Chief Financial Officer

0001841616-21-000005.txt : 20211108 0001841616-21-000005.hdr.sgml : 20211108 20211108151611 ACCESSION NUMBER: 0001841616-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: InterOcean Capital Group, LLC CENTRAL INDEX KEY: 0001841616 IRS NUMBER: 852210783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20907 FILM NUMBER: 211387661 BUSINESS ADDRESS: STREET 1: 980 N. MICHIGAN AVENUE, SUITE 1780 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: (312) 648-1720 MAIL ADDRESS: STREET 1: 980 N. MICHIGAN AVENUE, SUITE 1780 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001841616 XXXXXXXX 09-30-2021 09-30-2021 InterOcean Capital Group, LLC

980 N. MICHIGAN AVENUE, SUITE 1780 CHICAGO IL 60611

13F HOLDINGS REPORT 028-20907 N Jeffrey S Camp Chief Financial Officer (312) 648-1720 Jeffrey S Camp Chicago IL 11-08-2021 0 249 1999236 false INFORMATION TABLE 2 13FAssetData2021-09-30.xml AMAZON COM INC COM Stock 023135106 58431 17787 SH SOLE 0 16905 0 882 YAMANA GOLD INC COM Stock 98462Y100 91 23000 SH SOLE 0 23000 0 0 VIACOMCBS INC CL B Stock 92556H206 239 6050 SH SOLE 0 6050 0 0 SEALED AIR CORP NEW COM Stock 81211K100 1096 20000 SH SOLE 0 20000 0 0 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND ETF 337344105 3637 32691 SH SOLE 0 31954 0 737 SIRIUS XM HOLDINGS INC COM Stock 82968B103 144 23604 SH SOLE 0 23604 0 0 INVESCO QQQ TRUST ETF 46090E103 6481 18105 SH SOLE 0 17792 0 312 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 90591 606690 SH SOLE 0 590336 0 16354 STARBUCKS CORP COM Stock 855244109 21546 195320 SH SOLE 0 186988 0 8332 JOHNSON & JOHNSON COM Stock 478160104 23780 147247 SH SOLE 0 142697 0 4549 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 12394 55812 SH SOLE 0 54644 0 1167 VANGUARD ENERGY INDEX FUND ETF 92204A306 233 3156 SH SOLE 0 3156 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 794 1766 SH SOLE 0 1313 0 453 HCA HEALTHCARE INC COM Stock 40412C101 231 950 SH SOLE 0 0 0 950 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1157 22962 SH SOLE 0 22962 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 14823 39212 SH SOLE 0 38345 0 867 SCIENTIFIC GAMES CORP COM Stock 80874P109 444 5350 SH SOLE 0 5350 0 0 LITHIUM AMERS CORP NEW COM NEW Stock 53680Q207 543 24301 SH SOLE 0 24301 0 0 YUM BRANDS INC COM Stock 988498101 4968 40622 SH SOLE 0 3200 0 37422 PROCTER AND GAMBLE CO COM Stock 742718109 41019 293409 SH SOLE 0 280167 0 13241 COCA COLA CO COM Stock 191216100 1640 31254 SH SOLE 0 26693 0 4560 GENERAL MLS INC COM Stock 370334104 5272 88123 SH SOLE 0 84563 0 3560 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 772 35666 SH SOLE 0 35525 0 140 TRUIST FINL CORP COM Stock 89832Q109 1925 32827 SH SOLE 0 1051 0 31776 UNITED PARCEL SERVICE INC CL B Stock 911312106 38358 210642 SH SOLE 0 203500 0 7141 MARRIOTT INTL INC NEW CL A Stock 571903202 2668 18014 SH SOLE 0 17644 0 370 INTEL CORP COM Stock 458140100 829 15551 SH SOLE 0 15110 0 440 NETFLIX INC COM Stock 64110L106 427 700 SH SOLE 0 700 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 1607 4750 SH SOLE 0 4750 0 0 ISHARES MSCI UNITED KINGDOM ETF ETF 46435G334 7410 229775 SH SOLE 0 225730 0 4045 PROSHARES ULTRASHORT EURO ETF 74347W882 313 12543 SH SOLE 0 11951 0 592 LAUDER ESTEE COS INC CL A Stock 518439104 218 728 SH SOLE 0 0 0 728 MERCK & CO INC COM Stock 58933Y105 405 5396 SH SOLE 0 5330 0 66 SPDR S&P 500 ETF ETF 78462F103 177944 414653 SH SOLE 0 399917 0 14735 SPDR S&P 500 ETF ETF 78462F103 129 300 SH Put SOLE 0 300 0 0 SPDR S&P 500 ETF ETF 78462F103 7810 18200 SH Put SOLE 0 18200 0 0 SPDR S&P 500 ETF ETF 78462F103 1502 3500 SH Put SOLE 0 3500 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 39331 113125 SH SOLE 0 108534 0 4590 DIAGEO PLC SPON ADR NEW ADR 25243Q205 620 3213 SH SOLE 0 2983 0 230 ISHARES S&P 100 ETF ETF 464287101 941 4768 SH SOLE 0 4768 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 268 4964 SH SOLE 0 4806 0 158 FEDEX CORP COM Stock 31428X106 3185 14524 SH SOLE 0 13446 0 1078 PEPSICO INC COM Stock 713448108 34918 232154 SH SOLE 0 201525 0 30629 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 251 2919 SH SOLE 0 2919 0 0 MOLSON COORS BEVERAGE CO CL B Stock 60871R209 1405 30287 SH SOLE 0 25547 0 4740 HONEYWELL INTL INC COM Stock 438516106 24919 117389 SH SOLE 0 113333 0 4055 FORD MTR CO DEL COM Stock 345370860 432 30505 SH SOLE 0 29004 0 1500 US BANCORP DEL COM NEW Stock 902973304 3410 57374 SH SOLE 0 53391 0 3983 BP PLC SPONSORED ADR ADR 055622104 623 22785 SH SOLE 0 22725 0 60 HOME DEPOT INC COM Stock 437076102 2534 7718 SH SOLE 0 7191 0 527 DUPONT DE NEMOURS INC COM Stock 26614N102 9735 143190 SH SOLE 0 138256 0 4934 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 210 1312 SH SOLE 0 1302 0 10 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 67558 530699 SH SOLE 0 516427 0 14271 SPDR GOLD SHARES ETF 78463V107 478 2911 SH SOLE 0 2881 0 30 SOUTHERN CO COM Stock 842587107 37476 604741 SH SOLE 0 583209 0 21531 BECTON DICKINSON & CO COM Stock 075887109 331 1348 SH SOLE 0 1348 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 470 4700 SH SOLE 0 4559 0 141 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 407 1485 SH SOLE 0 1485 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 938 9033 SH SOLE 0 9033 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 4107 39481 SH SOLE 0 38624 0 856 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 8438 122571 SH SOLE 0 119535 0 3036 ISHARES S&P SMALL-CAP FUND ETF 464287804 212 1938 SH SOLE 0 1937 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 48940 179307 SH SOLE 0 170689 0 8618 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 520 17057 SH SOLE 0 16995 0 61 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1138 1977 SH SOLE 0 1977 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 14458 175435 SH SOLE 0 172285 0 3150 ALPHABET INC CAP STK CL A Stock 02079K305 3882 1452 SH SOLE 0 1266 0 186 VAXART INC COM NEW Stock 92243A200 81 10200 SH SOLE 0 10200 0 0 CSX CORP COM Stock 126408103 18180 611295 SH SOLE 0 583088 0 28206 MICROSOFT CORP COM Stock 594918104 70456 249914 SH SOLE 0 231752 0 18160 SPIRIT OF TEX BANCSHARES INC COM Stock 84861D103 242 10000 SH SOLE 0 10000 0 0 IBIO INC COM NEW Stock 451033203 48 45000 SH SOLE 0 45000 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 247 3087 SH SOLE 0 3081 0 6 INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY ETF 45782C813 620 20843 SH SOLE 0 20843 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 4525 11 SH SOLE 0 3 0 8 DESWELL INDS INC COM Stock 250639101 280 78750 SH SOLE 0 78750 0 0 BOEING CO COM Stock 097023105 211 959 SH SOLE 0 712 0 246 NEXTERA ENERGY INC COM Stock 65339F101 914 11638 SH SOLE 0 11238 0 400 INNOVATOR U.S. EQUITY POWER BUFFER ETF A OCTOBER ETF 45782C797 1005 34266 SH SOLE 0 34266 0 0 NIKE INC CL B Stock 654106103 408 2806 SH SOLE 0 2415 0 391 TESLA INC COM Stock 88160R101 1485 1915 SH SOLE 0 1148 0 767 ISHARES MSCI EMERGING MARKETS EX CHINA ETF ETF 46434G764 7066 116517 SH SOLE 0 113688 0 2829 INNOVATOR U.S EQUITY POWER BUFFER ETF A SEPTEMBER ETF 45782C656 2970 102226 SH SOLE 0 88026 0 14200 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 5435 144821 SH SOLE 0 141399 0 3422 NORFOLK SOUTHN CORP COM Stock 655844108 2630 10994 SH SOLE 0 10474 0 519 INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY ETF 45782C508 4995 152981 SH SOLE 0 152981 0 0 ISTAR INC COM REIT 45031U101 702 28000 SH SOLE 0 28000 0 0 ALERIAN MLP ETF ETF 00162Q452 329 9880 SH SOLE 0 9880 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 1027 2558 SH SOLE 0 2558 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B ADR 833635105 215 4000 SH SOLE 0 4000 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 410 8718 SH SOLE 0 8577 0 140 DOW INC COM Stock 260557103 1165 20232 SH SOLE 0 19929 0 303 INNOVATOR U.S. EQUITY BUFFER ETF - APRIL ETF 45782C888 604 19000 SH SOLE 0 19000 0 0 INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL ETF 45782C870 2674 93575 SH SOLE 0 92685 0 890 KKR & CO INC COM Stock 48251W104 2344 38500 SH SOLE 0 38500 0 0 VANGUARD S&P 500 ETF ETF 922908363 12330 31262 SH SOLE 0 31262 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 228 3797 SH SOLE 0 3797 0 0 CREDIT SUISSE GROUP SPONSORED ADR ADR 225401108 197 20000 SH SOLE 0 20000 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 210 436 SH SOLE 0 436 0 0 INNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE ETF 45782C748 1346 43345 SH SOLE 0 43345 0 0 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 17563 117229 SH SOLE 0 114993 0 2236 INNOVATOR EMERGING MARKETS POWER BUFFER ETF - JULY ETF 45782C714 254 9902 SH SOLE 0 9902 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 210 2405 SH SOLE 0 2405 0 0 DOUYU INTL HLDGS LTD SPONSORED ADS ADR 25985W105 66 20000 SH SOLE 0 20000 0 0 INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST ETF 45782C680 6158 210747 SH SOLE 0 208457 0 2290 LILLY ELI & CO COM Stock 532457108 658 2849 SH SOLE 0 2049 0 800 INNOVATOR U.S. EQUITY ULTRA BUFFER ETF A SEPTEMBER ETF 45782C649 498 17915 SH SOLE 0 17915 0 0 INNOVATOR RUSSELL 2000 POWER BUFFER ETF - OCTOBER ETF 45782C599 362 13440 SH SOLE 0 13440 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - NOVEMBER ETF 33740F847 3560 93500 SH SOLE 0 93500 0 0 INNOVATOR U.S. EQUITY POWER BUFFER ETF A DECEMBER ETF 45782C540 946 30775 SH SOLE 0 30775 0 0 SURGALIGN HOLDINGS INC COM Stock 86882C105 90 82700 SH SOLE 0 82700 0 0 VANGUARD S&P 500 GROWTH ETF ETF 921932505 480 1800 SH SOLE 0 1800 0 0 INNOVATOR RUSSELL 2000 POWER BUFFER ETF - JANUARY ETF 45782C474 828 26596 SH SOLE 0 26596 0 0 INNOVATOR EMERGING MARKETS POWER BUFFER ETF - JANUARY ETF 45782C516 1213 40540 SH SOLE 0 40540 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 27987 127942 SH SOLE 0 126465 0 1477 INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY ETF 45782C417 237 8285 SH SOLE 0 8285 0 0 FT CBOE VEST U.S. EQUITY BUFFER ETF - FEBRUARY ETF 33740F763 4506 122860 SH SOLE 0 122860 0 0 PROSHARES SHORT S&P 500 ETF 74347B425 1223 80329 SH SOLE 0 78174 0 2155 INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH ETF 45782C383 7738 252290 SH SOLE 0 252290 0 0 SYSCO CORP COM Stock 871829107 14986 190907 SH SOLE 0 186532 0 4375 INNOVATOR U.S. EQUITY POWER BUFFER ETF - MAY ETF 45782C318 2774 94000 SH SOLE 0 94000 0 0 NIKOLA CORP COM Stock 654110105 5897 552650 SH SOLE 0 552650 0 0 HALL OF FAME RESORT & ENTMT CO COM Stock 40619L102 106 40000 SH SOLE 0 40000 0 0 PINNACLE FINL PARTNERS INC COM Stock 72346Q104 356 3780 SH SOLE 0 3780 0 0 PALANTIR TECHNOLOGIES INC CL A Stock 69608A108 830 34523 SH SOLE 0 34515 0 8 INVESCO NASDAQ NEXT GEN 100 ETF ETF 46138G631 3435 103940 SH SOLE 0 101636 0 2304 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 694 15221 SH SOLE 0 15171 0 50 SCHWAB US AGGREGATE BOND ETF ETF 808524839 359 6613 SH SOLE 0 6612 0 0 ENERGY TRANSFER L P COM UT LTD PTN Stock 29273V100 377 39352 SH SOLE 0 39352 0 0 VANGUARD ULTRA-SHORT BOND ETF ETF 92203C303 214 4270 SH SOLE 0 4270 0 0 INVESCO FTSE RAFI US 1000 ETF ETF 46137V613 219 1382 SH SOLE 0 1382 0 0 VISA INC COM CL A Stock 92826C839 1525 6848 SH SOLE 0 5201 0 1646 DIMENSIONAL U.S. CORE EQUITY 2 ETF ETF 25434V708 514 19334 SH SOLE 0 19334 0 0 HERSHEY CO COM Stock 427866108 2008 11865 SH SOLE 0 10457 0 1407 KELLOGG CO COM Stock 487836108 19949 312088 SH SOLE 0 300009 0 12079 VANGUARD VALUE INDEX FUND ETF 922908744 491 3630 SH SOLE 0 3630 0 0 VANGUARD GROWTH INDEX FUND ETF 922908736 1043 3594 SH SOLE 0 3594 0 0 PHILLIPS 66 COM Stock 718546104 16696 238408 SH SOLE 0 228743 0 9664 FACEBOOK INC CL A Stock 30303M102 759 2236 SH SOLE 0 1488 0 748 BANCO SANTANDER S.A. ADR ADR 05964H105 83 22820 SH SOLE 0 22820 0 0 MONDELEZ INTL INC CL A Stock 609207105 37496 644479 SH SOLE 0 615562 0 28917 BROADCOM INC COM Stock 11135F101 478 985 SH SOLE 0 733 0 252 CANADIAN PAC RY LTD COM Stock 13645T100 9635 148069 SH SOLE 0 144304 0 3765 ISHARES CORE MSCI EAFE ETF ETF 46432F842 5497 74030 SH SOLE 0 72484 0 1545 KANSAS CITY SOUTHERN COM NEW Stock 485170302 3501 12937 SH SOLE 0 12777 0 160 KINDER MORGAN INC DEL COM Stock 49456B101 14427 862323 SH SOLE 0 823193 0 39129 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 413 1292 SH SOLE 0 715 0 576 PROSHARES SHORT QQQ ETF 74347B714 3033 248832 SH SOLE 0 245422 0 3410 NVIDIA CORPORATION COM Stock 67066G104 23120 111604 SH SOLE 0 105032 0 6571 GRAINGER W W INC COM Stock 384802104 652 1660 SH SOLE 0 1640 0 20 ABBVIE INC COM Stock 00287Y109 938 8692 SH SOLE 0 6996 0 1695 SPDR S&P BIOTECH ETF ETF 78464A870 24154 192142 SH SOLE 0 186504 0 5638 PGIM GLOBAL HIGH YIELD FD FORM COM CEF 69346J106 541 35158 SH SOLE 0 35158 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 26005 421068 SH SOLE 0 413588 0 7478 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR Stock 90290N109 497 30000 SH SOLE 0 30000 0 0 PROSHARES SHORT DOW 30 ETF 74347B235 6194 180101 SH SOLE 0 178011 0 2090 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 274 2458 SH SOLE 0 2458 0 0 INVESCO CURRENCYSHARES BRITISH POUND STERLING TRUST ETF 46138M109 375 2892 SH SOLE 0 2874 0 18 STRYKER CORPORATION COM Stock 863667101 1337 5068 SH SOLE 0 5068 0 0 QUALCOMM INC COM Stock 747525103 25092 194545 SH SOLE 0 187986 0 6559 GENERAL DYNAMICS CORP COM Stock 369550108 225 1147 SH SOLE 0 572 0 575 MCDONALDS CORP COM Stock 580135101 29090 120651 SH SOLE 0 117151 0 3499 CISCO SYS INC COM Stock 17275R102 35751 656831 SH SOLE 0 631491 0 25340 ISHARES RUSSELL MID-CAP ETF ETF 464287499 459 5874 SH SOLE 0 5874 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 1749 17000 SH SOLE 0 17000 0 0 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND ETF 97717X669 292 4957 SH SOLE 0 4957 0 0 AT&T INC COM Stock 00206R102 373 13794 SH SOLE 0 13284 0 509 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 7002 134428 SH SOLE 0 132095 0 2332 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 15992 202143 SH SOLE 0 195718 0 6425 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF ETF 808524771 282 5234 SH SOLE 0 5234 0 0 GENERAL ELECTRIC CO COM NEW Stock 369604301 1415 13735 SH SOLE 0 13735 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 375 2844 SH SOLE 0 2844 0 0 NOKIA CORP SPONSORED ADR ADR 654902204 133 24390 SH SOLE 0 24390 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 2674 27330 SH SOLE 0 26533 0 797 CLEAN ENERGY FUELS CORP COM Stock 184499101 156 19130 SH SOLE 0 19130 0 0 FIDELITY MSCI FINANCIALS INDEX ETF ETF 316092501 213 3971 SH SOLE 0 3971 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 332 2798 SH SOLE 0 2798 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 279 1919 SH SOLE 0 1919 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 591 7992 SH SOLE 0 7992 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 7334 17023 SH SOLE 0 16580 0 443 CIGNA CORP NEW COM Stock 125523100 314 1571 SH SOLE 0 521 0 1050 INVESCO CURRENCYSHARES SWISS FRANC TRUST ETF 46138R108 1958 20205 SH SOLE 0 20154 0 51 ONEOK INC NEW COM Stock 682680103 304 5250 SH SOLE 0 5250 0 0 RENAISSANCERE HLDGS LTD COM Stock G7496G103 287 2057 SH SOLE 0 2057 0 0 WELLS FARGO CO NEW COM Stock 949746101 923 19885 SH SOLE 0 15625 0 4260 UNION PAC CORP COM Stock 907818108 493 2513 SH SOLE 0 2513 0 0 INOVIO PHARMACEUTICALS INC COM NEW Stock 45773H201 225 31400 SH SOLE 0 31400 0 0 SALESFORCE COM INC COM Stock 79466L302 495 1825 SH SOLE 0 1824 0 1 MCCORMICK & CO INC COM NON VTG Stock 579780206 417 5150 SH SOLE 0 5150 0 0 SPDR EURO STOXX 50 ETF ETF 78463X202 1298 28667 SH SOLE 0 27227 0 1440 DARDEN RESTAURANTS INC COM Stock 237194105 2493 16461 SH SOLE 0 16051 0 410 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 475 832 SH SOLE 0 403 0 429 LOCKHEED MARTIN CORP COM Stock 539830109 1420 4114 SH SOLE 0 4114 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 56024 342257 SH SOLE 0 328732 0 13523 CHEVRON CORP NEW COM Stock 166764100 7242 71388 SH SOLE 0 68167 0 3220 BK OF AMERICA CORP COM Stock 060505104 26648 627757 SH SOLE 0 606775 0 20981 SPDR S&P DIVIDEND ETF ETF 78464A763 1770 15060 SH SOLE 0 14754 0 305 WALMART INC COM Stock 931142103 54349 389937 SH SOLE 0 375588 0 14348 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1037 7462 SH SOLE 0 7462 0 0 ORACLE CORP COM Stock 68389X105 300 3445 SH SOLE 0 3245 0 200 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 917 7428 SH SOLE 0 7428 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 1265 25302 SH SOLE 0 24472 0 830 TEXAS INSTRS INC COM Stock 882508104 559 2909 SH SOLE 0 2310 0 599 TARGET CORP COM Stock 87612E106 916 4003 SH SOLE 0 4003 0 0 INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF ETF 46137V365 289 6400 SH SOLE 0 6400 0 0 PFIZER INC COM Stock 717081103 19561 454810 SH SOLE 0 442835 0 11974 MORGAN STANLEY COM NEW Stock 617446448 1458 14983 SH SOLE 0 14982 0 0 3M CO COM Stock 88579Y101 16942 96578 SH SOLE 0 93753 0 2825 CASTLIGHT HEALTH INC CL B Stock 14862Q100 94 60000 SH SOLE 0 60000 0 0 GILEAD SCIENCES INC COM Stock 375558103 555 7950 SH SOLE 0 7950 0 0 CATERPILLAR INC COM Stock 149123101 11178 58229 SH SOLE 0 56229 0 2000 ALPHABET INC CAP STK CL C Stock 02079K107 72438 27178 SH SOLE 0 25853 0 1325 AMERICAN EXPRESS CO COM Stock 025816109 334 1994 SH SOLE 0 1994 0 0 SORRENTO THERAPEUTICS INC COM NEW Stock 83587F202 107 14000 SH SOLE 0 14000 0 0 CANADIAN NATL RY CO COM Stock 136375102 261 2257 SH SOLE 0 1713 0 544 IHS MARKIT LTD SHS Stock G47567105 40577 347943 SH SOLE 0 347943 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 497 3235 SH SOLE 0 3234 0 0 ARROWHEAD PHARMACEUTICALS INC COM Stock 04280A100 437 7000 SH SOLE 0 0 0 7000 ARROWHEAD PHARMACEUTICALS INC COM Stock 04280A100 137 2200 SH Call SOLE 0 0 0 2200 ARROWHEAD PHARMACEUTICALS INC COM Stock 04280A100 100 1600 SH Call SOLE 0 0 0 1600 ISHARES 20 PLUS YEAR TREASURY BOND ETF ETF 464287432 378 2617 SH SOLE 0 2617 0 0 EATON CORP PLC SHS Stock G29183103 247 1655 SH SOLE 0 1655 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 200 1353 SH SOLE 0 1353 0 0 DELTA AIR LINES INC DEL COM NEW Stock 247361702 213 5005 SH SOLE 0 4005 0 1000 RYMAN HOSPITALITY PPTYS INC COM REIT 78377T107 411 4915 SH SOLE 0 4915 0 0 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 949 14820 SH SOLE 0 14819 0 0 BIOSIG TECHNOLOGIES INC COM NEW Stock 09073N201 2643 887000 SH SOLE 0 887000 0 0 SPDR PORTFOLIO S&P 500 VALUE ETF ETF 78464A508 1034 26513 SH SOLE 0 26512 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 209 2204 SH SOLE 0 2204 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 30552 156166 SH SOLE 0 149897 0 6269 CITIGROUP INC COM NEW Stock 172967424 512 7291 SH SOLE 0 7291 0 0 EXXON MOBIL CORP COM Stock 30231G102 27147 461529 SH SOLE 0 439988 0 21539 UNITEDHEALTH GROUP INC COM Stock 91324P102 587 1503 SH SOLE 0 1229 0 273 LOWES COS INC COM Stock 548661107 321 1582 SH SOLE 0 679 0 903 ARK INNOVATION ETF ETF 00214Q104 304 2750 SH SOLE 0 2750 0 0 DEERE & CO COM Stock 244199105 522 1557 SH SOLE 0 1557 0 0 SOUTHWEST AIRLS CO COM Stock 844741108 201 3900 SH SOLE 0 826 0 3073 COLGATE PALMOLIVE CO COM Stock 194162103 376 4980 SH SOLE 0 4180 0 800 G III APPAREL GROUP LTD COM Stock 36237H101 234 8259 SH SOLE 0 8259 0 0 SHOPIFY INC CL A Stock 82509L107 325 240 SH SOLE 0 240 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 239 3735 SH SOLE 0 3725 0 10 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 547 22122 SH SOLE 0 22122 0 0 BANK HAWAII CORP COM Stock 062540109 904 11000 SH SOLE 0 11000 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 1089 4184 SH SOLE 0 4184 0 0 BLACKROCK INC COM Stock 09247X101 28518 34004 SH SOLE 0 32625 0 1378 ISHARES S&P MIDCAP FUND ETF 464287507 773 2938 SH SOLE 0 2938 0 0 ISHARES MSCI EAFE ETF ETF 464287465 366 4690 SH SOLE 0 4690 0 0 APPLE INC COM Stock 037833100 84274 595578 SH SOLE 0 559023 0 36553 APPLE INC COM Stock 037833100 920 6500 SH Put SOLE 0 6500 0 0 APPLE INC COM Stock 037833100 1160 8200 SH Put SOLE 0 8200 0 0 ABBOTT LABS COM Stock 002824100 583 4934 SH SOLE 0 3644 0 1290 DISNEY WALT CO COM Stock 254687106 43489 257073 SH SOLE 0 243734 0 13338 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 815 8000 SH SOLE 0 8000 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 14469 59863 SH SOLE 0 59862 0 0 MARSH & MCLENNAN COS INC COM Stock 571748102 351 2320 SH SOLE 0 253 0 2067 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 425 2716 SH SOLE 0 2716 0 0