0000950170-23-067154.txt : 20231201 0000950170-23-067154.hdr.sgml : 20231201 20231201085004 ACCESSION NUMBER: 0000950170-23-067154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231013 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abell Alexander I. CENTRAL INDEX KEY: 0001888941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 231457650 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4 1 ownership.xml 4 X0508 4 2023-10-13 0001841968 P10, Inc. PX 0001888941 Abell Alexander I. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 false false false true See Remarks false Class A Common Stock 2023-10-13 4 C false 457496 A 471941 D Class A Common Stock 2023-11-20 4 S false 14445 9.43 D 457496 D Class A Common Stock 2023-11-29 4 S false 10000 9.90 D 447496 D Class A Common Stock 2023-11-29 4 S false 10000 10.00 D 437496 D Class B Common Stock 2023-10-13 4 C false 457496 D Class A Common Stock 457496 914993 D Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock. Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. The reporting person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's Common Stock. /s/Amanda Coussens, as Attorney in Fact for the Reporting Person 2023-11-30