Chief Compliance Officer

0001420506-22-002156.txt : 20221114 0001420506-22-002156.hdr.sgml : 20221114 20221114095736 ACCESSION NUMBER: 0001420506-22-002156 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG Advisory Services, LLC CENTRAL INDEX KEY: 0001841815 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20717 FILM NUMBER: 221381495 BUSINESS ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-600-5390 MAIL ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001841815 XXXXXXXX 09-30-2022 09-30-2022 false TCG Advisory Services, LLC

900 S. CAPITAL OF TX HIGHWAY SUITE 350 AUSTIN TX 78746

13F HOLDINGS REPORT 028-20717 N Lisa Mays Chief Compliance Officer 805-879-9536 Lisa Mays, Chief Compliance Officer AUSTIN TX 11-14-2022 0 181 331687 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR TCG ADVISORY SERVICES, LLC 3M CO COM 88579Y101 1630 14750 SH SOLE 0 0 14750 ABBOTT LABS COM 002824100 340 3517 SH SOLE 0 0 3517 ABBVIE INC COM 00287Y109 2282 17002 SH SOLE 0 0 17002 AGNC INVT CORP COM 00123Q104 2041 242394 SH SOLE 0 0 242394 ALPHABET INC CAP STK CL A 02079K305 1660 17359 SH SOLE 0 0 17359 ALPHABET INC CAP STK CL C 02079K107 541 5627 SH SOLE 0 0 5627 ALTRIA GROUP INC COM 02209S103 230 5685 SH SOLE 0 0 5685 AMAZON COM INC COM 023135106 4143 36661 SH SOLE 0 0 36661 AMERICAN CENTY ETF TR US EQT ETF 025072885 626 10040 SH SOLE 0 0 10040 AMERICAN CENTY ETF TR US SML CP VALU 025072877 5369 81180 SH SOLE 0 0 81180 AMERICAN ELEC PWR CO INC COM 025537101 269 3116 SH SOLE 0 0 3116 APPLE INC COM 037833100 16915 122396 SH SOLE 0 0 122396 AT&T INC COM 00206R102 391 25503 SH SOLE 0 0 25503 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2050 7676 SH SOLE 0 0 7676 BK OF AMERICA CORP COM 060505104 279 9250 SH SOLE 0 0 9250 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 578 493 SH SOLE 0 0 493 BLACKROCK CORPOR HI YLD FD I COM 09255P107 328 38385 SH SOLE 0 0 38385 BLACKROCK CORPOR HI YLD FD I RIGHT 10/13/2022 09255L114 0 38385 SH SOLE 0 0 38385 BLACKROCK CR ALLOCATION INCO COM 092508100 162 17028 SH SOLE 0 0 17028 BOEING CO COM 097023105 248 2047 SH SOLE 0 0 2047 BP PLC SPONSORED ADR 055622104 239 8361 SH SOLE 0 0 8361 BRISTOL-MYERS SQUIBB CO COM 110122108 334 4701 SH SOLE 0 0 4701 BROADCOM INC COM 11135F101 2187 4925 SH SOLE 0 0 4925 BUNGE LIMITED COM G16962105 208 2517 SH SOLE 0 0 2517 CHEVRON CORP NEW COM 166764100 3133 21809 SH SOLE 0 0 21809 CISCO SYS INC COM 17275R102 305 7617 SH SOLE 0 0 7617 CITIZENS FINL GROUP INC COM 174610105 1959 57019 SH SOLE 0 0 57019 COCA COLA CO COM 191216100 2446 43666 SH SOLE 0 0 43666 COINBASE GLOBAL INC COM CL A 19260Q107 344 15800 SH Put SOLE 0 0 15800 CONOCOPHILLIPS COM 20825C104 622 6082 SH SOLE 0 0 6082 COSTCO WHSL CORP NEW COM 22160K105 386 817 SH SOLE 0 0 817 CROWDSTRIKE HLDGS INC CL A 22788C105 269 1632 SH SOLE 0 0 1632 CVS HEALTH CORP COM 126650100 2642 27700 SH SOLE 0 0 27700 DANAHER CORPORATION COM 235851102 256 990 SH SOLE 0 0 990 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 515 27263 SH SOLE 0 0 27263 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 684 30761 SH SOLE 0 0 30761 DISNEY WALT CO COM 254687106 1800 19081 SH SOLE 0 0 19081 DOCUSIGN INC COM 256163106 279 27600 SH Put SOLE 0 0 27600 DRAFTKINGS INC NEW COM CL A 26142V105 1562 103175 SH SOLE 0 0 103175 DRAFTKINGS INC NEW COM CL A 26142V105 9 10000 SH Put SOLE 0 0 10000 DTE ENERGY CO UNIT 11/01/2022 233331842 395 7875 SH SOLE 0 0 7875 EOG RES INC COM 26875P101 2903 25981 SH SOLE 0 0 25981 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 645 17095 SH SOLE 0 0 17095 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 819 28714 SH SOLE 0 0 28714 EXXON MOBIL CORP COM 30231G102 5032 57631 SH SOLE 0 0 57631 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 681 11273 SH SOLE 0 0 11273 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 245 5975 SH SOLE 0 0 5975 FORD MTR CO DEL COM 345370860 219 19525 SH SOLE 0 0 19525 GABELLI EQUITY TR INC COM 362397101 57 10416 SH SOLE 0 0 10416 GENPREX INC COM 372446104 28 20000 SH SOLE 0 0 20000 GILEAD SCIENCES INC COM 375558103 288 4675 SH SOLE 0 0 4675 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 601 33231 SH SOLE 0 0 33231 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 940 39098 SH SOLE 0 0 39098 HOME DEPOT INC COM 437076102 1204 4365 SH SOLE 0 0 4365 HONEYWELL INTL INC COM 438516106 2020 12099 SH SOLE 0 0 12099 INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 45409F827 684 29261 SH SOLE 0 0 29261 INTEL CORP COM 458140100 216 8366 SH SOLE 0 0 8366 INTERNATIONAL BUSINESS MACHS COM 459200101 307 2585 SH SOLE 0 0 2585 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 2070 45395 SH SOLE 0 0 45395 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 203 5982 SH SOLE 0 0 5982 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 898 44878 SH SOLE 0 0 44878 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 235 13482 SH SOLE 0 0 13482 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 3141 143418 SH SOLE 0 0 143418 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 3576 191855 SH SOLE 0 0 191855 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 4091 205092 SH SOLE 0 0 205092 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 508 22256 SH SOLE 0 0 22256 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 572 26476 SH SOLE 0 0 26476 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 3617 194350 SH SOLE 0 0 194350 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 4332 207576 SH SOLE 0 0 207576 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 4135 202771 SH SOLE 0 0 202771 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 597 27443 SH SOLE 0 0 27443 INVESCO MUN OPPORTUNITY TR COM 46132C107 1221 133975 SH SOLE 0 0 133975 INVESCO QQQ TR UNIT SER 1 46090E103 3257 12188 SH SOLE 0 0 12188 INVESTMENT MANAGERS SER TR I AXS SHORT INNOV 46144X628 1057 17084 SH SOLE 0 0 17084 ISHARES INC CORE MSCI EMKT 46434G103 288 6704 SH SOLE 0 0 6704 ISHARES TR CORE MSCI INTL 46435G326 10101 209088 SH SOLE 0 0 209088 ISHARES TR RUS 2000 VAL ETF 464287630 427 3309 SH SOLE 0 0 3309 ISHARES TR RUS 1000 GRW ETF 464287614 767 3646 SH SOLE 0 0 3646 ISHARES TR GENOMICS IMMUN 46435U192 648 24545 SH SOLE 0 0 24545 ISHARES TR MSCI INTL VLU FT 46435G409 5666 286891 SH SOLE 0 0 286891 ISHARES TR SELECT DIVID ETF 464287168 452 4216 SH SOLE 0 0 4216 ISHARES TR CORE S&P TTL STK 464287150 808 10163 SH SOLE 0 0 10163 ISHARES TR CORE S&P500 ETF 464287200 727 2026 SH SOLE 0 0 2026 ISHARES TR MSCI USA VALUE 46432F388 30652 374440 SH SOLE 0 0 374440 ISHARES TR MSCI USA QLT FCT 46432F339 5995 57679 SH SOLE 0 0 57679 ISHARES TR CORE S&P SCP ETF 464287804 253 2900 SH SOLE 0 0 2900 ISHARES TR RUS MDCP VAL ETF 464287473 9430 98181 SH SOLE 0 0 98181 ISHARES TR MORTGE REL ETF 46435G342 394 18792 SH SOLE 0 0 18792 ISHARES TR CORE MSCI EAFE 46432F842 430 8158 SH SOLE 0 0 8158 ISHARES TR GL CLEAN ENE ETF 464288224 974 51009 SH SOLE 0 0 51009 ISHARES TR MSCI EAFE ETF 464287465 279 4988 SH SOLE 0 0 4988 ISHARES TR CORE TOTAL USD 46434V613 3769 84689 SH SOLE 0 0 84689 ISHARES TR PFD AND INCM SEC 464288687 409 12926 SH SOLE 0 0 12926 ISHARES TR SELF DRIVNG EV 46435U366 863 25822 SH SOLE 0 0 25822 ISHARES TR CORE US AGGBD ET 464287226 524 5435 SH SOLE 0 0 5435 ISHARES TR RUS MD CP GR ETF 464287481 7914 100902 SH SOLE 0 0 100902 ISHARES TR RUSSELL 2000 ETF 464287655 2145 13009 SH SOLE 0 0 13009 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1175 23848 SH SOLE 0 0 23848 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 1507 29956 SH SOLE 0 0 29956 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2234 44529 SH SOLE 0 0 44529 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 7247 141456 SH SOLE 0 0 141456 J P MORGAN EXCHANGE TRADED F US VALUE FACTR 46641Q753 2461 82654 SH SOLE 0 0 82654 JOHNSON & JOHNSON COM 478160104 2997 18345 SH SOLE 0 0 18345 JPMORGAN CHASE & CO COM 46625H100 2134 20421 SH SOLE 0 0 20421 KEYCORP COM 493267108 173 10784 SH SOLE 0 0 10784 LIFESTANCE HEALTH GROUP INC COM 53228F101 1936 292389 SH SOLE 0 0 292389 LILLY ELI & CO COM 532457108 850 2627 SH SOLE 0 0 2627 LISTED FD TR ROUNDHILL VIDEO 53656F706 542 39965 SH SOLE 0 0 39965 LOCKHEED MARTIN CORP COM 539830109 379 981 SH SOLE 0 0 981 MASTERCARD INCORPORATED CL A 57636Q104 461 1621 SH SOLE 0 0 1621 MCDONALDS CORP COM 580135101 2453 10630 SH SOLE 0 0 10630 MERCK & CO INC COM 58933Y105 2463 28601 SH SOLE 0 0 28601 META PLATFORMS INC CL A 30303M102 452 3334 SH SOLE 0 0 3334 MICROSOFT CORP COM 594918104 4458 19140 SH SOLE 0 0 19140 MORGAN STANLEY COM NEW 617446448 2097 26547 SH SOLE 0 0 26547 NETFLIX INC COM 64110L106 296 1258 SH SOLE 0 0 1258 NEXTERA ENERGY INC UNIT 03/01/2023 65339F770 623 12520 SH SOLE 0 0 12520 NEXTERA ENERGY INC COM 65339F101 2482 31656 SH SOLE 0 0 31656 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 340 48947 SH SOLE 0 0 48947 NVIDIA CORPORATION COM 67066G104 1228 10114 SH SOLE 0 0 10114 ORACLE CORP COM 68389X105 211 3450 SH SOLE 0 0 3450 PAYCHEX INC COM 704326107 256 2278 SH SOLE 0 0 2278 PAYPAL HLDGS INC COM 70450Y103 330 3833 SH SOLE 0 0 3833 PEPSICO INC COM 713448108 385 2358 SH SOLE 0 0 2358 PFIZER INC COM 717081103 487 11125 SH SOLE 0 0 11125 PHILIP MORRIS INTL INC COM 718172109 1877 22615 SH SOLE 0 0 22615 PHILLIPS 66 COM 718546104 773 9574 SH SOLE 0 0 9574 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 11378 120136 SH SOLE 0 0 120136 PIMCO INCOME STRATEGY FD II COM 72201J104 648 93723 SH SOLE 0 0 93723 PIONEER NAT RES CO COM 723787107 2061 9520 SH SOLE 0 0 9520 PROCTER AND GAMBLE CO COM 742718109 3000 23762 SH SOLE 0 0 23762 PROLOGIS INC. COM 74340W103 1866 18367 SH SOLE 0 0 18367 PROSHARES TR SHORT QQQ NEW 74347B714 2475 165901 SH SOLE 0 0 165901 PROSHARES TR SHORT S&P 500 NE 74347B425 2344 135634 SH SOLE 0 0 135634 PROSHARES TR II ULTRA VIX SHORT 74347Y839 365 28425 SH SOLE 0 0 28425 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 254 78209 SH SOLE 0 0 78209 QUALCOMM INC COM 747525103 900 7968 SH SOLE 0 0 7968 REGIONS FINANCIAL CORP NEW COM 7591EP100 574 28624 SH SOLE 0 0 28624 ROKU INC COM CL A 77543R102 398 13900 SH Put SOLE 0 0 13900 SALESFORCE INC COM 79466L302 590 4099 SH SOLE 0 0 4099 SCHWAB CHARLES CORP COM 808513105 201 2801 SH SOLE 0 0 2801 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 217 3896 SH SOLE 0 0 3896 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 237 5648 SH SOLE 0 0 5648 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 343 12202 SH SOLE 0 0 12202 SELECT SECTOR SPDR TR ENERGY 81369Y506 322 4465 SH SOLE 0 0 4465 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 239 1972 SH SOLE 0 0 1972 SKYWATER TECHNOLOGY INC COM 83089J108 987 129000 SH SOLE 0 0 129000 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 368 1282 SH SOLE 0 0 1282 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 330 12795 SH SOLE 0 0 12795 SPDR S&P 500 ETF TR TR UNIT 78462F103 3029 8480 SH SOLE 0 0 8480 SPDR SER TR PORTFOLI S&P1500 78464A805 460 10435 SH SOLE 0 0 10435 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 290 5880 SH SOLE 0 0 5880 TESLA INC COM 88160R101 799 3014 SH SOLE 0 0 3014 THERMO FISHER SCIENTIFIC INC COM 883556102 220 433 SH SOLE 0 0 433 TYSON FOODS INC CL A 902494103 226 3431 SH SOLE 0 0 3431 VANECK ETF TRUST MORTGAGE REIT 92189F452 133 12065 SH SOLE 0 0 12065 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 247 4110 SH SOLE 0 0 4110 VANECK MERK GOLD TR GOLD TRUST 921078101 225 13980 SH SOLE 0 0 13980 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 320 4274 SH SOLE 0 0 4274 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1257 3828 SH SOLE 0 0 3828 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 240 2994 SH SOLE 0 0 2994 VANGUARD INDEX FDS VALUE ETF 922908744 229 1854 SH SOLE 0 0 1854 VANGUARD INDEX FDS SM CP VAL ETF 922908611 237 1653 SH SOLE 0 0 1653 VANGUARD INDEX FDS TOTAL STK MKT 922908769 32171 179254 SH SOLE 0 0 179254 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 310 1818 SH SOLE 0 0 1818 VANGUARD INDEX FDS MID CAP ETF 922908629 340 1806 SH SOLE 0 0 1806 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1986 25178 SH SOLE 0 0 25178 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 374 10260 SH SOLE 0 0 10260 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 967 20096 SH SOLE 0 0 20096 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1747 23520 SH SOLE 0 0 23520 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 885 14821 SH SOLE 0 0 14821 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 522 14353 SH SOLE 0 0 14353 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 394 6363 SH SOLE 0 0 6363 VANGUARD WORLD FD ESG INTL STK ETF 921910725 266 6112 SH SOLE 0 0 6112 VANGUARD WORLD FDS INF TECH ETF 92204A702 343 1117 SH SOLE 0 0 1117 VERIZON COMMUNICATIONS INC COM 92343V104 213 5601 SH SOLE 0 0 5601 VISA INC COM CL A 92826C839 4466 25140 SH SOLE 0 0 25140 WALMART INC COM 931142103 2856 22019 SH SOLE 0 0 22019 WELLS FARGO CO NEW PERP PFD CNV A 949746804 530 440 SH SOLE 0 0 440 WISDOMTREE TR US MIDCAP DIVID 97717W505 316 8381 SH SOLE 0 0 8381 WISDOMTREE TR EM EX ST-OWNED 97717X578 4715 191495 SH SOLE 0 0 191495