0001628280-23-040806.txt : 20231205 0001628280-23-040806.hdr.sgml : 20231205 20231205202814 ACCESSION NUMBER: 0001628280-23-040806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aoki Ichiro CENTRAL INDEX KEY: 0001865423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40481 FILM NUMBER: 231468229 MAIL ADDRESS: STREET 1: C/O INDIE SEMICONDUCTOR STREET 2: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: indie Semiconductor, Inc. CENTRAL INDEX KEY: 0001841925 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 2024310507 MAIL ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc. DATE OF NAME CHANGE: 20210122 4 1 wk-form4_1701826083.xml FORM 4 X0508 4 2023-12-01 0 0001841925 indie Semiconductor, Inc. INDI 0001865423 Aoki Ichiro 32 JOURNEY ALISO VIEJO CA 92656 1 1 0 0 President 0 Class A Common Stock 2023-12-01 4 M 0 8774 0 A 23236 D Class A Common Stock 2023-12-04 4 F 0 3092 7.34 D 20144 D Class V Common Stock 5489362 D Restricted Stock Units 2023-12-01 4 A 0 8774 0 A Class A Common Stock 8774 8774 D Restricted Stock Units 2023-12-01 4 M 0 8774 0 D Class A Common Stock 8774 0 D Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Represents Restricted Stock Units ("RSUs") that were fully vested as of the grant date. These RSUs represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant. /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021 2023-12-05