0001841077-22-000003.txt : 20221114 0001841077-22-000003.hdr.sgml : 20221114 20221114165817 ACCESSION NUMBER: 0001841077-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Asset Management, LLC CENTRAL INDEX KEY: 0001841077 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21702 FILM NUMBER: 221387127 BUSINESS ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD, SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-556-2465 MAIL ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD, SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: 272 Capital LP DATE OF NAME CHANGE: 20210119 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001841077 XXXXXXXX 09-30-2022 09-30-2022 B. Riley Asset Management, LLC

3811 TURTLE CREEK BLVD, SUITE 2100 DALLAS TX 75219

13F COMBINATION REPORT 028-21702 0001549230 028-16782 BOOTHBAY FUND MANAGEMENT, LLC N Douglas Shippee 972.646.1791 /s/ Douglas Shippee Dallas TX 11-14-2022 0 69 186045 false INFORMATION TABLE 2 bram.xml ACV AUCTIONS INC COM CL A 00091G104 3422 475890 SH SOLE 475890 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 1928 175081 SH SOLE 175081 0 0 AMERICAN OUTDOOR BRANDS INC COM 02875D109 12 1384 SH SOLE 1384 0 0 AMTECH SYS INC COM PAR $0.01N 032332504 2331 274228 SH SOLE 274228 0 0 APPLIED BLOCKCHAIN INC COM NEW 038169207 1480 870686 SH SOLE 870686 0 0 AVEPOINT INC COM CL A 053604104 2576 642512 SH SOLE 642512 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 625 98022 SH SOLE 98022 0 0 BLACKBAUD INC COM 09227Q100 1845 41880 SH SOLE 41880 0 0 BTRS HOLDINGS INC COM CL 1 11778X104 185 20000 SH SOLE 20000 0 0 CADIZ INC COM NEW 127537207 2450 162810 SH SOLE 162810 0 0 CALAMP CORP COM 128126109 10433 2716959 SH SOLE 2716959 0 0 CHARAH SOLUTIONS INC COM 15957P105 2005 98018 SH SOLE 98018 0 0 COLOMBIER ACQUISITION CORP *W EXP 99/99/999 19533H116 7 60000 SH SOLE 60000 0 0 COMPASS MINERALS INTL INC COM 20451N101 2930 76046 SH SOLE 76046 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 2 2741 SH SOLE 2741 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 745 74381 SH SOLE 74381 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 869 208903 SH SOLE 208903 0 0 COUCHBASE INC COM 22207T101 1420 99520 SH SOLE 99520 0 0 CRITEO S A SPONS ADS 226718104 3938 145681 SH SOLE 145681 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 1536 166504 SH SOLE 166504 0 0 DXP ENTERPRISES INC COM NEW 233377407 2545 107477 SH SOLE 107477 0 0 ECOVYST INC COM 27923Q109 4964 588173 SH SOLE 588173 0 0 EVERBRIDGE INC COM 29978A104 4009 129825 SH SOLE 129825 0 0 GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 13 87000 SH SOLE 87000 0 0 GREEN PLAINS INC COM 393222104 2524 86821 SH SOLE 86821 0 0 HARVARD BIOSCIENCE INC COM 416906105 4391 1715235 SH SOLE 1715235 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 12/28/202 42227K112 1 42500 SH SOLE 42500 0 0 HIVE BLOCKCHAIN TECHNLGIES L COM NEW 43366H704 5 37500 SH SOLE 37500 0 0 KORU MEDICAL SYSTEMS INC COM 759910102 1726 773925 SH SOLE 773925 0 0 LAKESHORE ACQUISITION I CORP *W EXP 07/15/202 G53521111 9 63750 SH SOLE 63750 0 0 LIGHTWAVE LOGIC INC (@5 EXP) PUT 532275954 20 2000 SH Put SOLE 1582 0 0 LIGHTWAVE LOGIC INC (@7.5 EXP) PUT 532275954 7 85 SH Put SOLE 62 0 0 LIVERAMP HLDGS INC COM 53815P108 1735 95520 SH SOLE 95520 0 0 LIVEVOX HOLDING INC *W EXP 06/18/202 53838L118 32 100965 SH SOLE 100965 0 0 LIVEVOX HOLDING INC COM CL A 53838L100 7461 2529314 SH SOLE 2529314 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 4307 420625 SH SOLE 420625 0 0 MINIM INC COM 60365W102 19 88212 SH SOLE 88212 0 0 MITEK SYS INC COM NEW 606710200 3020 329648 SH SOLE 329648 0 0 NAPCO SEC TECHNOLOGIES INC PUT 630402955 28 526 SH Put SOLE 526 0 0 NEXTNAV INC COMMON STOCK 65345N106 1655 615094 SH SOLE 615094 0 0 NEXTNAV INC *W EXP 10/28/202 65345N114 32 59654 SH SOLE 59654 0 0 OKTA INC CL A 679295105 981 17250 SH SOLE 17250 0 0 ON24 INC COM 68339B104 54 6083 SH SOLE 6083 0 0 ONESPAN INC COM 68287N100 3822 443899 SH SOLE 443899 0 0 PEGASYSTEMS INC COM 705573103 27 831 SH SOLE 831 0 0 PERPETUA RESOURCES CORP COM 714266103 648 320584 SH SOLE 320584 0 0 QUALTEK SERVICES INC *W EXP 02/14/202 74760R113 4 15000 SH SOLE 15000 0 0 RESERVOIR MEDIA INC *W EXP 08/26/202 76119X113 14 15000 SH SOLE 15000 0 0 RINGCENTRAL INC CL A 76680R206 2301 57583 SH SOLE 57583 0 0 RISKIFIED LTD SHS CL A M8216R109 4206 1067397 SH SOLE 1067397 0 0 SCANSOURCE INC COM 806037107 911 34500 SH SOLE 34500 0 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 1484 39800 SH SOLE 39800 0 0 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323207 16467 4612637 SH SOLE 4612637 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 1499 94467 SH SOLE 94467 0 0 SPORTSMAP TECH ACQUISITIN CO *W EXP 09/01/202 84921J116 12 112500 SH SOLE 112500 0 0 SUMO LOGIC INC COM 86646P103 6632 884214 SH SOLE 884214 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 2282 103839 SH SOLE 103839 0 0 THE ARENA GROUP HOLDINGS INC COM 040044109 19650 1499977 SH SOLE 1499977 0 0 THERMON GROUP HLDGS INC COM 88362T103 6604 428563 SH SOLE 428563 0 0 TURNING POINT BRANDS INC COM 90041L105 2938 138373 SH SOLE 138373 0 0 TWILIO INC CL A 90138F102 3151 45567 SH SOLE 45567 0 0 UNISYS CORP CALL 909214906 25 2000 SH Call SOLE 2000 0 0 UNISYS CORP COM NEW 909214306 10674 1413823 SH SOLE 1413823 0 0 USERTESTING INC COM 91734E101 138 35200 SH SOLE 35200 0 0 VALENS SEMICONDUCTOR LTD ORDINARY SHARES M9607U115 113 26853 SH SOLE 26853 0 0 VISHAY PRECISION GROUP INC COM 92835K103 9966 336792 SH SOLE 336792 0 0 VIVID SEATS INC COM CL A 92854T100 792 103445 SH SOLE 103445 0 0 WALKME LTD ORD SHS M97628107 2875 338258 SH SOLE 338258 0 0 XPERI HOLDING CORP COM 98390M103 8533 603491 SH SOLE 603491 0 0