0001628280-22-024306.txt : 20220902
0001628280-22-024306.hdr.sgml : 20220902
20220902184702
ACCESSION NUMBER: 0001628280-22-024306
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220831
FILED AS OF DATE: 20220902
DATE AS OF CHANGE: 20220902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kee Scott David
CENTRAL INDEX KEY: 0001865420
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40481
FILM NUMBER: 221226474
MAIL ADDRESS:
STREET 1: C/O INDIE SEMICONDUCTOR
STREET 2: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: indie Semiconductor, Inc.
CENTRAL INDEX KEY: 0001841925
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 2024310507
MAIL ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc.
DATE OF NAME CHANGE: 20210122
4
1
wf-form4_166215880665833.xml
FORM 4
X0306
4
2022-08-31
0
0001841925
indie Semiconductor, Inc.
INDI
0001865420
Kee Scott David
32 JOURNEY
ALISO VIEJO
CA
92656
0
1
0
0
Chief Technology Officer
Class V Common Stock
2022-08-31
4
M
0
50000
0
D
5409514
D
Class A Common Stock
2022-08-31
4
M
0
50000
0
A
50669
D
Class A Common Stock
2022-08-31
4
S
0
50000
8.48
D
669
D
ADK Class A Units
0.0
2022-08-31
4
M
0
50000
0
D
2021-12-10
Class A Common Stock
50000.0
5409514
D
Restricted Stock Units
2022-08-31
4
A
0
50000
0
A
Class A Common Stock
50000.0
50000
D
Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023.
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.45 to $8.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
N/A
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The Reporting Person was granted time-based restricted stock units that shall vest and become nonforfeitable with respect to twenty-five (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.
/s/ Scott Kee by Naixi Wu pursuant to power of attorney filed on June 21, 2021
2022-09-02