Client Service & Operations Manager

0000870156-22-000053.txt : 20221102 0000870156-22-000053.hdr.sgml : 20221102 20221102113149 ACCESSION NUMBER: 0000870156-22-000053 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 EFFECTIVENESS DATE: 20221102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Planning LLC CENTRAL INDEX KEY: 0001842010 IRS NUMBER: 453971980 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20598 FILM NUMBER: 221352841 BUSINESS ADDRESS: STREET 1: 3300 EDINBOROUGH WAY, SUITE 790 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9528546250 MAIL ADDRESS: STREET 1: 3300 EDINBOROUGH WAY, SUITE 790 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001842010 XXXXXXXX 09-30-2022 09-30-2022 Laurel Wealth Planning LLC

3300 EDINBOROUGH WAY, SUITE 790 EDINA MN 55435

13F HOLDINGS REPORT 028-20598 N Katie Then Client Service & Operations Manager 952-854-6250 Katie Then Edina MN 11-02-2022 0 222 135855 false INFORMATION TABLE 2 aci_13f.xml 3M CO COM 88579Y101 282 2548 SH SOLE 0 0 2548 ABB LTD SPONSORED ADR 000375204 6 243 SH SOLE 0 0 243 ABBOTT LABS COM 002824100 129 1332 SH SOLE 0 0 1332 ABBVIE INC COM 00287Y109 192 1432 SH SOLE 0 0 1432 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 1103 13595 SH SOLE 0 0 13595 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 126 490 SH SOLE 0 0 490 ADOBE SYSTEMS INCORPORATED COM 00724F101 154 560 SH SOLE 0 0 560 AEGON N V NY REGISTRY SHS 007924103 3 731 SH SOLE 0 0 731 AES CORP COM 00130H105 1 55 SH SOLE 0 0 55 ALAMO GROUP INC COM 011311107 48 396 SH SOLE 0 0 396 ALPHABET INC CAP STK CL A 02079K305 29 300 SH SOLE 0 0 300 ALPHABET INC CAP STK CL C 02079K107 4 40 SH SOLE 0 0 40 ALTRIA GROUP INC COM 02209S103 2 51 SH SOLE 0 0 51 AMAZON COM INC COM 023135106 25 220 SH SOLE 0 0 220 AMERICAN AIRLS GROUP INC COM 02376R102 3 228 SH SOLE 0 0 228 AMERICAN WTR WKS CO INC NEW COM 030420103 78 600 SH SOLE 0 0 600 AMGEN INC COM 031162100 135 600 SH SOLE 0 0 600 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 3 172 SH SOLE 0 0 172 ANALOG DEVICES INC COM 032654105 13 95 SH SOLE 0 0 95 ANSYS INC COM 03662Q105 106 480 SH SOLE 0 0 480 APPLE INC COM 037833100 660 4779 SH SOLE 0 0 4779 ASML HOLDING N V N Y REGISTRY SHS N07059210 11 26 SH SOLE 0 0 26 ASSOCIATED BANC CORP COM 045487105 21 1050 SH SOLE 0 0 1050 AUTOMATIC DATA PROCESSING IN COM 053015103 23 101 SH SOLE 0 0 101 BANK NOVA SCOTIA HALIFAX COM 064149107 7 144 SH SOLE 0 0 144 BECTON DICKINSON & CO COM 075887109 63 281 SH SOLE 0 0 281 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1098 4113 SH SOLE 0 0 4113 BEST BUY INC COM 086516101 20 320 SH SOLE 0 0 320 BIOMARIN PHARMACEUTICAL INC COM 09061G101 97 1150 SH SOLE 0 0 1150 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 59 50 SH SOLE 0 0 50 BK OF AMERICA CORP COM 060505104 61 2021 SH SOLE 0 0 2021 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 33 1600 SH SOLE 0 0 1600 BRISTOL-MYERS SQUIBB CO COM 110122108 73 1025 SH SOLE 0 0 1025 CANADIAN IMPERIAL BK COMM TO COM 136069101 9 214 SH SOLE 0 0 214 CHEVRON CORP NEW COM 166764100 23 158 SH SOLE 0 0 158 CISCO SYS INC COM 17275R102 225 5624 SH SOLE 0 0 5624 CORTEVA INC COM 22052L104 0 6 SH SOLE 0 0 6 COSTCO WHSL CORP NEW COM 22160K105 25 52 SH SOLE 0 0 52 CVS HEALTH CORP COM 126650100 12 125 SH SOLE 0 0 125 DANAHER CORPORATION COM 235851102 18 70 SH SOLE 0 0 70 DBX ETF TR XTRACKERS S&P MD 233051127 3 131 SH SOLE 0 0 131 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 2254 87486 SH SOLE 0 0 87486 DISNEY WALT CO COM 254687106 12 125 SH SOLE 0 0 125 DOMINION ENERGY INC COM 25746U109 28 400 SH SOLE 0 0 400 DOW INC COM 260557103 0 6 SH SOLE 0 0 6 DRIL-QUIP INC COM 262037104 51 2600 SH SOLE 0 0 2600 DUPONT DE NEMOURS INC COM 26614N102 0 6 SH SOLE 0 0 6 EASTMAN KODAK CO COM NEW 277461406 5 1119 SH SOLE 0 0 1119 EBAY INC. COM 278642103 9 255 SH SOLE 0 0 255 ECOLAB INC COM 278865100 446 3090 SH SOLE 0 0 3090 EMBECTA CORP COMMON STOCK 29082K105 2 75 SH SOLE 0 0 75 EMERSON ELEC CO COM 291011104 6 80 SH SOLE 0 0 80 EPR PPTYS COM SH BEN INT 26884U109 4 114 SH SOLE 0 0 114 FASTENAL CO COM 311900104 0 8 SH SOLE 0 0 8 FERGUSON PLC NEW SHS G3421J106 4 36 SH SOLE 0 0 36 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 24 714 SH SOLE 0 0 714 FIRST TR VALUE LINE DIVID IN SHS 33734H106 3195 89278 SH SOLE 0 0 89278 FORD MTR CO DEL COM 345370860 1 60 SH SOLE 0 0 60 GAP INC COM 364760108 0 4 SH SOLE 0 0 4 GENERAL ELECTRIC CO COM NEW 369604301 5 78 SH SOLE 0 0 78 GILEAD SCIENCES INC COM 375558103 160 2592 SH SOLE 0 0 2592 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 3 21 SH SOLE 0 0 21 HOME DEPOT INC COM 437076102 12 45 SH SOLE 0 0 45 HSBC HLDGS PLC SPON ADR NEW 404280406 3 125 SH SOLE 0 0 125 ICICI BANK LIMITED ADR 45104G104 8 398 SH SOLE 0 0 398 INFOSYS LTD SPONSORED ADR 456788108 10 575 SH SOLE 0 0 575 ING GROEP N.V. SPONSORED ADR 456837103 3 393 SH SOLE 0 0 393 INTERNATIONAL BUSINESS MACHS COM 459200101 5 45 SH SOLE 0 0 45 INTUITIVE SURGICAL INC COM NEW 46120E602 35 188 SH SOLE 0 0 188 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 120 2918 SH SOLE 0 0 2918 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 2282 39452 SH SOLE 0 0 39452 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 3 35 SH SOLE 0 0 35 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 128 925 SH SOLE 0 0 925 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 3553 191123 SH SOLE 0 0 191123 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 572 11744 SH SOLE 0 0 11744 INVESCO QQQ TR UNIT SER 1 46090E103 81 304 SH SOLE 0 0 304 INVESTMENT MANAGERS SER TR I AXS CHANGE FINAN 46144X107 31 1237 SH SOLE 0 0 1237 IRHYTHM TECHNOLOGIES INC COM 450056106 24 190 SH SOLE 0 0 190 ISHARES INC CORE MSCI EMKT 46434G103 2 45 SH SOLE 0 0 45 ISHARES INC CUR HD MSCI EM 46434G509 942 41109 SH SOLE 0 0 41109 ISHARES INC ESG AWR MSCI EM 46434G863 1813 65513 SH SOLE 0 0 65513 ISHARES INC MSCI EMRG CHN 46434G764 1229 27746 SH SOLE 0 0 27746 ISHARES TR 7-10 YR TRSY BD 464287440 8075 84120 SH SOLE 0 0 84120 ISHARES TR CORE DIV GRWTH 46434V621 12 278 SH SOLE 0 0 278 ISHARES TR CORE INTL AGGR 46435G672 171 3533 SH SOLE 0 0 3533 ISHARES TR CORE MSCI EAFE 46432F842 25 470 SH SOLE 0 0 470 ISHARES TR CORE S&P SCP ETF 464287804 2776 31843 SH SOLE 0 0 31843 ISHARES TR CORE S&P TTL STK 464287150 140 1759 SH SOLE 0 0 1759 ISHARES TR CORE S&P US GWT 464287671 66 822 SH SOLE 0 0 822 ISHARES TR CORE S&P US VLU 464287663 109 1734 SH SOLE 0 0 1734 ISHARES TR CORE S&P500 ETF 464287200 2865 7987 SH SOLE 0 0 7987 ISHARES TR CORE US AGGBD ET 464287226 80 835 SH SOLE 0 0 835 ISHARES TR EAFE GRWTH ETF 464288885 88 1218 SH SOLE 0 0 1218 ISHARES TR EAFE SML CP ETF 464288273 32 655 SH SOLE 0 0 655 ISHARES TR ESG AW MSCI EAFE 46435G516 6043 107662 SH SOLE 0 0 107662 ISHARES TR ESG AWARE MSCI 46435U663 844 27520 SH SOLE 0 0 27520 ISHARES TR ESG AWR MSCI USA 46435G425 3781 47618 SH SOLE 0 0 47618 ISHARES TR ESG AWRE 1 5 YR 46435G243 3073 130818 SH SOLE 0 0 130818 ISHARES TR GLOBAL REIT ETF 46434V647 18 824 SH SOLE 0 0 824 ISHARES TR MSCI EAFE MIN VL 46429B689 65 1134 SH SOLE 0 0 1134 ISHARES TR MSCI KLD400 SOC 464288570 4481 66905 SH SOLE 0 0 66905 ISHARES TR MSCI USA ESG SLC 464288802 1 11 SH SOLE 0 0 11 ISHARES TR MSCI USA QLT FCT 46432F339 20 194 SH SOLE 0 0 194 ISHARES TR NATIONAL MUN ETF 464288414 302 2940 SH SOLE 0 0 2940 ISHARES TR RUS 1000 GRW ETF 464287614 48 230 SH SOLE 0 0 230 ISHARES TR RUS 1000 VAL ETF 464287598 29 215 SH SOLE 0 0 215 ISHARES TR RUSSELL 2000 ETF 464287655 204 1234 SH SOLE 0 0 1234 ISHARES TR S&P 500 GRWT ETF 464287309 3841 66395 SH SOLE 0 0 66395 ISHARES TR TIPS BD ETF 464287176 3 32 SH SOLE 0 0 32 ISHARES TR US INFRASTRUC 46435U713 2893 89738 SH SOLE 0 0 89738 ISHARES TR USD GRN BOND ETF 46435U440 2121 46535 SH SOLE 0 0 46535 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2154 42933 SH SOLE 0 0 42933 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 972 19319 SH SOLE 0 0 19319 JACKSON FINANCIAL INC COM CL A 46817M107 0 1 SH SOLE 0 0 1 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 3 158 SH SOLE 0 0 158 JANUS DETROIT STR TR NET ZERO TRANS 47103U787 3332 164726 SH SOLE 0 0 164726 JOHNSON & JOHNSON COM 478160104 12 72 SH SOLE 0 0 72 JPMORGAN CHASE & CO COM 46625H100 26 252 SH SOLE 0 0 252 KB FINL GROUP INC SPONSORED ADR 48241A105 7 243 SH SOLE 0 0 243 KINDER MORGAN INC DEL COM 49456B101 0 10 SH SOLE 0 0 10 KROGER CO COM 501044101 8 185 SH SOLE 0 0 185 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 0 9 SH SOLE 0 0 9 LINDE PLC SHS G5494J103 11 40 SH SOLE 0 0 40 LOWES COS INC COM 548661107 30 160 SH SOLE 0 0 160 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 13 853 SH SOLE 0 0 853 MCDONALDS CORP COM 580135101 23 100 SH SOLE 0 0 100 MEDTRONIC PLC SHS G5960L103 151 1875 SH SOLE 0 0 1875 MERCADOLIBRE INC COM 58733R102 6 7 SH SOLE 0 0 7 MERCK & CO INC COM 58933Y105 18 207 SH SOLE 0 0 207 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 6 SH SOLE 0 0 6 MICROSOFT CORP COM 594918104 394 1693 SH SOLE 0 0 1693 NEOGEN CORP COM 640491106 41 2955 SH SOLE 0 0 2955 NETEASE INC SPONSORED ADS 64110W102 4 55 SH SOLE 0 0 55 NOKIA CORP SPONSORED ADR 654902204 2 534 SH SOLE 0 0 534 NOVAVAX INC COM NEW 670002401 2 99 SH SOLE 0 0 99 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 59 1282 SH SOLE 0 0 1282 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 15895 514887 SH SOLE 0 0 514887 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 2929 103192 SH SOLE 0 0 103192 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 2126 66308 SH SOLE 0 0 66308 NVIDIA CORPORATION COM 67066G104 73 600 SH SOLE 0 0 600 PEARSON PLC SPONSORED ADR 705015105 1 137 SH SOLE 0 0 137 PEPSICO INC COM 713448108 19 117 SH SOLE 0 0 117 PFIZER INC COM 717081103 101 2300 SH SOLE 0 0 2300 PHILIP MORRIS INTL INC COM 718172109 8 100 SH SOLE 0 0 100 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4 45 SH SOLE 0 0 45 PIMCO ETF TR ENHANCD SHORT 72201R643 2245 22860 SH SOLE 0 0 22860 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 21 225 SH SOLE 0 0 225 PROCTER AND GAMBLE CO COM 742718109 80 637 SH SOLE 0 0 637 PROSHARES TR BITCOIN STRATE 74347G440 18 1497 SH SOLE 0 0 1497 PROSHARES TR S&P 500 DV ARIST 74348A467 879 10988 SH SOLE 0 0 10988 QUANTA SVCS INC COM 74762E102 50 395 SH SOLE 0 0 395 REPUBLIC SVCS INC COM 760759100 13 98 SH SOLE 0 0 98 ROYAL BK CDA COM 780087102 7 78 SH SOLE 0 0 78 RUSH ENTERPRISES INC CL A 781846209 15 337 SH SOLE 0 0 337 RUSH ENTERPRISES INC CL B 781846308 16 337 SH SOLE 0 0 337 SAREPTA THERAPEUTICS INC COM 803607100 149 1350 SH SOLE 0 0 1350 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 6 284 SH SOLE 0 0 284 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 20 413 SH SOLE 0 0 413 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 9 205 SH SOLE 0 0 205 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 7219 108668 SH SOLE 0 0 108668 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 55 992 SH SOLE 0 0 992 SCHWAB STRATEGIC TR US REIT ETF 808524847 27 1440 SH SOLE 0 0 1440 SCULLY ROYALTY LTD COM SHS G7T96K107 0 600 SH SOLE 0 0 600 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11 175 SH SOLE 0 0 175 SHERWIN WILLIAMS CO COM 824348106 66 324 SH SOLE 0 0 324 SPDR GOLD TR GOLD SHS 78463V107 62 403 SH SOLE 0 0 403 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2708 104957 SH SOLE 0 0 104957 SPDR S&P 500 ETF TR TR UNIT 78462F103 190 531 SH SOLE 0 0 531 SPDR SER TR BBG CONV SEC ETF 78464A359 190 3000 SH SOLE 0 0 3000 SPDR SER TR DJ REIT ETF 78464A607 34 405 SH SOLE 0 0 405 SPDR SER TR NUVEEN BLMBRG SH 78468R739 1040 22559 SH SOLE 0 0 22559 SPDR SER TR PRTFLO S&P500 HI 78468R788 4120 116162 SH SOLE 0 0 116162 SPDR SER TR RUSSELL LOW VOL 78468R754 5 58 SH SOLE 0 0 58 SPDR SER TR SSGA GNDER ETF 78468R747 515 7076 SH SOLE 0 0 7076 SPDR SER TR SSGA US LRG ETF 78468R804 18 142 SH SOLE 0 0 142 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 0 1 SH SOLE 0 0 1 SPS COMM INC COM 78463M107 25 200 SH SOLE 0 0 200 STMICROELECTRONICS N V NY REGISTRY 861012102 3 99 SH SOLE 0 0 99 STRYKER CORPORATION COM 863667101 103 510 SH SOLE 0 0 510 SUN LIFE FINANCIAL INC. COM 866796105 10 242 SH SOLE 0 0 242 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 22 315 SH SOLE 0 0 315 TARGET CORP COM 87612E106 132 890 SH SOLE 0 0 890 TENAX THERAPEUTICS INC COM NEW 88032L209 0 1 SH SOLE 0 0 1 THERMO FISHER SCIENTIFIC INC COM 883556102 132 261 SH SOLE 0 0 261 THOMSON REUTERS CORP. COM NEW 884903709 9 89 SH SOLE 0 0 89 TJX COS INC NEW COM 872540109 6 95 SH SOLE 0 0 95 TORONTO DOMINION BK ONT COM NEW 891160509 13 217 SH SOLE 0 0 217 TRAVELERS COMPANIES INC COM 89417E109 6 42 SH SOLE 0 0 42 UBS GROUP AG SHS H42097107 5 331 SH SOLE 0 0 331 ULTA BEAUTY INC COM 90384S303 13 32 SH SOLE 0 0 32 UNITED PARCEL SERVICE INC CL B 911312106 14 85 SH SOLE 0 0 85 UNITED THERAPEUTICS CORP DEL COM 91307C102 63 300 SH SOLE 0 0 300 UNITEDHEALTH GROUP INC COM 91324P102 579 1147 SH SOLE 0 0 1147 US BANCORP DEL COM NEW 902973304 1 28 SH SOLE 0 0 28 VALE S A SPONSORED ADS 91912E105 4 294 SH SOLE 0 0 294 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 4478 74646 SH SOLE 0 0 74646 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 438 2100 SH SOLE 0 0 2100 VANGUARD INDEX FDS GROWTH ETF 922908736 202 946 SH SOLE 0 0 946 VANGUARD INDEX FDS MID CAP ETF 922908629 47 249 SH SOLE 0 0 249 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 586 7311 SH SOLE 0 0 7311 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6147 18723 SH SOLE 0 0 18723 VANGUARD INDEX FDS SM CP VAL ETF 922908611 100 697 SH SOLE 0 0 697 VANGUARD INDEX FDS SMALL CP ETF 922908751 2319 13568 SH SOLE 0 0 13568 VANGUARD INDEX FDS SML CP GRW ETF 922908595 75 383 SH SOLE 0 0 383 VANGUARD INDEX FDS TOTAL STK MKT 922908769 467 2600 SH SOLE 0 0 2600 VANGUARD INDEX FDS VALUE ETF 922908744 149 1210 SH SOLE 0 0 1210 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9 203 SH SOLE 0 0 203 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 54 1474 SH SOLE 0 0 1474 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 28 581 SH SOLE 0 0 581 VANGUARD STAR FDS VG TL INTL STK F 921909768 1161 25356 SH SOLE 0 0 25356 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1962 53964 SH SOLE 0 0 53964 VANGUARD WORLD FD ESG INTL STK ETF 921910725 765 17618 SH SOLE 0 0 17618 VANGUARD WORLD FD ESG US STK ETF 921910733 1446 22991 SH SOLE 0 0 22991 VANGUARD WORLD FDS INF TECH ETF 92204A702 15 50 SH SOLE 0 0 50 VISA INC COM CL A 92826C839 130 732 SH SOLE 0 0 732 WALMART INC COM 931142103 101 782 SH SOLE 0 0 782 WASTE MGMT INC DEL COM 94106L109 8 50 SH SOLE 0 0 50 WELLS FARGO CO NEW PERP PFD CNV A 949746804 48 40 SH SOLE 0 0 40 WEST PHARMACEUTICAL SVSC INC COM 955306105 221 900 SH SOLE 0 0 900 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 10 200 SH SOLE 0 0 200 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 1219 33967 SH SOLE 0 0 33967 XCEL ENERGY INC COM 98389B100 64 1000 SH SOLE 0 0 1000