0001628280-23-022313.txt : 20230615 0001628280-23-022313.hdr.sgml : 20230615 20230615174745 ACCESSION NUMBER: 0001628280-23-022313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230613 FILED AS OF DATE: 20230615 DATE AS OF CHANGE: 20230615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McClymont Donald CENTRAL INDEX KEY: 0001866018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40481 FILM NUMBER: 231018712 MAIL ADDRESS: STREET 1: C/O INDIE SEMICONDUCTOR STREET 2: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: indie Semiconductor, Inc. CENTRAL INDEX KEY: 0001841925 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 2024310507 MAIL ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc. DATE OF NAME CHANGE: 20210122 4 1 wf-form4_168686565173185.xml FORM 4 X0407 4 2023-06-13 0 0001841925 indie Semiconductor, Inc. INDI 0001866018 McClymont Donald 32 JOURNEY ALISO VIEJO CA 92656 1 1 0 0 Chief Executive Officer 0 Class V Common Stock 2023-06-13 4 M 0 100000 0 D 5839506 D Class A Common Stock 2023-06-13 4 M 0 100000 0 A 121602 D Class A Common Stock 2023-06-13 4 S 0 100000 10.49 D 21602 D Class A Common Stock 33906 I by spouse ADK Class A Units 0.0 2023-06-13 4 M 0 100000 0 D 2021-12-10 Class A Common Stock 100000.0 5839506 D Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2. Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled. Represents shares of Class A common stock sold in the open market. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $10.44 to $10.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. N/A /s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 2021 2023-06-15