0000950170-24-131932.txt : 20241129 0000950170-24-131932.hdr.sgml : 20241129 20241129190550 ACCESSION NUMBER: 0000950170-24-131932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241126 FILED AS OF DATE: 20241129 DATE AS OF CHANGE: 20241129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Poston Edwin A. CENTRAL INDEX KEY: 0001888753 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 241517225 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4 1 ownership.xml 4 X0508 4 2024-11-26 0001841968 P10, Inc. PX 0001888753 Poston Edwin A. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 true false false true See remarks false Class A Common Stock 2024-11-26 4 C false 20724 A 20724 I By TrueBridge Ascent LLC Class A Common Stock 2024-11-26 4 S false 20724 13.89 D 0 I By TrueBridge Ascent LLC Class B Common Stock 2024-11-26 4 C false 20724 D Class A Common Stock 20724 134451 I By TrueBridge Ascent LLC Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock. Continued from footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On November 26, 2024, TrueBridge Ascent LLC (i) converted 20,724 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock, and (ii) sold the corresponding 20,724 shares of Class A Common Stock. Represents securities of the Issuer owned directly by TrueBridge Ascent LLC. Mr. Poston, as manager of TrueBridge Ascent LLC, may be deemed to be deemed to beneficially own the securities of the Issuer owned directly by TrueBridge Ascent LLC. The Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is a beneficial owner of the securities of the Issuer reported herein. Member of 10% Owner Group. This Form 4 is being filed on behalf of Edwin A. Poston (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. The securities reported herein do not include securities of the Issuer held by any other group member other than those securities held directly or indirectly by the Reporting Person. In addition, the Reporting Person serves as a director on the board of directors of the Issuer. /s/ Edwin A. Poston 2024-11-29