Chief Compliance Officer

0001420506-21-001096.txt : 20210813 0001420506-21-001096.hdr.sgml : 20210813 20210813101538 ACCESSION NUMBER: 0001420506-21-001096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCG Advisory Services, LLC CENTRAL INDEX KEY: 0001841815 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20717 FILM NUMBER: 211170232 BUSINESS ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-600-5390 MAIL ADDRESS: STREET 1: 900 S. CAPITAL OF TX HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001841815 XXXXXXXX 06-30-2021 06-30-2021 false TCG Advisory Services, LLC

900 S. CAPITAL OF TX HIGHWAY SUITE 350 AUSTIN TX 78746

13F HOLDINGS REPORT 028-20717 N Bryan Goodwin Chief Compliance Officer 512-600-5390 Bryan Goodwin, Chief Compliance Officer AUSTIN TX 08-13-2021 0 206 374400 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR TCG ADVISORY SERVICES, LLC 3M CO COM 88579Y101 2169 10919 SH SOLE 0 0 10919 ABBOTT LABS COM 002824100 437 3772 SH SOLE 0 0 3772 ABBVIE INC COM 00287Y109 413 3668 SH SOLE 0 0 3668 ACTIVISION BLIZZARD INC COM 00507V109 249 2608 SH SOLE 0 0 2608 ADOBE SYSTEMS INCORPORATED COM 00724F101 708 1209 SH SOLE 0 0 1209 ADVANCED MICRO DEVICES INC COM 007903107 427 4547 SH SOLE 0 0 4547 AGNC INVT CORP COM 00123Q104 1281 75861 SH SOLE 0 0 75861 ALPHABET INC CAP STK CL A 02079K305 996 4900 SH Call SOLE 0 0 4900 ALPHABET INC CAP STK CL C 02079K107 1361 543 SH SOLE 0 0 543 ALPHABET INC CAP STK CL A 02079K305 1426 584 SH SOLE 0 0 584 ALTRIA GROUP INC COM 02209S103 322 6759 SH SOLE 0 0 6759 AMAZON COM INC COM 023135106 706 2300 SH Call SOLE 0 0 2300 AMAZON COM INC COM 023135106 4410 1282 SH SOLE 0 0 1282 AMGEN INC COM 031162100 1987 8153 SH SOLE 0 0 8153 ANNALY CAPITAL MANAGEMENT IN COM 035710409 243 27420 SH SOLE 0 0 27420 APPLE INC COM 037833100 18703 136555 SH SOLE 0 0 136555 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 539 495000 PRN SOLE 0 0 495000 AT&T INC COM 00206R102 496 17218 SH SOLE 0 0 17218 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2439 8778 SH SOLE 0 0 8778 BK OF AMERICA CORP COM 060505104 412 10001 SH SOLE 0 0 10001 BLACKROCK CORPOR HI YLD FD I COM 09255P107 1028 83430 SH SOLE 0 0 83430 BLACKROCK CR ALLOCATION INCO COM 092508100 297 19020 SH SOLE 0 0 19020 BLACKROCK INC COM 09247X101 307 350 SH SOLE 0 0 350 BLACKROCK MUNIYIELD QUALITY COM 09254E103 242 16294 SH SOLE 0 0 16294 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 211 8190 SH SOLE 0 0 8190 BOEING CO COM 097023105 618 2579 SH SOLE 0 0 2579 BRISTOL-MYERS SQUIBB CO COM 110122108 2070 30979 SH SOLE 0 0 30979 BROADCOM INC COM 11135F101 2394 5021 SH SOLE 0 0 5021 CANADIAN IMP BK COMM COM 136069101 238 2091 SH SOLE 0 0 2091 CATERPILLAR INC COM 149123101 329 1511 SH SOLE 0 0 1511 CHEVRON CORP NEW COM 166764100 370 3528 SH SOLE 0 0 3528 CHIPOTLE MEXICAN GRILL INC COM 169656105 326 210 SH SOLE 0 0 210 CHUBB LIMITED COM H1467J104 231 1452 SH SOLE 0 0 1452 CISCO SYS INC COM 17275R102 320 6047 SH SOLE 0 0 6047 CITIZENS FINL GROUP INC COM 174610105 2133 46498 SH SOLE 0 0 46498 COCA COLA CO COM 191216100 2184 40369 SH SOLE 0 0 40369 COHEN & STEERS REIT & PFD & COM 19247X100 202 7419 SH SOLE 0 0 7419 COINBASE GLOBAL INC COM CL A 19260Q107 310 1223 SH SOLE 0 0 1223 COSTCO WHSL CORP NEW COM 22160K105 471 1190 SH SOLE 0 0 1190 CSX CORP COM 126408103 2114 65905 SH SOLE 0 0 65905 CVS HEALTH CORP COM 126650100 2456 29429 SH SOLE 0 0 29429 DISNEY WALT CO COM 254687106 2465 14025 SH SOLE 0 0 14025 DOCUSIGN INC COM 256163106 343 1227 SH SOLE 0 0 1227 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 602 6198 SH SOLE 0 0 6198 DRAFTKINGS INC COM CL A 26142R104 1459 27971 SH SOLE 0 0 27971 DTE ENERGY CO UNIT 11/01/2022S 233331842 994 20114 SH SOLE 0 0 20114 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 1475 20941 SH SOLE 0 0 20941 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 1738 45664 SH SOLE 0 0 45664 EXXON MOBIL CORP COM 30231G102 2794 44298 SH SOLE 0 0 44298 FACEBOOK INC CL A 30303M102 1750 5032 SH SOLE 0 0 5032 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1470 13873 SH SOLE 0 0 13873 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 570 12029 SH SOLE 0 0 12029 FISERV INC COM 337738108 200 1870 SH SOLE 0 0 1870 FLEXSHARES TR HIG YLD VL ETF 33939L662 376 7509 SH SOLE 0 0 7509 GILEAD SCIENCES INC COM 375558103 383 5558 SH SOLE 0 0 5558 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 1561 54130 SH SOLE 0 0 54130 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1506 43095 SH SOLE 0 0 43095 GOLDMAN SACHS GROUP INC COM 38141G104 633 1667 SH SOLE 0 0 1667 GS FIN CORP MEDIUM TERM NTS 362273302 226 760 SH SOLE 0 0 760 HOME DEPOT INC COM 437076102 623 1953 SH SOLE 0 0 1953 HONEYWELL INTL INC COM 438516106 2221 10124 SH SOLE 0 0 10124 INTEL CORP COM 458140100 2293 40840 SH SOLE 0 0 40840 INTERNATIONAL BUSINESS MACHS COM 459200101 223 1520 SH SOLE 0 0 1520 INTUITIVE SURGICAL INC COM NEW 46120E602 204 222 SH SOLE 0 0 222 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 1371 24030 SH SOLE 0 0 24030 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 734 36528 SH SOLE 0 0 36528 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 258 7504 SH SOLE 0 0 7504 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 3766 143204 SH SOLE 0 0 143204 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 2373 94282 SH SOLE 0 0 94282 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 4614 206825 SH SOLE 0 0 206825 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 4302 199838 SH SOLE 0 0 199838 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 304 12310 SH SOLE 0 0 12310 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 1845 72456 SH SOLE 0 0 72456 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 4831 222310 SH SOLE 0 0 222310 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 1703 72953 SH SOLE 0 0 72953 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 4985 224654 SH SOLE 0 0 224654 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 4051 187629 SH SOLE 0 0 187629 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1318 68321 SH SOLE 0 0 68321 INVESCO MUN OPPORTUNITY TR COM 46132C107 1695 124634 SH SOLE 0 0 124634 INVESCO QQQ TR UNIT SER 1 46090E103 5244 14794 SH SOLE 0 0 14794 ISHARES INC GLB AGRIC PR ETF 464286350 716 18112 SH SOLE 0 0 18112 ISHARES INC CORE MSCI EMKT 46434G103 862 12873 SH SOLE 0 0 12873 ISHARES INC MSCI EMERG MRKT 464286533 309 4809 SH SOLE 0 0 4809 ISHARES TR MSCI INTL VLU FT 46435G409 5775 223672 SH SOLE 0 0 223672 ISHARES TR RUS MDCP VAL ETF 464287473 10957 95298 SH SOLE 0 0 95298 ISHARES TR CORE US AGGBD ET 464287226 876 7596 SH SOLE 0 0 7596 ISHARES TR SELECT DIVID ETF 464287168 934 8007 SH SOLE 0 0 8007 ISHARES TR CORE S&P TTL STK 464287150 1364 13811 SH SOLE 0 0 13811 ISHARES TR CORE MSCI EAFE 46432F842 341 4553 SH SOLE 0 0 4553 ISHARES TR IBOXX HI YD ETF 464288513 3015 34240 SH SOLE 0 0 34240 ISHARES TR GENOMICS IMMUN 46435U192 1536 29516 SH SOLE 0 0 29516 ISHARES TR MSCI INTL QUALTY 46434V456 760 19717 SH SOLE 0 0 19717 ISHARES TR GL CLEAN ENE ETF 464288224 1706 72727 SH SOLE 0 0 72727 ISHARES TR CORE MSCI INTL 46435G326 12216 181113 SH SOLE 0 0 181113 ISHARES TR IBOXX INV CP ETF 464287242 219 1632 SH SOLE 0 0 1632 ISHARES TR CORE S&P500 ETF 464287200 4700 10933 SH SOLE 0 0 10933 ISHARES TR RUS 2000 GRW ETF 464287648 962 3085 SH SOLE 0 0 3085 ISHARES TR MSCI USA VALUE 46432F388 29751 283180 SH SOLE 0 0 283180 ISHARES TR FOCUSD VAL FAC 46435U333 230 4187 SH SOLE 0 0 4187 ISHARES TR RUS 2000 VAL ETF 464287630 2149 12961 SH SOLE 0 0 12961 ISHARES TR RUS 1000 GRW ETF 464287614 952 3508 SH SOLE 0 0 3508 ISHARES TR PFD AND INCM SEC 464288687 3147 80011 SH SOLE 0 0 80011 ISHARES TR RUS MD CP GR ETF 464287481 11220 99118 SH SOLE 0 0 99118 ISHARES TR SELF DRIVNG EV 46435U366 1597 32139 SH SOLE 0 0 32139 ISHARES TR MSCI USA QLT FCT 46432F339 6238 46949 SH SOLE 0 0 46949 ISHARES TR MORTGE REL ETF 46435G342 722 19444 SH SOLE 0 0 19444 ISHARES TR MSCI EAFE ETF 464287465 857 10865 SH SOLE 0 0 10865 ISHARES TR S&P 500 VAL ETF 464287408 302 2047 SH SOLE 0 0 2047 ISHARES TR MSCI USA MIN VOL 46429B697 1147 15578 SH SOLE 0 0 15578 ISHARES TR RUSSELL 2000 ETF 464287655 6160 26856 SH SOLE 0 0 26856 ISHARES TR CORE TOTAL USD 46434V613 2520 47120 SH SOLE 0 0 47120 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1162 23162 SH SOLE 0 0 23162 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1310 25810 SH SOLE 0 0 25810 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 2286 44772 SH SOLE 0 0 44772 JOHNSON & JOHNSON COM 478160104 2586 15698 SH SOLE 0 0 15698 JPMORGAN CHASE & CO COM 46625H100 3593 23103 SH SOLE 0 0 23103 KEYCORP COM 493267108 233 11263 SH SOLE 0 0 11263 LILLY ELI & CO COM 532457108 395 1722 SH SOLE 0 0 1722 LISTED FD TR ROUNDHILL BITK 53656F706 1406 44579 SH SOLE 0 0 44579 LOCKHEED MARTIN CORP COM 539830109 476 1258 SH SOLE 0 0 1258 MASTERCARD INCORPORATED CL A 57636Q104 929 2545 SH SOLE 0 0 2545 MCDONALDS CORP COM 580135101 2261 9790 SH SOLE 0 0 9790 MERCK & CO INC COM 58933Y105 1994 25639 SH SOLE 0 0 25639 MICROCHIP TECHNOLOGY INC. COM 595017104 412 2754 SH SOLE 0 0 2754 MICROSOFT CORP COM 594918104 5375 19843 SH SOLE 0 0 19843 MICROSOFT CORP COM 594918104 405 8800 SH Call SOLE 0 0 8800 NETFLIX INC COM 64110L106 864 1636 SH SOLE 0 0 1636 NEXTERA ENERGY INC COM 65339F101 1919 26189 SH SOLE 0 0 26189 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 546 11160 SH SOLE 0 0 11160 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 4178 418682 SH SOLE 0 0 418682 NVIDIA CORPORATION COM 67066G104 1105 1381 SH SOLE 0 0 1381 NVIDIA CORPORATION COM 67066G104 787 4600 SH Call SOLE 0 0 4600 PAYCHEX INC COM 704326107 244 2277 SH SOLE 0 0 2277 PAYPAL HLDGS INC COM 70450Y103 906 3109 SH SOLE 0 0 3109 PEPSICO INC COM 713448108 368 2482 SH SOLE 0 0 2482 PFIZER INC COM 717081103 775 19795 SH SOLE 0 0 19795 PIMCO INCOME STRATEGY FD II COM 72201J104 5962 543009 SH SOLE 0 0 543009 PROCTER AND GAMBLE CO COM 742718109 2528 18737 SH SOLE 0 0 18737 PROLOGIS INC. COM 74340W103 2180 18234 SH SOLE 0 0 18234 PROSHARES TR ULTRPRO DOW30 74347X823 406 25600 SH Call SOLE 0 0 25600 PROSHARES TR SHRT 20+YR TRE 74347X849 1269 75202 SH SOLE 0 0 75202 PROSHARES TR ULTRPRO S&P500 74347X864 309 11700 SH Call SOLE 0 0 11700 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 826 197209 SH SOLE 0 0 197209 QUALCOMM INC COM 747525103 977 6835 SH SOLE 0 0 6835 S&P GLOBAL INC COM 78409V104 246 600 SH SOLE 0 0 600 SALESFORCE COM INC COM 79466L302 507 2076 SH SOLE 0 0 2076 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 350 3353 SH SOLE 0 0 3353 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 208 1427 SH SOLE 0 0 1427 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 354 2400 SH SOLE 0 0 2400 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 677 9673 SH SOLE 0 0 9673 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 253 18900 SH Call SOLE 0 0 18900 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 723 11442 SH SOLE 0 0 11442 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 317 8645 SH SOLE 0 0 8645 SHOPIFY INC CL A 82509L107 307 210 SH SOLE 0 0 210 SKYWORKS SOLUTIONS INC COM 83088M102 289 1505 SH SOLE 0 0 1505 SOUTHERN CO UNIT 08/01/2022 842587602 330 6525 SH SOLE 0 0 6525 SOUTHWEST AIRLS CO COM 844741108 266 5016 SH SOLE 0 0 5016 SOUTHWESTERN ENERGY CO COM 845467109 218 38480 SH SOLE 0 0 38480 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 271 7354 SH SOLE 0 0 7354 SPDR S&P 500 ETF TR TR UNIT 78462F103 3048 7121 SH SOLE 0 0 7121 SPDR SER TR PORTFOLI S&P1500 78464A805 220 4159 SH SOLE 0 0 4159 SPDR SER TR PORTFOLIO S&P500 78464A854 222 4409 SH SOLE 0 0 4409 SPDR SER TR SPDR BLOOMBERG 78468R663 294 3209 SH SOLE 0 0 3209 SPDR SER TR PORTFOLIO S&P400 78464A847 338 7167 SH SOLE 0 0 7167 SPOTIFY TECHNOLOGY S A SHS L8681T102 203 738 SH SOLE 0 0 738 SQUARE INC CL A 852234103 279 1146 SH SOLE 0 0 1146 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1006 21725 SH SOLE 0 0 21725 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 581 4810 SH SOLE 0 0 4810 STARBUCKS CORP COM 855244109 289 2583 SH SOLE 0 0 2583 SYSCO CORP COM 871829107 764 9825 SH SOLE 0 0 9825 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 232 1929 SH SOLE 0 0 1929 TARGET CORP COM 87612E106 258 1067 SH SOLE 0 0 1067 TESLA INC COM 88160R101 255 375 SH SOLE 0 0 375 TEXAS INSTRS INC COM 882508104 2524 13126 SH SOLE 0 0 13126 THERMO FISHER SCIENTIFIC INC COM 883556102 298 591 SH SOLE 0 0 591 TWILIO INC CL A 90138F102 246 623 SH SOLE 0 0 623 UNION PAC CORP COM 907818108 726 3303 SH SOLE 0 0 3303 UNITEDHEALTH GROUP INC COM 91324P102 476 1190 SH SOLE 0 0 1190 VANECK MERK GOLD TR GOLD TRUST 921078101 264 15326 SH SOLE 0 0 15326 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 258 4049 SH SOLE 0 0 4049 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 873 11789 SH SOLE 0 0 11789 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 414 20868 SH SOLE 0 0 20868 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 207 2524 SH SOLE 0 0 2524 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 294 746 SH SOLE 0 0 746 VANGUARD INDEX FDS SML CP GRW ETF 922908595 200 690 SH SOLE 0 0 690 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 417 1764 SH SOLE 0 0 1764 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 353 2513 SH SOLE 0 0 2513 VANGUARD INDEX FDS MID CAP ETF 922908629 584 2462 SH SOLE 0 0 2462 VANGUARD INDEX FDS GROWTH ETF 922908736 233 813 SH SOLE 0 0 813 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 280 2747 SH SOLE 0 0 2747 VANGUARD INDEX FDS TOTAL STK MKT 922908769 30599 137325 SH SOLE 0 0 137325 VANGUARD INDEX FDS VALUE ETF 922908744 357 2598 SH SOLE 0 0 2598 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5007 28833 SH SOLE 0 0 28833 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2792 26950 SH SOLE 0 0 26950 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 779 14343 SH SOLE 0 0 14343 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1000 14369 SH SOLE 0 0 14369 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1024 19876 SH SOLE 0 0 19876 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 507 5795 SH SOLE 0 0 5795 VERIZON COMMUNICATIONS INC COM 92343V104 2451 43748 SH SOLE 0 0 43748 VISA INC COM CL A 92826C839 3441 14718 SH SOLE 0 0 14718 WALMART INC COM 931142103 3173 22498 SH SOLE 0 0 22498 WASTE MGMT INC DEL COM 94106L109 2198 15688 SH SOLE 0 0 15688 WISDOMTREE TR US MIDCAP DIVID 97717W505 373 8895 SH SOLE 0 0 8895 WISDOMTREE TR EM EX ST-OWNED 97717X578 4991 118627 SH SOLE 0 0 118627 WYNN RESORTS LTD COM 983134107 210 1717 SH SOLE 0 0 1717 ZOETIS INC CL A 98978V103 256 1375 SH SOLE 0 0 1375