Chief Compliance Officer

0001420506-21-001498.txt : 20211112 0001420506-21-001498.hdr.sgml : 20211112 20211112091448 ACCESSION NUMBER: 0001420506-21-001498 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG Advisory Services, LLC CENTRAL INDEX KEY: 0001841815 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20717 FILM NUMBER: 211400353 BUSINESS ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-600-5390 MAIL ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001841815 XXXXXXXX 09-30-2021 09-30-2021 false TCG Advisory Services, LLC

900 S. CAPITAL OF TX HIGHWAY SUITE 350 AUSTIN TX 78746

13F HOLDINGS REPORT 028-20717 N Lisa Mays Chief Compliance Officer 805-879-9536 Lisa Mays, Chief Compliance Officer AUSTIN TX 11-12-2021 0 217 420224 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR TCG ADVISORY SERVICES, LLC 3M CO COM 88579Y101 2093 11929 SH SOLE 0 0 11929 ABBOTT LABS COM 002824100 350 2965 SH SOLE 0 0 2965 ABBVIE INC COM 00287Y109 279 2588 SH SOLE 0 0 2588 ACTIVISION BLIZZARD INC COM 00507V109 250 3231 SH SOLE 0 0 3231 ADOBE SYSTEMS INCORPORATED COM 00724F101 664 1153 SH SOLE 0 0 1153 ADVANCED MICRO DEVICES INC COM 007903107 417 4057 SH SOLE 0 0 4057 AGNC INVT CORP COM 00123Q104 2963 187870 SH SOLE 0 0 187870 ALPHABET INC CAP STK CL A 02079K305 1345 503 SH SOLE 0 0 503 ALPHABET INC CAP STK CL C 02079K107 1213 455 SH SOLE 0 0 455 ALPHABET INC CAP STK CL A 02079K305 267 100 SH Call SOLE 0 0 100 ALPHABET INC CAP STK CL A 02079K305 11763 4400 SH Call SOLE 0 0 4400 ALPHABET INC CAP STK CL A 02079K305 535 200 SH Call SOLE 0 0 200 ALTRIA GROUP INC COM 02209S103 322 7074 SH SOLE 0 0 7074 AMAZON COM INC COM 023135106 4060 1236 SH SOLE 0 0 1236 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 274 3345 SH SOLE 0 0 3345 AMN HEALTHCARE SVCS INC COM 001744101 1492 13000 SH Call SOLE 0 0 13000 ANNALY CAPITAL MANAGEMENT IN COM 035710409 239 28347 SH SOLE 0 0 28347 APPLE INC COM 037833100 17299 122251 SH SOLE 0 0 122251 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 693 627000 PRN SOLE 0 0 627000 ARK ETF TR INNOVATION ETF 00214Q104 332 3000 SH Call SOLE 0 0 3000 AT&T INC COM 00206R102 422 15640 SH SOLE 0 0 15640 AUTONATION INC COM 05329W102 235 1927 SH SOLE 0 0 1927 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 206 13901 SH SOLE 0 0 13901 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1949 7140 SH SOLE 0 0 7140 BK OF AMERICA CORP COM 060505104 431 10145 SH SOLE 0 0 10145 BLACKROCK CORPOR HI YLD FD I COM 09255P107 972 79670 SH SOLE 0 0 79670 BLACKROCK CR ALLOCATION INCO COM 092508100 261 17230 SH SOLE 0 0 17230 BLACKROCK MUNIYIELD QUALITY COM 09254E103 241 16400 SH SOLE 0 0 16400 BLACKSTONE INC COM 09260D107 419 3600 SH Call SOLE 0 0 3600 BOEING CO COM 097023105 401 1824 SH SOLE 0 0 1824 BRISTOL-MYERS SQUIBB CO COM 110122108 1933 32668 SH SOLE 0 0 32668 BROADCOM INC COM 11135F101 2554 5267 SH SOLE 0 0 5267 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 223 7341 SH SOLE 0 0 7341 CANADIAN IMP BK COMM COM 136069101 233 2091 SH SOLE 0 0 2091 CATERPILLAR INC COM 149123101 214 1116 SH SOLE 0 0 1116 CHEVRON CORP NEW COM 166764100 406 4001 SH SOLE 0 0 4001 CHUBB LIMITED COM H1467J104 253 1459 SH SOLE 0 0 1459 CISCO SYS INC COM 17275R102 253 4653 SH SOLE 0 0 4653 CISCO SYS INC COM 17275R102 441 8100 SH Call SOLE 0 0 8100 CITIZENS FINL GROUP INC COM 174610105 2323 49455 SH SOLE 0 0 49455 COCA COLA CO COM 191216100 2075 39555 SH SOLE 0 0 39555 COINBASE GLOBAL INC COM CL A 19260Q107 311 1369 SH SOLE 0 0 1369 COSTCO WHSL CORP NEW COM 22160K105 547 1216 SH SOLE 0 0 1216 CROWDSTRIKE HLDGS INC CL A 22788C105 1278 5200 SH Call SOLE 0 0 5200 CSX CORP COM 126408103 2090 70264 SH SOLE 0 0 70264 CVS HEALTH CORP COM 126650100 2603 30671 SH SOLE 0 0 30671 D R HORTON INC COM 23331A109 336 4000 SH Call SOLE 0 0 4000 DISNEY WALT CO COM 254687106 2450 14482 SH SOLE 0 0 14482 DOCUSIGN INC COM 256163106 287 1116 SH SOLE 0 0 1116 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 659 6784 SH SOLE 0 0 6784 DOUBLELINE INCOME SOLUTIONS COM 258622109 329 18543 SH SOLE 0 0 18543 DRAFTKINGS INC COM CL A 26142R104 2134 44306 SH SOLE 0 0 44306 DTE ENERGY CO UNIT 11/01/2022S 233331842 1106 22001 SH SOLE 0 0 22001 EATON CORP PLC SHS G29183103 2145 14369 SH SOLE 0 0 14369 EOG RES INC COM 26875P101 2006 24996 SH SOLE 0 0 24996 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 1715 25344 SH SOLE 0 0 25344 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 1909 52567 SH SOLE 0 0 52567 EXXON MOBIL CORP COM 30231G102 2990 50830 SH SOLE 0 0 50830 FACEBOOK INC CL A 30303M102 1822 5369 SH SOLE 0 0 5369 FACEBOOK INC CL A 30303M102 339 1000 SH Call SOLE 0 0 1000 FACEBOOK INC CL A 30303M102 1425 4200 SH Call SOLE 0 0 4200 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1777 16868 SH SOLE 0 0 16868 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 594 12976 SH SOLE 0 0 12976 FISERV INC COM 337738108 292 2688 SH SOLE 0 0 2688 FLEXSHARES TR HIG YLD VL ETF 33939L662 364 7303 SH SOLE 0 0 7303 FORTINET INC COM 34959E109 2979 10200 SH Call SOLE 0 0 10200 GILEAD SCIENCES INC COM 375558103 392 5614 SH SOLE 0 0 5614 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 1937 63492 SH SOLE 0 0 63492 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1971 53905 SH SOLE 0 0 53905 GOLDMAN SACHS GROUP INC COM 38141G104 306 809 SH SOLE 0 0 809 GS FIN CORP MEDIUM TERM NTS 362273302 231 760 SH SOLE 0 0 760 HCA HEALTHCARE INC COM 40412C101 267 1100 SH Call SOLE 0 0 1100 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 328 30489 SH SOLE 0 0 30489 HOME DEPOT INC COM 437076102 1696 5166 SH SOLE 0 0 5166 HOME DEPOT INC COM 437076102 657 2000 SH Call SOLE 0 0 2000 HONEYWELL INTL INC COM 438516106 2287 10775 SH SOLE 0 0 10775 INTEL CORP COM 458140100 2315 43444 SH SOLE 0 0 43444 INTERNATIONAL BUSINESS MACHS COM 459200101 353 2544 SH SOLE 0 0 2544 INTUITIVE SURGICAL INC COM NEW 46120E602 232 233 SH SOLE 0 0 233 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 1648 29019 SH SOLE 0 0 29019 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 883 41952 SH SOLE 0 0 41952 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 3836 146293 SH SOLE 0 0 146293 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 462 7595 SH SOLE 0 0 7595 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 4479 201821 SH SOLE 0 0 201821 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 4123 191513 SH SOLE 0 0 191513 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 4218 196825 SH SOLE 0 0 196825 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 1488 59428 SH SOLE 0 0 59428 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 1056 41690 SH SOLE 0 0 41690 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 4543 205492 SH SOLE 0 0 205492 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 1276 54891 SH SOLE 0 0 54891 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 4448 205251 SH SOLE 0 0 205251 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1346 71014 SH SOLE 0 0 71014 INVESCO MUN OPPORTUNITY TR COM 46132C107 1748 127654 SH SOLE 0 0 127654 INVESCO QQQ TR UNIT SER 1 46090E103 5271 14725 SH SOLE 0 0 14725 INVESCO QQQ TR UNIT SER 1 46090E103 1575 4400 SH Call SOLE 0 0 4400 ISHARES INC CORE MSCI EMKT 46434G103 824 13340 SH SOLE 0 0 13340 ISHARES INC GLB AGRIC PR ETF 464286350 739 18987 SH SOLE 0 0 18987 ISHARES INC MSCI EMERG MRKT 464286533 301 4809 SH SOLE 0 0 4809 ISHARES TR CORE S&P MCP ETF 464287507 250 951 SH SOLE 0 0 951 ISHARES TR CORE S&P500 ETF 464287200 4882 11333 SH SOLE 0 0 11333 ISHARES TR S&P 500 VAL ETF 464287408 299 2059 SH SOLE 0 0 2059 ISHARES TR CORE S&P TTL STK 464287150 1552 15776 SH SOLE 0 0 15776 ISHARES TR CORE TOTAL USD 46434V613 2983 56032 SH SOLE 0 0 56032 ISHARES TR IBOXX HI YD ETF 464288513 2783 31812 SH SOLE 0 0 31812 ISHARES TR PFD AND INCM SEC 464288687 3079 79331 SH SOLE 0 0 79331 ISHARES TR SELF DRIVNG EV 46435U366 1817 37749 SH SOLE 0 0 37749 ISHARES TR GL CLEAN ENE ETF 464288224 1790 82701 SH SOLE 0 0 82701 ISHARES TR CORE MSCI INTL 46435G326 13866 207519 SH SOLE 0 0 207519 ISHARES TR MSCI USA QLT FCT 46432F339 7024 53321 SH SOLE 0 0 53321 ISHARES TR GENOMICS IMMUN 46435U192 1806 35621 SH SOLE 0 0 35621 ISHARES TR CORE MSCI EAFE 46432F842 448 6040 SH SOLE 0 0 6040 ISHARES TR MSCI INTL VLU FT 46435G409 6553 254887 SH SOLE 0 0 254887 ISHARES TR MSCI USA VALUE 46432F388 34813 345707 SH SOLE 0 0 345707 ISHARES TR FOCUSD VAL FAC 46435U333 221 4033 SH SOLE 0 0 4033 ISHARES TR MORTGE REL ETF 46435G342 687 18986 SH SOLE 0 0 18986 ISHARES TR RUSSELL 2000 ETF 464287655 5972 27302 SH SOLE 0 0 27302 ISHARES TR MSCI EAFE ETF 464287465 746 9567 SH SOLE 0 0 9567 ISHARES TR SELECT DIVID ETF 464287168 764 6663 SH SOLE 0 0 6663 ISHARES TR RUS 1000 GRW ETF 464287614 963 3513 SH SOLE 0 0 3513 ISHARES TR RUS MD CP GR ETF 464287481 11121 99235 SH SOLE 0 0 99235 ISHARES TR RUS 2000 GRW ETF 464287648 914 3112 SH SOLE 0 0 3112 ISHARES TR RUS MDCP VAL ETF 464287473 10840 95717 SH SOLE 0 0 95717 ISHARES TR CORE US AGGBD ET 464287226 1129 9829 SH SOLE 0 0 9829 ISHARES TR RUS 2000 VAL ETF 464287630 1855 11577 SH SOLE 0 0 11577 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1118 22296 SH SOLE 0 0 22296 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 732 14432 SH SOLE 0 0 14432 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 3500 68521 SH SOLE 0 0 68521 JOHNSON & JOHNSON COM 478160104 2500 15479 SH SOLE 0 0 15479 JPMORGAN CHASE & CO COM 46625H100 3798 23204 SH SOLE 0 0 23204 KEYCORP COM 493267108 244 11263 SH SOLE 0 0 11263 KKR REAL ESTATE FIN TR INC COM 48251K100 211 10000 SH SOLE 0 0 10000 LILLY ELI & CO COM 532457108 406 1755 SH SOLE 0 0 1755 LISTED FD TR ROUNDHILL BITK 53656F706 1410 54878 SH SOLE 0 0 54878 LOCKHEED MARTIN CORP COM 539830109 454 1315 SH SOLE 0 0 1315 MASTERCARD INCORPORATED CL A 57636Q104 864 2486 SH SOLE 0 0 2486 MCDONALDS CORP COM 580135101 2320 9620 SH SOLE 0 0 9620 MERCK & CO INC COM 58933Y105 2033 27066 SH SOLE 0 0 27066 MICROCHIP TECHNOLOGY INC. COM 595017104 424 2760 SH SOLE 0 0 2760 MICROSOFT CORP COM 594918104 5659 20072 SH SOLE 0 0 20072 MICROSOFT CORP COM 594918104 2312 8200 SH Call SOLE 0 0 8200 MORGAN STANLEY COM NEW 617446448 1820 18700 SH Call SOLE 0 0 18700 MORGAN STANLEY COM NEW 617446448 1610 16540 SH SOLE 0 0 16540 NETFLIX INC COM 64110L106 971 1591 SH SOLE 0 0 1591 NEXTERA ENERGY INC COM 65339F101 2156 27463 SH SOLE 0 0 27463 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 638 12520 SH SOLE 0 0 12520 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 4308 435200 SH SOLE 0 0 435200 NVIDIA CORPORATION COM 67066G104 1135 5479 SH SOLE 0 0 5479 ORACLE CORP COM 68389X105 228 2622 SH SOLE 0 0 2622 PAYCHEX INC COM 704326107 256 2277 SH SOLE 0 0 2277 PAYPAL HLDGS INC COM 70450Y103 742 2851 SH SOLE 0 0 2851 PEPSICO INC COM 713448108 273 1812 SH SOLE 0 0 1812 PFIZER INC COM 717081103 745 17311 SH SOLE 0 0 17311 PIMCO INCOME STRATEGY FD II COM 72201J104 5656 557793 SH SOLE 0 0 557793 PROCTER AND GAMBLE CO COM 742718109 2614 18699 SH SOLE 0 0 18699 PROLOGIS INC. COM 74340W103 2397 19110 SH SOLE 0 0 19110 PROSHARES TR ULTRPRO DOW30 74347X823 1210 17600 SH Call SOLE 0 0 17600 PROSHARES TR ULTRPRO S&P500 74347X864 1126 9900 SH Call SOLE 0 0 9900 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 784 192632 SH SOLE 0 0 192632 QUALCOMM INC COM 747525103 927 7188 SH SOLE 0 0 7188 REALTY INCOME CORP COM 756109104 219 3374 SH SOLE 0 0 3374 REGENERON PHARMACEUTICALS COM 75886F107 2300 3800 SH Call SOLE 0 0 3800 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 170 37265 SH SOLE 0 0 37265 SALESFORCE COM INC COM 79466L302 567 2089 SH SOLE 0 0 2089 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 238 1604 SH SOLE 0 0 1604 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 300 2893 SH SOLE 0 0 2893 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2584 20300 SH Call SOLE 0 0 20300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 358 2400 SH SOLE 0 0 2400 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1538 10300 SH Call SOLE 0 0 10300 SKYWORKS SOLUTIONS INC COM 83088M102 252 1527 SH SOLE 0 0 1527 SOUTHERN CO UNIT 08/01/2022 842587602 388 7609 SH SOLE 0 0 7609 SOUTHWESTERN ENERGY CO COM 845467109 213 38480 SH SOLE 0 0 38480 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 280 7743 SH SOLE 0 0 7743 SPDR S&P 500 ETF TR TR UNIT 78462F103 2753 6415 SH SOLE 0 0 6415 SPDR SER TR PORTFOLIO S&P500 78464A854 215 4266 SH SOLE 0 0 4266 SPDR SER TR PORTFOLIO S&P400 78464A847 298 6448 SH SOLE 0 0 6448 SPDR SER TR PORTFOLI S&P1500 78464A805 221 4163 SH SOLE 0 0 4163 SPDR SER TR SPDR BLOOMBERG 78468R663 293 3209 SH SOLE 0 0 3209 SQUARE INC CL A 852234103 278 1160 SH SOLE 0 0 1160 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1125 24448 SH SOLE 0 0 24448 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 618 5869 SH SOLE 0 0 5869 STARBUCKS CORP COM 855244109 202 1834 SH SOLE 0 0 1834 SYSCO CORP COM 871829107 778 9910 SH SOLE 0 0 9910 TENET HEALTHCARE CORP COM NEW 88033G407 405 6100 SH Call SOLE 0 0 6100 TEXAS INSTRS INC COM 882508104 2472 12859 SH SOLE 0 0 12859 TEXTRON INC COM 883203101 1668 23900 SH Call SOLE 0 0 23900 THERMO FISHER SCIENTIFIC INC COM 883556102 349 610 SH SOLE 0 0 610 TWILIO INC CL A 90138F102 256 801 SH SOLE 0 0 801 UNION PAC CORP COM 907818108 676 3450 SH SOLE 0 0 3450 UNITEDHEALTH GROUP INC COM 91324P102 703 1800 SH Call SOLE 0 0 1800 UNITEDHEALTH GROUP INC COM 91324P102 388 993 SH SOLE 0 0 993 VANECK ETF TRUST MORTGAGE REIT 92189F452 360 18930 SH SOLE 0 0 18930 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 231 900 SH Call SOLE 0 0 900 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 254 4070 SH SOLE 0 0 4070 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 646 8817 SH SOLE 0 0 8817 VANECK MERK GOLD TR GOLD TRUST 921078101 259 15166 SH SOLE 0 0 15166 VANGUARD INDEX FDS GROWTH ETF 922908736 327 1128 SH SOLE 0 0 1128 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 232 2277 SH SOLE 0 0 2277 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5923 34991 SH SOLE 0 0 34991 VANGUARD INDEX FDS VALUE ETF 922908744 307 2269 SH SOLE 0 0 2269 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 417 1766 SH SOLE 0 0 1766 VANGUARD INDEX FDS TOTAL STK MKT 922908769 34681 156178 SH SOLE 0 0 156178 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 338 2421 SH SOLE 0 0 2421 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 636 1613 SH SOLE 0 0 1613 VANGUARD INDEX FDS MID CAP ETF 922908629 685 2893 SH SOLE 0 0 2893 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 788 15764 SH SOLE 0 0 15764 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2884 28324 SH SOLE 0 0 28324 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 991 14421 SH SOLE 0 0 14421 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1108 21939 SH SOLE 0 0 21939 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 506 5802 SH SOLE 0 0 5802 VERIZON COMMUNICATIONS INC COM 92343V104 673 12464 SH SOLE 0 0 12464 VERIZON COMMUNICATIONS INC COM 92343V104 270 5000 SH Call SOLE 0 0 5000 VISA INC COM CL A 92826C839 3274 14697 SH SOLE 0 0 14697 WALMART INC COM 931142103 2745 19695 SH SOLE 0 0 19695 WASTE MGMT INC DEL COM 94106L109 201 1349 SH SOLE 0 0 1349 WISDOMTREE TR US MIDCAP DIVID 97717W505 369 8895 SH SOLE 0 0 8895 WISDOMTREE TR EM EX ST-OWNED 97717X578 5991 160532 SH SOLE 0 0 160532 ZOETIS INC CL A 98978V103 267 1375 SH SOLE 0 0 1375