0000899243-23-008897.txt : 20230317 0000899243-23-008897.hdr.sgml : 20230317 20230317165858 ACCESSION NUMBER: 0000899243-23-008897 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Souder William F. CENTRAL INDEX KEY: 0001888590 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 23743529 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Souder Family LLC CENTRAL INDEX KEY: 0001889346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 23743528 BUSINESS ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2023-03-02 2023-03-14 0 0001841968 P10, Inc. PX 0001888590 Souder William F. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 1 1 1 1 Chief Operating Officer See Remarks 0001889346 Souder Family LLC 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 1 0 Restricted Stock Units 2023-03-09 4 A 0 143860 0.00 A Class A Common Stock 143860 143860 D Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. The original Form 4 filed by the reporting persons on March 14, 2023 inadvertently underreported the number of RSUs granted to Mr. Souder on March 9, 2023, and this amendment is filed to report the correct number of RSUs granted on such date. On March 9, 2023, Mr. Souder was granted a total of 143,860 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Souder remains in continuous service with the Issuer through such date. These securities are owned directly by Mr. Souder. This Form 4 is being filed by Souder Family LLC and Mr. Souder (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are the beneficial owners of the securities of the Issuer reported herein. Mr. Souder also serves as the Chief Operating Officer of the Issuer and as a director on the Board of Directors of the Issuer. /s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons 2023-03-17