0000899243-23-008467.txt : 20230314 0000899243-23-008467.hdr.sgml : 20230314 20230314191725 ACCESSION NUMBER: 0000899243-23-008467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feinglass Michael CENTRAL INDEX KEY: 0001889108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 23732752 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-31 0 0001841968 P10, Inc. PX 0001889108 Feinglass Michael C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 1 1 See Remarks Class A Common Stock 2023-01-31 4 M 0 42000 2.03 A 42000 D Class A Common Stock 2023-01-31 4 F 0 19818 11.13 D 22182 D Stock Option (right to buy) 2.03 2023-01-31 4 M 0 42000 0.00 D 2028-01-30 Class A Common Stock 42000 0 D Stock Option (right to buy) 9.93 2023-03-09 4 A 0 12000 0.00 A 2033-03-09 Class A Common Stock 12000 12000 D These stock options were inadvertently omitted from the Reporting Person's Form 3 and all subsequent Forms 4. On January 30, 2018, the Reporting Person was granted a total of 42,000 stock options with an exercise price of $2.03 per share (after giving effect to the intervening 0.7-for-1.0 revese stock split of the Issuer), subject to the Reporting Person remaining in continuous service through the fifth anniversary of such grant date. As such, these stock options became fully vested on January 30, 2023. On March 9, 2023, the Reporting Person was granted a total of 12,000 stock options, all of which will vest on the fifth anniversary of the grant date (March 9, 2028), provided that the Reporting Person remains in continuous service with the Issuer through such date. This Form 4 is being filed by Mr. Feinglass (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Person, as such securities are being reported in separate Form 4 filings. /s/Amanda Coussens as Attorney-in-Fact for the Reporting Person 2023-03-13