0000899243-22-009589.txt : 20220304 0000899243-22-009589.hdr.sgml : 20220304 20220304212907 ACCESSION NUMBER: 0000899243-22-009589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCoy David M. CENTRAL INDEX KEY: 0001888953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 22716056 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blatherwick Nell M. CENTRAL INDEX KEY: 0001888782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 22716057 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abell Alexander I. CENTRAL INDEX KEY: 0001888941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 22716055 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003 CENTRAL INDEX KEY: 0001889693 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 22716052 BUSINESS ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feinglass Michael CENTRAL INDEX KEY: 0001889108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 22716054 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Andrew Rowan CENTRAL INDEX KEY: 0001889330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 22716053 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-02 0 0001841968 P10, Inc. PX 0001888782 Blatherwick Nell M. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 See Remarks 0001888953 McCoy David M. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 1 0 0001888941 Abell Alexander I. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 1 0 0001889108 Feinglass Michael C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 1 0 0001889330 Nelson Andrew Rowan C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 1 0 0001889693 Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003 C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 1 0 Stock Option (right to buy) 12.30 2022-03-02 4 A 0 77640 0.00 A 2027-03-02 2032-03-02 Common Stock 77640 77640 D Restricted Stock Units 2022-03-02 4 A 0 4612 0.00 A Common Stock 4612 4612 D Restricted Stock Units 2022-03-02 4 A 0 33540 0.00 A Common Stock 33540 33540 D Restricted Stock Units 2022-03-02 4 A 0 16770 0.00 A Common Stock 16770 16770 D Restricted Stock Units 2022-03-02 4 A 0 4612 0.00 A Common Stock 4612 4612 D Restricted Stock Units 2022-03-02 4 A 0 16770 0.00 A Common Stock 16770 16770 D Restricted Stock Units 2022-03-02 4 A 0 33540 0.00 A Common Stock 33540 33540 D Restricted Stock Units 2022-03-02 4 A 0 16770 0.00 A Common Stock 16770 16770 D This Form 4 is being filed by (i) Nell M. Blatherwick, (ii) the Thomas P. Danis, Jr. Revocable Living Trust (the "Danis Trust"), (iii) Thomas P. Danis, as trustee of the Danis Trust, (iv) the Charles K. Huebner Trust (the "Huebner Trust"), (v) Charles K. Huebner, as trustee of the Huebner Trust, (vi) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust"), (vii) Jon I. Madorsky, as trustee of the Madorsky Trust, (viii) David McCoy, (ix) Alexander Abell, (x) Michael Feinglass and (xi) Andrew Nelson (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. The securities reported herein do not include securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. Mr. Abell was granted 77,640 stock options on 3/2/2022. These stock options are owned directly by Mr. Abell. Each RSU represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. Ms. Blatherwick was granted 4,612 RSUs which will vest on 3/2/2023, provided that Ms. Blatherwick remains in continuous service. These RSUs are owned directly by Ms. Blatherwick. Mr. McCoy was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. McCoy remains in continuous service. These RSUs are owned directly by Mr. McCoy. Mr. Abell was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Abell remains in continuous service. These RSUs are owned directly by Mr. Abell. Mr. Nelson was granted 4,612 RSUs which will vest on 3/2/2023, provided that Mr. Nelson remains in continuous service. These RSUs are owned directly by Mr. Nelson. Mr. Danis was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Danis remains in continuous service. These RSUs are owned directly by Mr. Danis. Mr. Madorsky was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. Madorsky remains in continuous service. These RSUs are owned directly by Mr. Madorsky. Mr. Huebner was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Huebner remains in continuous service. These RSUs are owned directly by Mr. Huebner. Member of 10% Owner Group (see Footnote 1) /s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons 2022-03-04