0 0 2300 PIMCO ETF TR ENHANCD SHORT 72201R643 3303214 34089 SH SOLE 0 0 34089 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 21208 225 SH SOLE 0 0 225 PROCTER AND GAMBLE CO COM 742718109 96544 637 SH SOLE 0 0 637 PROSHARES TR BITCOIN STRATE 74347G440 15614 1497 SH SOLE 0 0 1497 PROSHARES TR S&P 500 DV ARIST 74348A467 1262290 14027 SH SOLE 0 0 14027 QUANTA SVCS INC COM 74762E102 56288 395 SH SOLE 0 0 395 REPUBLIC SVCS INC COM 760759100 12641 98 SH SOLE 0 0 98 ROYAL BK CDA SUSTAINABL COM 780087102 7334 78 SH SOLE 0 0 78 RUSH ENTERPRISES INC CL A 781846209 17618 337 SH SOLE 0 0 337 RUSH ENTERPRISES INC CL B 781846308 18963 337 SH SOLE 0 0 337 SAREPTA THERAPEUTICS INC COM 803607100 174933 1350 SH SOLE 0 0 1350 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 6722 284 SH SOLE 0 0 284 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 22071 413 SH SOLE 0 0 413 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 9578 205 SH SOLE 0 0 205 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 8162550 108056 SH SOLE 0 0 108056 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 55116 992 SH SOLE 0 0 992 SCHWAB STRATEGIC TR US REIT ETF 808524847 27778 1440 SH SOLE 0 0 1440 SCULLY ROYALTY LTD COM SHS G7T96K107 0 600 SH SOLE 0 0 600 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 12338 175 SH SOLE 0 0 175 SHERWIN WILLIAMS CO COM 824348106 76895 324 SH SOLE 0 0 324 SPDR GOLD TR GOLD SHS 78463V107 68365 403 SH SOLE 0 0 403 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3021862 101780 SH SOLE 0 0 101780 SPDR S&P 500 ETF TR TR UNIT 78462F103 3413953 8927 SH SOLE 0 0 8927 SPDR SER TR BBG CONV SEC ETF 78464A359 193020 3000 SH SOLE 0 0 3000 SPDR SER TR DJ REIT ETF 78464A607 35296 405 SH SOLE 0 0 405 SPDR SER TR NUVEEN BLMBRG SH 78468R739 1072976 22839 SH SOLE 0 0 22839 SPDR SER TR PRTFLO S&P500 HI 78468R788 3839102 96996 SH SOLE 0 0 96996 SPDR SER TR RUSSELL LOW VOL 78468R754 5972 58 SH SOLE 0 0 58 SPDR SER TR SPDR MSCI USA GE 78468R747 557534 7076 SH SOLE 0 0 7076 SPDR SER TR SSGA US LRG ETF 78468R804 19259 142 SH SOLE 0 0 142 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 61 1 SH SOLE 0 0 1 SPS COMM INC COM 78463M107 25686 200 SH SOLE 0 0 200 STMICROELECTRONICS N V NY REGISTRY 861012102 3521 99 SH SOLE 0 0 99 STRYKER CORPORATION COM 863667101 83127 340 SH SOLE 0 0 340 SUN LIFE FINANCIAL INC. COM 866796105 11234 242 SH SOLE 0 0 242 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 23464 315 SH SOLE 0 0 315 TARGET CORP COM 87612E106 132646 890 SH SOLE 0 0 890 THERMO FISHER SCIENTIFIC INC COM 883556102 143730 261 SH SOLE 0 0 261 THOMSON REUTERS CORP. COM NEW 884903709 10152 89 SH SOLE 0 0 89 TJX COS INC NEW COM 872540109 7562 95 SH SOLE 0 0 95 TORONTO DOMINION BK ONT COM NEW 891160509 14053 217 SH SOLE 0 0 217 TRAVELERS COMPANIES INC COM 89417E109 7875 42 SH SOLE 0 0 42 UBS GROUP AG SHS H42097107 6180 331 SH SOLE 0 0 331 ULTA BEAUTY INC COM 90384S303 15010 32 SH SOLE 0 0 32 UNITED PARCEL SERVICE INC CL B 911312106 14776 85 SH SOLE 0 0 85 UNITED THERAPEUTICS CORP DEL COM 91307C102 83427 300 SH SOLE 0 0 300 UNITEDHEALTH GROUP INC COM 91324P102 577896 1090 SH SOLE 0 0 1090 US BANCORP DEL COM NEW 902973304 1221 28 SH SOLE 0 0 28 VALE S A SPONSORED ADS 91912E105 4989 294 SH SOLE 0 0 294 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 4877792 75147 SH SOLE 0 0 75147 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 442974 2100 SH SOLE 0 0 2100 VANGUARD INDEX FDS GROWTH ETF 922908736 201602 946 SH SOLE 0 0 946 VANGUARD INDEX FDS MID CAP ETF 922908629 50749 249 SH SOLE 0 0 249 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 693327 8406 SH SOLE 0 0 8406 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6673703 18995 SH SOLE 0 0 18995 VANGUARD INDEX FDS SM CP VAL ETF 922908611 110684 697 SH SOLE 0 0 697 VANGUARD INDEX FDS SMALL CP ETF 922908751 2350230 12805 SH SOLE 0 0 12805 VANGUARD INDEX FDS SML CP GRW ETF 922908595 76807 383 SH SOLE 0 0 383 VANGUARD INDEX FDS TOTAL STK MKT 922908769 458665 2399 SH SOLE 0 0 2399 VANGUARD INDEX FDS VALUE ETF 922908744 169848 1210 SH SOLE 0 0 1210 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10178 203 SH SOLE 0 0 203 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 57457 1474 SH SOLE 0 0 1474 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 28754 581 SH SOLE 0 0 581 VANGUARD STAR FDS VG TL INTL STK F 921909768 1285294 24851 SH SOLE 0 0 24851 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 2326607 55435 SH SOLE 0 0 55435 VANGUARD WORLD FD ESG INTL STK ETF 921910725 303650 6173 SH SOLE 0 0 6173 VANGUARD WORLD FD ESG US STK ETF 921910733 4394508 66725 SH SOLE 0 0 66725 VANGUARD WORLD FDS INF TECH ETF 92204A702 15970 50 SH SOLE 0 0 50 VISA INC COM CL A 92826C839 152080 732 SH SOLE 0 0 732 WALMART INC COM 931142103 110880 782 SH SOLE 0 0 782 WELLS FARGO CO NEW PERP PFD CNV A 949746804 47400 40 SH SOLE 0 0 40 WEST PHARMACEUTICAL SVSC INC COM 955306105 117675 500 SH SOLE 0 0 500 WISDOMTREE TR EMG MKTS SMCAP 97717W281 504301 11464 SH SOLE 0 0 11464 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 1056 21 SH SOLE 0 0 21 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 1578231 44295 SH SOLE 0 0 44295 XCEL ENERGY INC COM 98389B100 70110 1000 SH SOLE 0 0 1000