Shareholder / Wealth Manager

0000870156-21-000058.txt : 20211112 0000870156-21-000058.hdr.sgml : 20211112 20211112102124 ACCESSION NUMBER: 0000870156-21-000058 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laurel Wealth Planning LLC CENTRAL INDEX KEY: 0001842010 IRS NUMBER: 453971980 STATE OF INCORPORATION: MN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20598 FILM NUMBER: 211401044 BUSINESS ADDRESS: STREET 1: 3300 EDINBOROUGH WAY, SUITE 790 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9528546250 MAIL ADDRESS: STREET 1: 3300 EDINBOROUGH WAY, SUITE 790 CITY: EDINA STATE: MN ZIP: 55435 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001842010 XXXXXXXX 09-30-2021 09-30-2021 Laurel Wealth Planning LLC

3300 EDINBOROUGH WAY, SUITE 790 EDINA MN 55435

13F HOLDINGS REPORT 028-20598 N Mallory Kretman Shareholder / Wealth Manager 952-854-6250 Mallory Kretman Edina MN 11-12-2021 0 223 123868 false INFORMATION TABLE 2 aci_13f.xml BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 41 1600 SH SOLE 0 0 1600 FLAHERTY & CRUMRINE PFD SECS COM 338478100 199 8930 SH SOLE 0 0 8930 MAINSTAY MACKAY DEFINDTRM MU COM 56064K100 19 853 SH SOLE 0 0 853 AMERICAN AIRLS GROUP INC COM 02376R102 5 224 SH SOLE 0 0 224 APPLE INC COM 037833100 549 3881 SH SOLE 0 0 3881 ABBVIE INC COM 00287Y109 17 157 SH SOLE 0 0 157 ABBOTT LABS COM 002824100 7 57 SH SOLE 0 0 57 ANALOG DEVICES INC COM 032654105 16 95 SH SOLE 0 0 95 AUTOMATIC DATA PROCESSING IN COM 053015103 20 101 SH SOLE 0 0 101 AES CORP COM 00130H105 1 55 SH SOLE 0 0 55 AMAZON COM INC COM 023135106 89 27 SH SOLE 0 0 27 ASSOCIATED BANC CORP COM 045487105 45 2100 SH SOLE 0 0 2100 BK OF AMERICA CORP COM 060505104 1 21 SH SOLE 0 0 21 BEST BUY INC COM 086516101 45 426 SH SOLE 0 0 426 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1034 3789 SH SOLE 0 0 3789 CITIGROUP INC COM NEW 172967424 3 48 SH SOLE 0 0 48 COMMERCE BANCSHARES INC COM 200525103 10 138 SH SOLE 0 0 138 COSTCO WHSL CORP NEW COM 22160K105 19 42 SH SOLE 0 0 42 CISCO SYS INC COM 17275R102 12 224 SH SOLE 0 0 224 CORTEVA INC COM 22052L104 0 6 SH SOLE 0 0 6 CVS HEALTH CORP COM 126650100 71 835 SH SOLE 0 0 835 CHEVRON CORP NEW COM 166764100 16 158 SH SOLE 0 0 158 DOMINION ENERGY INC COM 25746U109 29 400 SH SOLE 0 0 400 DUPONT DE NEMOURS INC COM 26614N102 0 6 SH SOLE 0 0 6 DANAHER CORPORATION COM 235851102 21 70 SH SOLE 0 0 70 DISNEY WALT CO COM 254687106 85 500 SH SOLE 0 0 500 DOW INC COM 260557103 0 6 SH SOLE 0 0 6 DXC TECHNOLOGY CO COM 23355L106 0 5 SH SOLE 0 0 5 EBAY INC COM 278642103 19 273 SH SOLE 0 0 273 ECOLAB INC COM 278865100 527 2527 SH SOLE 0 0 2527 EMERSON ELEC CO COM 291011104 8 80 SH SOLE 0 0 80 FASTENAL CO COM 311900104 0 8 SH SOLE 0 0 8 FIRST HORIZON CORPORATION COM 320517105 0 30 SH SOLE 0 0 30 GENERAL ELECTRIC CO COM NEW 369604301 8 78 SH SOLE 0 0 78 GEVO INC COM PAR 374396406 0 3 SH SOLE 0 0 3 GENERAL MLS INC COM 370334104 24 400 SH SOLE 0 0 400 ALPHABET INC CAP STK CL C 02079K107 5 2 SH SOLE 0 0 2 ALPHABET INC CAP STK CL A 02079K305 40 15 SH SOLE 0 0 15 GAP INC COM 364760108 0 4 SH SOLE 0 0 4 HOME DEPOT INC COM 437076102 30 90 SH SOLE 0 0 90 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1 61 SH SOLE 0 0 61 HP INC COM 40434L105 2 61 SH SOLE 0 0 61 HUNTSMAN CORP COM 447011107 44 1500 SH SOLE 0 0 1500 INTERNATIONAL BUSINESS MACHS COM 459200101 6 45 SH SOLE 0 0 45 INTEL CORP COM 458140100 107 2000 SH SOLE 0 0 2000 IRHYTHM TECHNOLOGIES INC COM 450056106 11 190 SH SOLE 0 0 190 JOHNSON & JOHNSON COM 478160104 70 432 SH SOLE 0 0 432 JPMORGAN CHASE & CO COM 46625H100 41 252 SH SOLE 0 0 252 JACKSON FINANCIAL INC COM CL A 46817M107 0 1 SH SOLE 0 0 1 KINDER MORGAN INC DEL COM 49456B101 0 10 SH SOLE 0 0 10 EASTMAN KODAK CO COM NEW 277461406 8 1119 SH SOLE 0 0 1119 KROGER CO COM 501044101 7 185 SH SOLE 0 0 185 LOWES COS INC COM 548661107 32 160 SH SOLE 0 0 160 MARRIOTT INTL INC NEW CL A 571903202 11 76 SH SOLE 0 0 76 MCDONALDS CORP COM 580135101 24 100 SH SOLE 0 0 100 MERCADOLIBRE INC COM 58733R102 12 7 SH SOLE 0 0 7 3M CO COM 88579Y101 713 4065 SH SOLE 0 0 4065 ALTRIA GROUP INC COM 02209S103 2 51 SH SOLE 0 0 51 MERCK & CO. INC COM 58933Y105 16 207 SH SOLE 0 0 207 MICROSOFT CORP COM 594918104 277 982 SH SOLE 0 0 982 NOVAVAX INC COM NEW 670002401 21 99 SH SOLE 0 0 99 ORGANON & CO COMMON STOCK 68622V106 1 20 SH SOLE 0 0 20 PEPSICO INC COM 713448108 18 117 SH SOLE 0 0 117 PHILIP MORRIS INTL INC COM 718172109 9 100 SH SOLE 0 0 100 REPUBLIC SVCS INC COM 760759100 12 98 SH SOLE 0 0 98 RAYTHEON TECHNOLOGIES CORP COM 75513E101 7 86 SH SOLE 0 0 86 RUSH ENTERPRISES INC CL A 781846209 15 337 SH SOLE 0 0 337 RUSH ENTERPRISES INC CL B 781846308 15 337 SH SOLE 0 0 337 SMILEDIRECTCLUB INC CL A COM 83192H106 3 500 SH SOLE 0 0 500 SHERWIN WILLIAMS CO COM 824348106 91 324 SH SOLE 0 0 324 SHARPS COMPLIANCE CORP COM 820017101 4 500 SH SOLE 0 0 500 SOUTHERN CO COM 842587107 19 301 SH SOLE 0 0 301 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 0 1 SH SOLE 0 0 1 SPS COMMERCE INC COM 78463M107 32 200 SH SOLE 0 0 200 STRYKER CORPORATION COM 863667101 134 510 SH SOLE 0 0 510 TENAX THERAPEUTICS INC COM NEW 88032L209 0 1 SH SOLE 0 0 1 TARGET CORP COM 87612E106 92 400 SH SOLE 0 0 400 TJX COS INC NEW COM 872540109 6 95 SH SOLE 0 0 95 THERMO FISHER SCIENTIFIC INC COM 883556102 311 545 SH SOLE 0 0 545 TRAVELERS COMPANIES INC COM 89417E109 10 68 SH SOLE 0 0 68 ULTA BEAUTY INC COM 90384S303 12 32 SH SOLE 0 0 32 UNITEDHEALTH GROUP INC COM 91324P102 647 1657 SH SOLE 0 0 1657 UNITED PARCEL SERVICE INC CL B 911312106 15 85 SH SOLE 0 0 85 US BANCORP DEL COM NEW 902973304 2 28 SH SOLE 0 0 28 VISA INC COM CL A 92826C839 163 732 SH SOLE 0 0 732 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 1 7 SH SOLE 0 0 7 VIACOMCBS INC CL B 92556H206 5 115 SH SOLE 0 0 115 WASTE MGMT INC DEL COM 94106L109 7 50 SH SOLE 0 0 50 WALMART INC COM 931142103 60 430 SH SOLE 0 0 430 ISHARES TR GBL GREEN ETF 46435U440 210 3820 SH SOLE 0 0 3820 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 8 172 SH SOLE 0 0 172 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 1281 22933 SH SOLE 0 0 22933 ISHARES TR MSCI KLD400 SOC 464288570 10528 126520 SH SOLE 0 0 126520 ISHARES TR MSCI EAFE MIN VL 46429B689 504 6691 SH SOLE 0 0 6691 ISHARES TR EAFE GRWTH ETF 464288885 606 5688 SH SOLE 0 0 5688 PIMCO ETF TR ENHANCD SHORT 72201R643 706 7013 SH SOLE 0 0 7013 ISHARES INC MSCI EMRG CHN 46434G764 784 12937 SH SOLE 0 0 12937 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 1528 24128 SH SOLE 0 0 24128 ISHARES TR ESG AW MSCI EAFE 46435G516 4871 62142 SH SOLE 0 0 62142 ISHARES INC ESG AWR MSCI EM 46434G863 2212 53385 SH SOLE 0 0 53385 ISHARES TR ESG AWR MSCI USA 46435G425 742 7533 SH SOLE 0 0 7533 VANGUARD WORLD FD ESG US STK ETF 921910733 2807 35063 SH SOLE 0 0 35063 ISHARES TR ESG AWARE MSCI 46435U663 160 4110 SH SOLE 0 0 4110 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 27 734 SH SOLE 0 0 734 FIRST TR VALUE LINE DIVID IN SHS 33734H106 3677 93809 SH SOLE 0 0 93809 SPDR GOLD TR GOLD SHS 78463V107 2713 16523 SH SOLE 0 0 16523 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 1298 15010 SH SOLE 0 0 15010 SPDR INDEX SHS FDS SHS FDS 78463X871 29 744 SH SOLE 0 0 744 ISHARES INC CUR HD MSCI EM 46434G509 2985 97889 SH SOLE 0 0 97889 ISHARES TR CORE INTL AGGR 46435G672 677 12307 SH SOLE 0 0 12307 ISHARES TR CORE MSCI EAFE 46432F842 45 604 SH SOLE 0 0 604 ISHARES TR CORE MSCI EMKT 46434G103 204 3299 SH SOLE 0 0 3299 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 108 2501 SH SOLE 0 0 2501 ISHARES TR CORE S&P SCP ETF 464287804 4050 37090 SH SOLE 0 0 37090 ISHARES TR CORE S&P TTL STK 464287150 942 9571 SH SOLE 0 0 9571 ISHARES TR CORE S&P US GWT 464287671 120 1171 SH SOLE 0 0 1171 ISHARES TR CORE S&P US VLU 464287663 123 1734 SH SOLE 0 0 1734 ISHARES TR CORE S&P500 ETF 464287200 4646 10783 SH SOLE 0 0 10783 ISHARES TR S&P 500 GRWT ETF 464287309 6063 82037 SH SOLE 0 0 82037 ISHARES TR RUS 1000 VAL ETF 464287598 34 215 SH SOLE 0 0 215 ISHARES TR RUS 1000 GRW ETF 464287614 32 118 SH SOLE 0 0 118 ISHARES TR RUSSELL 2000 ETF 464287655 270 1234 SH SOLE 0 0 1234 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 233 4565 SH SOLE 0 0 4565 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 4598 90664 SH SOLE 0 0 90664 DBX ETF TR XTRACKERS S&P MD 233051127 3 111 SH SOLE 0 0 111 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 111 1089 SH SOLE 0 0 1089 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 605 18414 SH SOLE 0 0 18414 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2779 37940 SH SOLE 0 0 37940 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 453 6928 SH SOLE 0 0 6928 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 1015 27066 SH SOLE 0 0 27066 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 7 135 SH SOLE 0 0 135 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 6498 149441 SH SOLE 0 0 149441 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 62 2328 SH SOLE 0 0 2328 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 1309 66065 SH SOLE 0 0 66065 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 229 1447 SH SOLE 0 0 1447 INVESCO QQQ TR UNIT SER 1 46090E103 84 234 SH SOLE 0 0 234 ISHARES TR MSCI USA QLT FCT 46432F339 101 767 SH SOLE 0 0 767 ISHARES TR GLOBAL REIT ETF 46434V647 31 1117 SH SOLE 0 0 1117 SPDR SER TR DJ REIT ETF 78464A607 43 405 SH SOLE 0 0 405 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 573 7722 SH SOLE 0 0 7722 ISHARES TR EAFE SML CP ETF 464288273 566 7601 SH SOLE 0 0 7601 SPDR SER TR SSGA GNDER ETF 78468R747 1779 17619 SH SOLE 0 0 17619 SPDR SER TR NUVEEN BLMBRG SR 78468R739 67 1358 SH SOLE 0 0 1358 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4442 122678 SH SOLE 0 0 122678 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 3242 53288 SH SOLE 0 0 53288 SPDR S&P 500 ETF TR TR UNIT 78462F103 269 627 SH SOLE 0 0 627 ISHARES TR MSCI USA ESG SLC 464288802 851 8867 SH SOLE 0 0 8867 ISHARES TR ESG AWRE 1 5 YR 46435G243 641 24658 SH SOLE 0 0 24658 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 3 35 SH SOLE 0 0 35 ISHARES TR TR TIPS BD ETF 464287176 8293 64946 SH SOLE 0 0 64946 WISDOMTREE TR FLOATNG RAT TREA 97717X628 388 15456 SH SOLE 0 0 15456 VANGUARD INDEX FDS SMALL CP ETF 922908751 3977 18186 SH SOLE 0 0 18186 VANGUARD INDEX FDS SML CP GRW ETF 922908595 107 383 SH SOLE 0 0 383 VANGUARD INDEX FDS SM CP VAL ETF 922908611 118 697 SH SOLE 0 0 697 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2036 40332 SH SOLE 0 0 40332 VANGUARD WORLD FDS INF TECH ETF 92204A702 20 50 SH SOLE 0 0 50 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 154 1770 SH SOLE 0 0 1770 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 14 134 SH SOLE 0 0 134 VANGUARD INDEX FDS MID CAP ETF 922908629 565 2386 SH SOLE 0 0 2386 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7623 19327 SH SOLE 0 0 19327 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 649 2435 SH SOLE 0 0 2435 VANGUARD WORLD FD ESG INTL STK ETF 921910725 2259 36592 SH SOLE 0 0 36592 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1514 6818 SH SOLE 0 0 6818 VANGUARD INDEX FDS VALUE ETF 922908744 164 1210 SH SOLE 0 0 1210 VANGUARD INDEX FDS GROWTH ETF 922908736 275 946 SH SOLE 0 0 946 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 74 1474 SH SOLE 0 0 1474 VANGUARD STAR FDS VG TL INTL STK F 921909768 3096 48935 SH SOLE 0 0 48935 ISHARES TR ESG SCRD S&P MID 46436E551 196 5425 SH SOLE 0 0 5425 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11 175 SH SOLE 0 0 175 ABB LTD SPONSORED ADR 000375204 8 243 SH SOLE 0 0 243 AEGON N V NY REGISTRY SHS 007924103 4 731 SH SOLE 0 0 731 ASML HOLDING N V N Y REGISTRY SHS N07059210 19 26 SH SOLE 0 0 26 GRUPO AVAL ACCIONES Y VALORE SPONSORED ADS 40053W101 0 65 SH SOLE 0 0 65 BHP GROUP LTD SPONSORED ADS 088606108 1 28 SH SOLE 0 0 28 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 2 94 SH SOLE 0 0 94 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2 206 SH SOLE 0 0 206 GDS HLDGS LTD SPONSORED ADS 36165L108 3 56 SH SOLE 0 0 56 HDFC BANK LTD SPONSORED ADS 40415F101 8 112 SH SOLE 0 0 112 HSBC HLDGS PLC SPON ADR NEW 404280406 3 125 SH SOLE 0 0 125 HUAZHU GROUP LTD SPONSORED ADS 44332N106 1 22 SH SOLE 0 0 22 ICICI BANK LIMITED ADR 45104G104 8 398 SH SOLE 0 0 398 INFOSYS LTD SPONSORED ADR 456788108 13 575 SH SOLE 0 0 575 ING GROEP N.V. SPONSORED ADR 456837103 6 393 SH SOLE 0 0 393 ORIX CORP SPONSORED ADR 686330101 1 14 SH SOLE 0 0 14 JD.COM INC SPON ADR CL A 47215P106 14 200 SH SOLE 0 0 200 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 6 158 SH SOLE 0 0 158 KB FINL GROUP INC SPONSORED ADR 48241A105 11 243 SH SOLE 0 0 243 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 6 SH SOLE 0 0 6 NOMURA HLDGS INC SPONSORED ADR 65535H208 1 180 SH SOLE 0 0 180 NOKIA CORP SPONSORED ADR 654902204 3 534 SH SOLE 0 0 534 NATURA &CO HLDG S A ADS 63884N108 5 274 SH SOLE 0 0 274 NETEASE INC SPONSORED ADS 64110W102 5 55 SH SOLE 0 0 55 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 2 21 SH SOLE 0 0 21 PLDT INC SPONSORED ADR 69344D408 3 84 SH SOLE 0 0 84 PEARSON PLC SPONSORED ADR 705015105 1 137 SH SOLE 0 0 137 SONY GROUP CORPORATION SPONSORED ADR 835699307 13 116 SH SOLE 0 0 116 TRIP COM GROUP LTD ADS 89677Q107 1 35 SH SOLE 0 0 35 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 22 124 SH SOLE 0 0 124 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 52 467 SH SOLE 0 0 467 UNILEVER PLC SPON ADR NEW 904767704 14 255 SH SOLE 0 0 255 VALE S A SPONSORED ADS 91912E105 4 294 SH SOLE 0 0 294 WPP PLC NEW ADR 92937A102 13 190 SH SOLE 0 0 190 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 245 765 SH SOLE 0 0 765 TORONTO DOMINION BK ONT COM NEW 891160509 14 217 SH SOLE 0 0 217 SUN LIFE FINANCIAL INC. COM 866796105 12 242 SH SOLE 0 0 242 CANADIAN IMP BK COMM COM 136069101 12 107 SH SOLE 0 0 107 LINDE PLC SHS G5494J103 12 40 SH SOLE 0 0 40 THOMSON REUTERS CORP. COM NEW 884903709 10 89 SH SOLE 0 0 89 BANK NOVA SCOTIA B C COM 064149107 9 144 SH SOLE 0 0 144 ROYAL BK CDA COM 780087102 8 78 SH SOLE 0 0 78 AON PLC SHS CL A G0403H108 7 24 SH SOLE 0 0 24 TRONOX HOLDINGS PLC SHS G9087Q102 6 250 SH SOLE 0 0 250 COCA-COLA EUROPACIFIC PARTNE SHS G25839104 6 102 SH SOLE 0 0 102 UBS GROUP AG SHS H42097107 5 331 SH SOLE 0 0 331 FERGUSON PLC NEW SHS G3421J106 5 36 SH SOLE 0 0 36 STMICROELECTRONICS N V NY REGISTRY 861012102 4 99 SH SOLE 0 0 99 OPEN TEXT CORP COM 683715106 4 72 SH SOLE 0 0 72 AGNICO EAGLE MINES LTD COM 008474108 3 46 SH SOLE 0 0 46 CYBERARK SOFTWARE LTD SHS M2682V108 2 10 SH SOLE 0 0 10 CARETRUST REIT INC COM 14174T107 10 500 SH SOLE 0 0 500 REDWOOD TR INC COM 758075402 6 500 SH SOLE 0 0 500 EPR PPTYS COM SH BEN INT 26884U109 6 114 SH SOLE 0 0 114 CYRUSONE INC COM 23283R100 5 70 SH SOLE 0 0 70