Chief Compliance Officer

0001420506-22-000272.txt : 20220211 0001420506-22-000272.hdr.sgml : 20220211 20220211103200 ACCESSION NUMBER: 0001420506-22-000272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG Advisory Services, LLC CENTRAL INDEX KEY: 0001841815 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20717 FILM NUMBER: 22617510 BUSINESS ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-600-5390 MAIL ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001841815 XXXXXXXX 12-31-2021 12-31-2021 false TCG Advisory Services, LLC

900 S. CAPITAL OF TX HIGHWAY SUITE 350 AUSTIN TX 78746

13F HOLDINGS REPORT 028-20717 N Lisa Mays Chief Compliance Officer 805-879-9536 Lisa Mays, Chief Compliance Officer AUSTIN TX 02-11-2022 0 207 430400 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR TCG ADVISORY SERVICES, LLC 3M CO COM 88579Y101 2159 12156 SH SOLE 0 0 12156 ABBOTT LABS COM 002824100 438 3110 SH SOLE 0 0 3110 ABBVIE INC COM 00287Y109 223 1649 SH SOLE 0 0 1649 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 209 503 SH SOLE 0 0 503 ADOBE SYSTEMS INCORPORATED COM 00724F101 546 963 SH SOLE 0 0 963 ADVANCED MICRO DEVICES INC COM 007903107 249 1729 SH SOLE 0 0 1729 AGNC INVT CORP COM 00123Q104 2975 197805 SH SOLE 0 0 197805 ALPHABET INC CAP STK CL C 02079K107 1045 361 SH SOLE 0 0 361 ALPHABET INC CAP STK CL A 02079K305 1440 497 SH SOLE 0 0 497 ALPHABET INC CAP STK CL A 02079K305 1119 3400 SH Call SOLE 0 0 3400 ALTRIA GROUP INC COM 02209S103 316 6670 SH SOLE 0 0 6670 AMAZON COM INC COM 023135106 4141 1242 SH SOLE 0 0 1242 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 362 4489 SH SOLE 0 0 4489 AMERICAN ELEC PWR CO INC UNIT 08/15/2025 02557T307 200 3800 SH SOLE 0 0 3800 AMERICAN TOWER CORP NEW COM 03027X100 229 782 SH SOLE 0 0 782 ANNALY CAPITAL MANAGEMENT IN COM 035710409 245 31296 SH SOLE 0 0 31296 APPLE INC COM 037833100 20707 116616 SH SOLE 0 0 116616 APPLE INC COM 037833100 246 13300 SH Call SOLE 0 0 13300 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 717 627000 SH SOLE 0 0 627000 AT&T INC COM 00206R102 370 15057 SH SOLE 0 0 15057 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2148 7183 SH SOLE 0 0 7183 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 40 400 SH Call SOLE 0 0 400 BK OF AMERICA CORP COM 060505104 504 11322 SH SOLE 0 0 11322 BLACKROCK CORPOR HI YLD FD I COM 09255P107 965 78221 SH SOLE 0 0 78221 BLACKROCK CR ALLOCATION INCO COM 092508100 260 17275 SH SOLE 0 0 17275 BLACKROCK INC COM 09247X101 204 222 SH SOLE 0 0 222 BLACKROCK MUNIYIELD QUALITY COM 09254E103 231 15553 SH SOLE 0 0 15553 BOEING CO COM 097023105 445 2209 SH SOLE 0 0 2209 BRISTOL-MYERS SQUIBB CO COM 110122108 2127 34118 SH SOLE 0 0 34118 BROADCOM INC COM 11135F101 3338 5017 SH SOLE 0 0 5017 CHEVRON CORP NEW COM 166764100 2573 21927 SH SOLE 0 0 21927 CHEVRON CORP NEW COM 166764100 568 45500 SH Call SOLE 0 0 45500 CISCO SYS INC COM 17275R102 348 5491 SH SOLE 0 0 5491 CITIZENS FINL GROUP INC COM 174610105 2260 47838 SH SOLE 0 0 47838 COCA COLA CO COM 191216100 2446 41303 SH SOLE 0 0 41303 COHEN & STEERS REIT & PFD & COM 19247X100 212 7419 SH SOLE 0 0 7419 COINBASE GLOBAL INC COM CL A 19260Q107 219 867 SH SOLE 0 0 867 CONOCOPHILLIPS COM 20825C104 204 2820 SH SOLE 0 0 2820 COSTCO WHSL CORP NEW COM 22160K105 702 1237 SH SOLE 0 0 1237 CSX CORP COM 126408103 2628 69907 SH SOLE 0 0 69907 CVS HEALTH CORP COM 126650100 3131 30346 SH SOLE 0 0 30346 DANAHER CORPORATION COM 235851102 229 696 SH SOLE 0 0 696 DIAMONDBACK ENERGY INC COM 25278X109 216 2001 SH SOLE 0 0 2001 DIAMONDBACK ENERGY INC COM 25278X109 293 16100 SH Call SOLE 0 0 16100 DISNEY WALT CO COM 254687106 2199 14199 SH SOLE 0 0 14199 DISNEY WALT CO COM 254687106 25 500 SH Call SOLE 0 0 500 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 685 6807 SH SOLE 0 0 6807 DOUBLELINE INCOME SOLUTIONS COM 258622109 210 13014 SH SOLE 0 0 13014 DRAFTKINGS INC COM CL A 26142R104 1656 60294 SH SOLE 0 0 60294 DTE ENERGY CO UNIT 11/01/2022S 233331842 1124 21898 SH SOLE 0 0 21898 EATON CORP PLC SHS G29183103 2520 14584 SH SOLE 0 0 14584 EOG RES INC COM 26875P101 2337 26305 SH SOLE 0 0 26305 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 1420 24458 SH SOLE 0 0 24458 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 2089 50098 SH SOLE 0 0 50098 EXXON MOBIL CORP COM 30231G102 3139 51305 SH SOLE 0 0 51305 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 320 3112 SH SOLE 0 0 3112 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1671 16016 SH SOLE 0 0 16016 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 527 10720 SH SOLE 0 0 10720 GILEAD SCIENCES INC COM 375558103 312 4296 SH SOLE 0 0 4296 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1770 49241 SH SOLE 0 0 49241 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 1908 60067 SH SOLE 0 0 60067 GOLDMAN SACHS GROUP INC COM 38141G104 463 1210 SH SOLE 0 0 1210 GS FIN CORP MEDIUM TERM NTS 362273302 283 760 SH SOLE 0 0 760 HCA HEALTHCARE INC COM 40412C101 261 7000 SH Call SOLE 0 0 7000 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 326 29625 SH SOLE 0 0 29625 HOME DEPOT INC COM 437076102 2538 6116 SH SOLE 0 0 6116 HONEYWELL INTL INC COM 438516106 2183 10472 SH SOLE 0 0 10472 INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 45409F827 5015 188104 SH SOLE 0 0 188104 INTEL CORP COM 458140100 276 5357 SH SOLE 0 0 5357 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 1846 32757 SH SOLE 0 0 32757 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 964 68555 SH SOLE 0 0 68555 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 260 5977 SH SOLE 0 0 5977 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 3873 149403 SH SOLE 0 0 149403 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 1329 53184 SH SOLE 0 0 53184 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 4011 189551 SH SOLE 0 0 189551 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 4260 194499 SH SOLE 0 0 194499 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 4408 201919 SH SOLE 0 0 201919 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 951 37595 SH SOLE 0 0 37595 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 3938 184097 SH SOLE 0 0 184097 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 4338 202136 SH SOLE 0 0 202136 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 1033 44482 SH SOLE 0 0 44482 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1329 70591 SH SOLE 0 0 70591 INVESCO MUN OPPORTUNITY TR COM 46132C107 1837 133006 SH SOLE 0 0 133006 INVESCO QQQ TR UNIT SER 1 46090E103 40 1200 SH Call SOLE 0 0 1200 INVESCO QQQ TR UNIT SER 1 46090E103 5753 14461 SH SOLE 0 0 14461 ISHARES INC CORE MSCI EMKT 46434G103 828 13830 SH SOLE 0 0 13830 ISHARES INC GLB AGRIC PR ETF 464286350 773 18901 SH SOLE 0 0 18901 ISHARES INC MSCI EMERG MRKT 464286533 302 4809 SH SOLE 0 0 4809 ISHARES TR RUSSELL 2000 ETF 464287655 29 500 SH Call SOLE 0 0 500 ISHARES TR CORE MSCI EAFE 46432F842 598 8011 SH SOLE 0 0 8011 ISHARES TR RUS MDCP VAL ETF 464287473 11764 96129 SH SOLE 0 0 96129 ISHARES TR RUSSELL 2000 ETF 464287655 5961 26798 SH SOLE 0 0 26798 ISHARES TR MSCI EAFE ETF 464287465 634 8058 SH SOLE 0 0 8058 ISHARES TR RUS 2000 GRW ETF 464287648 908 3099 SH SOLE 0 0 3099 ISHARES TR RUS 2000 VAL ETF 464287630 1835 11049 SH SOLE 0 0 11049 ISHARES TR RUS 1000 GRW ETF 464287614 1064 3483 SH SOLE 0 0 3483 ISHARES TR RUS 1000 ETF 464287622 589 2226 SH SOLE 0 0 2226 ISHARES TR CORE S&P500 ETF 464287200 5262 11031 SH SOLE 0 0 11031 ISHARES TR CORE S&P MCP ETF 464287507 236 834 SH SOLE 0 0 834 ISHARES TR COHEN STEER REIT 464287564 47 3700 SH Call SOLE 0 0 3700 ISHARES TR MSCI USA QLT FCT 46432F339 7752 53257 SH SOLE 0 0 53257 ISHARES TR MSCI USA VALUE 46432F388 38125 348268 SH SOLE 0 0 348268 ISHARES TR CORE TOTAL USD 46434V613 3374 63736 SH SOLE 0 0 63736 ISHARES TR GL CLEAN ENE ETF 464288224 1651 77991 SH SOLE 0 0 77991 ISHARES TR MSCI INTL VLU FT 46435G409 6760 265720 SH SOLE 0 0 265720 ISHARES TR SELECT DIVID ETF 464287168 792 6463 SH SOLE 0 0 6463 ISHARES TR CORE S&P TTL STK 464287150 1602 14977 SH SOLE 0 0 14977 ISHARES TR IBOXX HI YD ETF 464288513 2556 29380 SH SOLE 0 0 29380 ISHARES TR PFD AND INCM SEC 464288687 3190 80904 SH SOLE 0 0 80904 ISHARES TR CORE US AGGBD ET 464287226 917 8040 SH SOLE 0 0 8040 ISHARES TR MSCI USA MIN VOL 46429B697 202 2503 SH SOLE 0 0 2503 ISHARES TR MORTGE REL ETF 46435G342 655 18986 SH SOLE 0 0 18986 ISHARES TR RUS MD CP GR ETF 464287481 11443 99317 SH SOLE 0 0 99317 ISHARES TR GENOMICS IMMUN 46435U192 1547 35319 SH SOLE 0 0 35319 ISHARES TR SELF DRIVNG EV 46435U366 1927 35533 SH SOLE 0 0 35533 ISHARES TR CORE MSCI INTL 46435G326 14057 208065 SH SOLE 0 0 208065 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1421 28448 SH SOLE 0 0 28448 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 25714 509384 SH SOLE 0 0 509384 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4242 83080 SH SOLE 0 0 83080 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 1223 19348 SH SOLE 0 0 19348 JOHNSON & JOHNSON COM 478160104 2771 16197 SH SOLE 0 0 16197 JPMORGAN CHASE & CO COM 46625H100 47 4700 SH Call SOLE 0 0 4700 JPMORGAN CHASE & CO COM 46625H100 3156 19930 SH SOLE 0 0 19930 KEYCORP COM 493267108 246 10621 SH SOLE 0 0 10621 LILLY ELI & CO COM 532457108 502 1819 SH SOLE 0 0 1819 LISTED FD TR ROUNDHILL BITK 53656F706 1340 53935 SH SOLE 0 0 53935 LOCKHEED MARTIN CORP COM 539830109 306 862 SH SOLE 0 0 862 MASTERCARD INCORPORATED CL A 57636Q104 821 2284 SH SOLE 0 0 2284 MCDONALDS CORP COM 580135101 2598 9691 SH SOLE 0 0 9691 MERCK & CO INC COM 58933Y105 2098 27376 SH SOLE 0 0 27376 META PLATFORMS INC CL A 30303M102 1559 4634 SH SOLE 0 0 4634 MICROSOFT CORP COM 594918104 6147 18277 SH SOLE 0 0 18277 MICROSOFT CORP COM 594918104 281 8600 SH Call SOLE 0 0 8600 MORGAN STANLEY COM NEW 617446448 1684 17160 SH SOLE 0 0 17160 NETFLIX INC COM 64110L106 898 1491 SH SOLE 0 0 1491 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 720 12520 SH SOLE 0 0 12520 NEXTERA ENERGY INC COM 65339F101 2506 26841 SH SOLE 0 0 26841 NOVO-NORDISK A S ADR 670100205 205 1832 SH SOLE 0 0 1832 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 3944 404099 SH SOLE 0 0 404099 NVIDIA CORPORATION COM 67066G104 1261 4288 SH SOLE 0 0 4288 PAYCHEX INC COM 704326107 311 2278 SH SOLE 0 0 2278 PAYPAL HLDGS INC COM 70450Y103 545 2888 SH SOLE 0 0 2888 PEPSICO INC COM 713448108 351 2019 SH SOLE 0 0 2019 PFIZER INC COM 717081103 485 8212 SH SOLE 0 0 8212 PIMCO INCOME STRATEGY FD II COM 72201J104 5046 528361 SH SOLE 0 0 528361 PROCTER AND GAMBLE CO COM 742718109 3053 18661 SH SOLE 0 0 18661 PROLOGIS INC. COM 74340W103 2947 17506 SH SOLE 0 0 17506 PROSHARES TR II ULTRA VIX SHORT 74347Y839 163 13120 SH SOLE 0 0 13120 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 761 192632 SH SOLE 0 0 192632 QUALCOMM INC COM 747525103 1202 6573 SH SOLE 0 0 6573 QUANTA SVCS INC COM 74762E102 241 2100 SH SOLE 0 0 2100 REALTY INCOME CORP COM 756109104 242 3378 SH SOLE 0 0 3378 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 177 39265 SH SOLE 0 0 39265 SALESFORCE COM INC COM 79466L302 424 1669 SH SOLE 0 0 1669 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 338 2995 SH SOLE 0 0 2995 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 248 1516 SH SOLE 0 0 1516 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 241 1711 SH SOLE 0 0 1711 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 340 14300 SH Call SOLE 0 0 14300 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 318 3506 SH SOLE 0 0 3506 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 417 2400 SH SOLE 0 0 2400 SHOPIFY INC CL A 82509L107 209 152 SH SOLE 0 0 152 SKYWATER TECHNOLOGY INC COM 83089J108 353 21750 SH SOLE 0 0 21750 SOUTHERN CO UNIT 08/01/2022 842587602 409 7609 SH SOLE 0 0 7609 SOUTHWESTERN ENERGY CO COM 845467109 179 38480 SH SOLE 0 0 38480 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 254 6967 SH SOLE 0 0 6967 SPDR S&P 500 ETF TR TR UNIT 78462F103 3023 6364 SH SOLE 0 0 6364 SPDR S&P 500 ETF TR TR UNIT 78462F103 69 500 SH Call SOLE 0 0 500 SPDR SER TR PORTFOLIO S&P500 78464A854 229 4110 SH SOLE 0 0 4110 SPDR SER TR PORTFOLIO S&P400 78464A847 260 5228 SH SOLE 0 0 5228 SPDR SER TR PORTFOLI S&P1500 78464A805 212 3620 SH SOLE 0 0 3620 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1226 26878 SH SOLE 0 0 26878 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 641 5869 SH SOLE 0 0 5869 SYSCO CORP COM 871829107 778 9910 SH SOLE 0 0 9910 TEXAS INSTRS INC COM 882508104 2384 12649 SH SOLE 0 0 12649 THERMO FISHER SCIENTIFIC INC COM 883556102 396 594 SH SOLE 0 0 594 TRACTOR SUPPLY CO COM 892356106 680 23500 SH Call SOLE 0 0 23500 UNION PAC CORP COM 907818108 237 941 SH SOLE 0 0 941 UNITEDHEALTH GROUP INC COM 91324P102 375 4500 SH Call SOLE 0 0 4500 UNITEDHEALTH GROUP INC COM 91324P102 340 677 SH SOLE 0 0 677 UNITY SOFTWARE INC COM 91332U101 12 200 SH Call SOLE 0 0 200 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 45 1300 SH Call SOLE 0 0 1300 VANECK ETF TRUST MORTGAGE REIT 92189F452 343 19092 SH SOLE 0 0 19092 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 525 6894 SH SOLE 0 0 6894 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 242 3875 SH SOLE 0 0 3875 VANECK MERK GOLD TR GOLD TRUST 921078101 251 14089 SH SOLE 0 0 14089 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 382 4723 SH SOLE 0 0 4723 VANGUARD INDEX FDS SM CP VAL ETF 922908611 6313 35297 SH SOLE 0 0 35297 VANGUARD INDEX FDS VALUE ETF 922908744 241 1641 SH SOLE 0 0 1641 VANGUARD INDEX FDS MID CAP ETF 922908629 683 2681 SH SOLE 0 0 2681 VANGUARD INDEX FDS TOTAL STK MKT 922908769 36845 152606 SH SOLE 0 0 152606 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 267 2303 SH SOLE 0 0 2303 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 450 1768 SH SOLE 0 0 1768 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 366 2434 SH SOLE 0 0 2434 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 998 2287 SH SOLE 0 0 2287 VANGUARD INDEX FDS GROWTH ETF 922908736 394 1229 SH SOLE 0 0 1229 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 740 14966 SH SOLE 0 0 14966 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2987 27803 SH SOLE 0 0 27803 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1073 14557 SH SOLE 0 0 14557 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1019 19947 SH SOLE 0 0 19947 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 523 6124 SH SOLE 0 0 6124 VERIZON COMMUNICATIONS INC COM 92343V104 325 6249 SH SOLE 0 0 6249 VISA INC COM CL A 92826C839 3145 14511 SH SOLE 0 0 14511 WALMART INC COM 931142103 2512 17359 SH SOLE 0 0 17359 WASTE MGMT INC DEL COM 94106L109 225 1349 SH SOLE 0 0 1349 WISDOMTREE TR US MIDCAP DIVID 97717W505 395 8895 SH SOLE 0 0 8895 WISDOMTREE TR EM EX ST-OWNED 97717X578 5935 161045 SH SOLE 0 0 161045 ZOETIS INC CL A 98978V103 336 1375 SH SOLE 0 0 1375