Chief Compliance Officer

0001420506-22-000861.txt : 20220513 0001420506-22-000861.hdr.sgml : 20220513 20220513084236 ACCESSION NUMBER: 0001420506-22-000861 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG Advisory Services, LLC CENTRAL INDEX KEY: 0001841815 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20717 FILM NUMBER: 22920382 BUSINESS ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-600-5390 MAIL ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001841815 XXXXXXXX 03-31-2022 03-31-2022 false TCG Advisory Services, LLC

900 S. CAPITAL OF TX HIGHWAY SUITE 350 AUSTIN TX 78746

13F HOLDINGS REPORT 028-20717 N Lisa Mays Chief Compliance Officer 805-879-9536 Lisa Mays, Chief Compliance Officer AUSTIN TX 05-13-2022 0 178 424954 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR TCG ADVISORY SERVICES, LLC 3M CO COM 88579Y101 1825 12258 SH SOLE 0 0 12258 ABBOTT LABS COM 002824100 377 3186 SH SOLE 0 0 3186 ABBVIE INC COM 00287Y109 236 1456 SH SOLE 0 0 1456 ADOBE SYSTEMS INCORPORATED COM 00724F101 315 691 SH SOLE 0 0 691 ADVANCED MICRO DEVICES INC COM 007903107 282 2579 SH SOLE 0 0 2579 AGNC INVT CORP COM 00123Q104 2892 220778 SH SOLE 0 0 220778 ALPHABET INC CAP STK CL C 02079K107 492 176 SH SOLE 0 0 176 ALPHABET INC CAP STK CL A 02079K305 9457 3400 SH Call SOLE 0 0 3400 ALPHABET INC CAP STK CL A 02079K305 1438 517 SH SOLE 0 0 517 AMAZON COM INC COM 023135106 4023 1234 SH SOLE 0 0 1234 AMERICAN ELEC PWR CO INC UNIT 08/15/2025 02557T307 212 3800 SH SOLE 0 0 3800 AMERICAN ELEC PWR CO INC COM 025537101 259 2593 SH SOLE 0 0 2593 ANNALY CAPITAL MANAGEMENT IN COM 035710409 199 28337 SH SOLE 0 0 28337 APPLE INC COM 037833100 19608 112295 SH SOLE 0 0 112295 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 708 627000 PRN SOLE 0 0 627000 AT&T INC COM 00206R102 339 14331 SH SOLE 0 0 14331 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19092 54100 SH Call SOLE 0 0 54100 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2376 6733 SH SOLE 0 0 6733 BK OF AMERICA CORP COM 060505104 316 7677 SH SOLE 0 0 7677 BLACKROCK CORPOR HI YLD FD I COM 09255P107 837 77723 SH SOLE 0 0 77723 BLACKROCK CR ALLOCATION INCO COM 092508100 210 16727 SH SOLE 0 0 16727 BLACKROCK MUNIYIELD QUALITY COM 09254E103 196 15626 SH SOLE 0 0 15626 BOEING CO COM 097023105 449 2344 SH SOLE 0 0 2344 BRISTOL-MYERS SQUIBB CO COM 110122108 2444 33465 SH SOLE 0 0 33465 BROADCOM INC COM 11135F101 2781 4416 SH SOLE 0 0 4416 CHEVRON CORP NEW COM 166764100 3269 20076 SH SOLE 0 0 20076 CISCO SYS INC COM 17275R102 403 7229 SH SOLE 0 0 7229 CITIZENS FINL GROUP INC COM 174610105 2175 47988 SH SOLE 0 0 47988 COCA COLA CO COM 191216100 2334 37649 SH SOLE 0 0 37649 CONOCOPHILLIPS COM 20825C104 212 2124 SH SOLE 0 0 2124 COSTCO WHSL CORP NEW COM 22160K105 611 1061 SH SOLE 0 0 1061 COSTCO WHSL CORP NEW COM 22160K105 15548 27000 SH Call SOLE 0 0 27000 COTERRA ENERGY INC COM 127097103 243 9011 SH SOLE 0 0 9011 CSX CORP COM 126408103 2654 70877 SH SOLE 0 0 70877 CVS HEALTH CORP COM 126650100 2594 25628 SH SOLE 0 0 25628 DANAHER CORPORATION COM 235851102 397 1355 SH SOLE 0 0 1355 DIAMONDBACK ENERGY INC COM 25278X109 282 2055 SH SOLE 0 0 2055 DISNEY WALT CO COM 254687106 2226 16230 SH SOLE 0 0 16230 DOMINION ENERGY INC DEBT 7.250% 6/0 25746U133 534 5245 SH SOLE 0 0 5245 DRAFTKINGS INC COM CL A 26142R104 1255 64467 SH SOLE 0 0 64467 DTE ENERGY CO UNIT 11/01/2022S 233331842 1035 19428 SH SOLE 0 0 19428 EATON CORP PLC SHS G29183103 2104 13861 SH SOLE 0 0 13861 EOG RES INC COM 26875P101 2829 23731 SH SOLE 0 0 23731 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 1004 19257 SH SOLE 0 0 19257 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 1415 37698 SH SOLE 0 0 37698 EXXON MOBIL CORP COM 30231G102 4863 58876 SH SOLE 0 0 58876 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1180 13032 SH SOLE 0 0 13032 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 507 10640 SH SOLE 0 0 10640 FORD MTR CO DEL COM 345370860 322 19029 SH SOLE 0 0 19029 GENPREX INC COM 372446104 36 16000 SH SOLE 0 0 16000 GILEAD SCIENCES INC COM 375558103 270 4547 SH SOLE 0 0 4547 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 1505 47915 SH SOLE 0 0 47915 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1143 39407 SH SOLE 0 0 39407 GOLDMAN SACHS GROUP INC COM 38141G104 288 873 SH SOLE 0 0 873 HALLIBURTON CO COM 406216101 284 7500 SH Call SOLE 0 0 7500 HOME DEPOT INC COM 437076102 1846 6168 SH SOLE 0 0 6168 HONEYWELL INTL INC COM 438516106 2092 10749 SH SOLE 0 0 10749 INTEL CORP COM 458140100 350 7059 SH SOLE 0 0 7059 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 1966 37492 SH SOLE 0 0 37492 INVESCO DB MULTI-SECTOR COMM OIL FD 46140H403 719 41523 SH SOLE 0 0 41523 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2181 100192 SH SOLE 0 0 100192 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 3577 146356 SH SOLE 0 0 146356 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 4062 192531 SH SOLE 0 0 192531 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 3904 186719 SH SOLE 0 0 186719 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 4005 190082 SH SOLE 0 0 190082 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 920 38721 SH SOLE 0 0 38721 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 3673 183931 SH SOLE 0 0 183931 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 1023 42949 SH SOLE 0 0 42949 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 3668 181515 SH SOLE 0 0 181515 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 734 29960 SH SOLE 0 0 29960 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1181 69812 SH SOLE 0 0 69812 INVESCO MUN OPPORTUNITY TR COM 46132C107 1762 153876 SH SOLE 0 0 153876 INVESCO QQQ TR UNIT SER 1 46090E103 870 2400 SH Call SOLE 0 0 2400 INVESCO QQQ TR UNIT SER 1 46090E103 4118 11360 SH SOLE 0 0 11360 ISHARES INC GLB AGRIC PR ETF 464286350 703 14772 SH SOLE 0 0 14772 ISHARES INC CORE MSCI EMKT 46434G103 357 6429 SH SOLE 0 0 6429 ISHARES TR RUS 1000 GRW ETF 464287614 968 3488 SH SOLE 0 0 3488 ISHARES TR GL CLEAN ENE ETF 464288224 1302 60497 SH SOLE 0 0 60497 ISHARES TR MSCI USA QLT FCT 46432F339 7319 54363 SH SOLE 0 0 54363 ISHARES TR CORE MSCI INTL 46435G326 11423 179527 SH SOLE 0 0 179527 ISHARES TR CORE US AGGBD ET 464287226 807 7534 SH SOLE 0 0 7534 ISHARES TR RUS MDCP VAL ETF 464287473 11570 96705 SH SOLE 0 0 96705 ISHARES TR CORE S&P500 ETF 464287200 853 1880 SH SOLE 0 0 1880 ISHARES TR RUS MD CP GR ETF 464287481 10054 100042 SH SOLE 0 0 100042 ISHARES TR SELECT DIVID ETF 464287168 779 6077 SH SOLE 0 0 6077 ISHARES TR SELF DRIVNG EV 46435U366 1356 29202 SH SOLE 0 0 29202 ISHARES TR CORE TOTAL USD 46434V613 3594 72420 SH SOLE 0 0 72420 ISHARES TR MORTGE REL ETF 46435G342 614 18792 SH SOLE 0 0 18792 ISHARES TR MSCI USA VALUE 46432F388 35333 337890 SH SOLE 0 0 337890 ISHARES TR CORE S&P TTL STK 464287150 1426 14130 SH SOLE 0 0 14130 ISHARES TR RUSSELL 2000 ETF 464287655 2957 14405 SH SOLE 0 0 14405 ISHARES TR PFD AND INCM SEC 464288687 2867 78714 SH SOLE 0 0 78714 ISHARES TR RUS 2000 VAL ETF 464287630 850 5266 SH SOLE 0 0 5266 ISHARES TR CORE MSCI EAFE 46432F842 488 7017 SH SOLE 0 0 7017 ISHARES TR MSCI EAFE ETF 464287465 588 7988 SH SOLE 0 0 7988 ISHARES TR MSCI INTL VLU FT 46435G409 6580 258556 SH SOLE 0 0 258556 ISHARES TR GENOMICS IMMUN 46435U192 977 28356 SH SOLE 0 0 28356 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 2037 41084 SH SOLE 0 0 41084 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 13919 276893 SH SOLE 0 0 276893 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 1238 20157 SH SOLE 0 0 20157 J P MORGAN EXCHANGE-TRADED F US VALUE FACTR 46641Q753 3453 93387 SH SOLE 0 0 93387 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 1784 35223 SH SOLE 0 0 35223 JOHNSON & JOHNSON COM 478160104 2707 15276 SH SOLE 0 0 15276 JPMORGAN CHASE & CO COM 46625H100 2457 18021 SH SOLE 0 0 18021 KEYCORP COM 493267108 241 10784 SH SOLE 0 0 10784 LILLY ELI & CO COM 532457108 693 2422 SH SOLE 0 0 2422 LINDE PLC SHS G5494J103 226 708 SH SOLE 0 0 708 LISTED FD TR ROUNDHILL BITK 53656F706 957 44286 SH SOLE 0 0 44286 LOCKHEED MARTIN CORP COM 539830109 431 977 SH SOLE 0 0 977 LULULEMON ATHLETICA INC COM 550021109 9861 27000 SH Call SOLE 0 0 27000 MASTERCARD INCORPORATED CL A 57636Q104 849 2376 SH SOLE 0 0 2376 MCDONALDS CORP COM 580135101 2339 9461 SH SOLE 0 0 9461 MERCK & CO INC COM 58933Y105 2126 25912 SH SOLE 0 0 25912 META PLATFORMS INC CL A 30303M102 977 4392 SH SOLE 0 0 4392 MICROSOFT CORP COM 594918104 4131 13400 SH Call SOLE 0 0 13400 MICROSOFT CORP COM 594918104 4739 15371 SH SOLE 0 0 15371 MORGAN STANLEY COM NEW 617446448 1816 20773 SH SOLE 0 0 20773 NETFLIX INC COM 64110L106 611 1631 SH SOLE 0 0 1631 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 653 12520 SH SOLE 0 0 12520 NEXTERA ENERGY INC COM 65339F101 2103 24830 SH SOLE 0 0 24830 NOVO-NORDISK A S ADR 670100205 203 1832 SH SOLE 0 0 1832 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 1004 117049 SH SOLE 0 0 117049 NVIDIA CORPORATION COM 67066G104 2383 8734 SH SOLE 0 0 8734 ORACLE CORP COM 68389X105 204 2472 SH SOLE 0 0 2472 PAYCHEX INC COM 704326107 311 2278 SH SOLE 0 0 2278 PAYPAL HLDGS INC COM 70450Y103 356 3082 SH SOLE 0 0 3082 PEPSICO INC COM 713448108 322 1921 SH SOLE 0 0 1921 PFIZER INC COM 717081103 322 6213 SH SOLE 0 0 6213 PIMCO INCOME STRATEGY FD II COM 72201J104 1463 168577 SH SOLE 0 0 168577 PROCTER AND GAMBLE CO COM 742718109 2714 17762 SH SOLE 0 0 17762 PROLOGIS INC. COM 74340W103 2509 15540 SH SOLE 0 0 15540 PROSHARES TR SHORT S&P 500 NE 74347B425 1712 121492 SH SOLE 0 0 121492 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 690 192632 SH SOLE 0 0 192632 QUALCOMM INC COM 747525103 1145 7496 SH SOLE 0 0 7496 REGIONS FINANCIAL CORP NEW COM 7591EP100 637 28624 SH SOLE 0 0 28624 SALESFORCE COM INC COM 79466L302 257 1209 SH SOLE 0 0 1209 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1049 17272 SH SOLE 0 0 17272 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 320 5990 SH SOLE 0 0 5990 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 211 2824 SH SOLE 0 0 2824 SELECT SECTOR SPDR TR ENERGY 81369Y506 241 3155 SH SOLE 0 0 3155 SOUTHERN CO UNIT 08/01/2022 842587602 416 7609 SH SOLE 0 0 7609 SOUTHWESTERN ENERGY CO COM 845467109 276 38480 SH SOLE 0 0 38480 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 238 6951 SH SOLE 0 0 6951 SPDR S&P 500 ETF TR TR UNIT 78462F103 3185 7052 SH SOLE 0 0 7052 SPDR SER TR PORTFOLIO S&P400 78464A847 229 4848 SH SOLE 0 0 4848 SPDR SER TR PORTFOLI S&P1500 78464A805 201 3622 SH SOLE 0 0 3622 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1300 28905 SH SOLE 0 0 28905 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 516 5869 SH SOLE 0 0 5869 SYSCO CORP COM 871829107 809 9910 SH SOLE 0 0 9910 TEXAS INSTRS INC COM 882508104 2227 12136 SH SOLE 0 0 12136 THERMO FISHER SCIENTIFIC INC COM 883556102 223 378 SH SOLE 0 0 378 UNION PAC CORP COM 907818108 229 838 SH SOLE 0 0 838 VANECK ETF TRUST GOLD MINERS ETF 92189F106 315 8204 SH SOLE 0 0 8204 VANECK ETF TRUST MORTGAGE REIT 92189F452 282 16538 SH SOLE 0 0 16538 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 515 6894 SH SOLE 0 0 6894 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 223 3889 SH SOLE 0 0 3889 VANECK MERK GOLD TR GOLD TRUST 921078101 276 14682 SH SOLE 0 0 14682 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 804 10324 SH SOLE 0 0 10324 VANGUARD INDEX FDS SM CP VAL ETF 922908611 6174 35092 SH SOLE 0 0 35092 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 394 1770 SH SOLE 0 0 1770 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 251 1677 SH SOLE 0 0 1677 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 952 2292 SH SOLE 0 0 2292 VANGUARD INDEX FDS MID CAP ETF 922908629 608 2557 SH SOLE 0 0 2557 VANGUARD INDEX FDS VALUE ETF 922908744 227 1538 SH SOLE 0 0 1538 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 307 2830 SH SOLE 0 0 2830 VANGUARD INDEX FDS TOTAL STK MKT 922908769 36514 160380 SH SOLE 0 0 160380 VANGUARD INDEX FDS GROWTH ETF 922908736 354 1229 SH SOLE 0 0 1229 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2786 27505 SH SOLE 0 0 27505 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 690 14968 SH SOLE 0 0 14968 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1064 14613 SH SOLE 0 0 14613 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 955 19874 SH SOLE 0 0 19874 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 485 6140 SH SOLE 0 0 6140 VANGUARD WORLD FD ESG INTL STK ETF 921910725 259 4531 SH SOLE 0 0 4531 VERIZON COMMUNICATIONS INC COM 92343V104 270 5304 SH SOLE 0 0 5304 VISA INC COM CL A 92826C839 2950 13303 SH SOLE 0 0 13303 WALMART INC COM 931142103 2381 15991 SH SOLE 0 0 15991 WISDOMTREE TR EM EX ST-OWNED 97717X578 4995 152947 SH SOLE 0 0 152947 WISDOMTREE TR US MIDCAP DIVID 97717W505 372 8381 SH SOLE 0 0 8381