Chief Compliance Officer

0001213900-22-048269.txt : 20220816 0001213900-22-048269.hdr.sgml : 20220816 20220815184722 ACCESSION NUMBER: 0001213900-22-048269 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Asset Management, LLC CENTRAL INDEX KEY: 0001841077 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21702 FILM NUMBER: 221167898 BUSINESS ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD, SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-556-2465 MAIL ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD, SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: 272 Capital LP DATE OF NAME CHANGE: 20210119 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001841077 XXXXXXXX 06-30-2022 06-30-2022 false B. Riley Asset Management, LLC

3811 TURTLE CREEK BLVD, SUITE 2100 DALLAS TX 75219

13F COMBINATION REPORT 028-21702 028-16782 BOOTHBAY FUND MANAGEMENT, LLC N Jeffrey Engelsman Chief Compliance Officer 908-635-8083 /s/ Jeffrey Engelsman South Pasadena CA 08-15-2022 0 85 209343 INFORMATION TABLE 2 infotable.xml ACV AUCTIONS INC-A COMM 00091G104 5396 825081 SH SOLE 825081 0 0 ALTA EQUIPMENT GROUP INC COMM 02128L106 2379 265220 SH SOLE 265220 0 0 ALTERYX LLC - A COMM 02156B103 3532 72952 SH SOLE 72952 0 0 AMERICAN WOODMARK CORP COMM 030506109 2385 52995 SH SOLE 52995 0 0 AMTECH SYSTEMS INC COMM 032332504 2354 322433 SH SOLE 322433 0 0 APPLIED SCIENCE PRODUCTS INC COMM 038169207 809 770686 SH SOLE 770686 0 0 ARENA GROUP HOLDINGS INC/THE COMM 040044109 12846 1427302 SH SOLE 1427302 0 0 AVEPOINT INC COMM 053604104 2127 490052 SH SOLE 490052 0 0 B RILEY FINANCIAL INC COMM 05580M108 3076 72799 SH SOLE 72799 0 0 B RILEY PRINCIPAL 150 MERG-A WRNT 05601V103 299 30000 SH SOLE 30000 0 0 BABCOCK & WILCOX ENTERPR COMM 05614L209 591 98022 SH SOLE 98022 0 0 BEBE STORES INC COMM 075571208 1296 179567 SH SOLE 179567 0 0 BTRS Holdings Inc COMM 11778X104 1758 352983 SH SOLE 352983 0 0 CADIZ INC COMM 127537207 158 67746 SH SOLE 67746 0 0 CALAMP CORP COMM 128126109 7017 1682778 SH SOLE 1682778 0 0 COGNYTE SOFTWARE LTD COMM M25133105 2878 677120 SH SOLE 677120 0 0 COLOMBIER ACQUISITION CORP-A WRNT 19533H108 585 60000 SH SOLE 60000 0 0 CONSOLIDATED COMMUNICATIONS. 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