SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
O'Hanlon Kelly

(Last) (First) (Middle)
C/O UNIVAR SOLUTIONS INC.
3075 HIGHLAND PARKWAY, SUITE 200

(Street)
DOWNERS GROVE IL 60515

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/08/2021
3. Issuer Name and Ticker or Trading Symbol
Univar Solutions Inc. [ UNVR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
01/25/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 8,861(2) (3) D
Stock Options (right to buy) (4) (5) Common Stock 59,906(6) (7) D
Explanation of Responses:
1. The reporting person was awarded a series of grants as follows: February 7, 2018 the reporting person was granted 2,330 restricted stock units; February 6, 2019 the reporting person was granted 2,870 restricted stock units; February 21, 2020 the reporting person was granted 2,720 restricted stock units; all of these grants vest in three equal installments on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. On February 6, 2019 the reporting person was granted 3,450 restricted stock units that vest in full on the third anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date.
2. These restricted stock units were inadvertently omitted from the reporting person's original Form 3 filed on January 25, 2021.
3. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
4. The reporting person was granted a series of stock option awards as follows: June 10, 2014 the reporting person was granted 25,196 stock options; February 2, 2017 the reporting person was granted 6,670 stock options; February 7, 2018 the reporting person was granted 7,930 stock options; February 6, 2019 the reporting person was granted 9,900 stock options; and February 21, 2020 the reporting person was granted 10, 210 stock options. These options vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. The options expire ten years from the grant date.
5. The options expire ten years from the grant date.
6. These stock options were inadvertently omitted from the reporting person's original Form 3 filed on January 25, 2021.
7. Not applicable.
/s/ Noelle J. Perkins, as Attorney-in-Fact for Kelly A. O'Hanlon 02/09/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.