Chief Compliance Officer

0001221073-22-000028.txt : 20220427 0001221073-22-000028.hdr.sgml : 20220427 20220427172435 ACCESSION NUMBER: 0001221073-22-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220427 DATE AS OF CHANGE: 20220427 EFFECTIVENESS DATE: 20220427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galvin, Gaustad & Stein, LLC CENTRAL INDEX KEY: 0001840945 IRS NUMBER: 272327502 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20555 FILM NUMBER: 22861074 BUSINESS ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: (480) 776-1441 MAIL ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001840945 XXXXXXXX 03-31-2022 03-31-2022 false Galvin, Gaustad & Stein, LLC

7377 E. DOUBLETREE RANCH ROAD SUITE 250 Scottsdale AZ 85258

13F HOLDINGS REPORT 028-20555 N Kim Jamieson Chief Compliance Officer 480-776-1441 /s/Kim Jamieson Scottsdale AZ 04-22-2022 0 168 1109410 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 10023 67320 SH SOLE 0 0 67320 ABBVIE INC COM 00287Y109 20915 129017 SH SOLE 0 0 129017 ALPHABET INC CAP STK CL A 02079K305 5696 2048 SH SOLE 0 0 2048 ALPHABET INC CAP STK CL C 02079K107 19295 6908 SH SOLE 0 0 6908 ALTRIA GROUP INC COM 02209S103 604 11561 SH SOLE 0 0 11561 AMAZON COM INC COM 023135106 28740 8816 SH SOLE 0 0 8816 AMGEN INC COM 031162100 8053 33300 SH SOLE 0 0 33300 APPLE INC COM 037833100 25150 144033 SH SOLE 0 0 144033 AUTOZONE INC COM 053332102 10006 4894 SH SOLE 0 0 4894 BERKSHIRE HATHAWAY INC DEL CL A 084670108 529 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2094 5934 SH SOLE 0 0 5934 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1925 1467 SH SOLE 0 0 1467 BK OF AMERICA CORP COM 060505104 7032 170599 SH SOLE 0 0 170599 BLACKSTONE INC COM 09260D107 1747 13759 SH SOLE 0 0 13759 BOK FINL CORP COM NEW 05561Q201 1016 10815 SH SOLE 0 0 10815 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 800 18969 SH SOLE 0 0 18969 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 257 4542 SH SOLE 0 0 4542 BROWN FORMAN CORP CL B 115637209 13928 207826 SH SOLE 0 0 207826 CHEVRON CORP NEW COM 166764100 1412 8670 SH SOLE 0 0 8670 CISCO SYS INC COM 17275R102 7606 136397 SH SOLE 0 0 136397 COCA COLA CO COM 191216100 26604 429101 SH SOLE 0 0 429101 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 24583 274152 SH SOLE 0 0 274152 COMCAST CORP NEW CL A 20030N101 244 5220 SH SOLE 0 0 5220 CONOCOPHILLIPS COM 20825C104 218 2179 SH SOLE 0 0 2179 CONSTELLATION ENERGY CORP COM 21037T109 338 6000 SH SOLE 0 0 6000 COPART INC COM 217204106 9214 73438 SH SOLE 0 0 73438 COSTCO WHSL CORP NEW COM 22160K105 13907 24151 SH SOLE 0 0 24151 DEERE & CO COM 244199105 331 797 SH SOLE 0 0 797 DIREXION SHS ETF TR DLY S&P500 BR 1X 25460E869 2046 140650 SH SOLE 0 0 140650 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 265 3425 SH SOLE 0 0 3425 DISCOVER FINL SVCS COM 254709108 14121 128150 SH SOLE 0 0 128150 DISNEY WALT CO COM 254687106 22519 164178 SH SOLE 0 0 164178 DOCUSIGN INC COM 256163106 214 2000 SH SOLE 0 0 2000 DOLLAR GEN CORP NEW COM 256677105 200 900 SH SOLE 0 0 900 ELECTRONIC ARTS INC COM 285512109 19270 152320 SH SOLE 0 0 152320 ENTERPRISE PRODS PARTNERS L COM 293792107 379 14702 SH SOLE 0 0 14702 EXXON MOBIL CORP COM 30231G102 17811 215655 SH SOLE 0 0 215655 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 721 34429 SH SOLE 0 0 34429 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 5495 101469 SH SOLE 0 0 101469 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 1849 57095 SH SOLE 0 0 57095 FORTINET INC COM 34959E109 362 1058 SH SOLE 0 0 1058 GENERAL DYNAMICS CORP COM 369550108 15307 63466 SH SOLE 0 0 63466 HOME DEPOT INC COM 437076102 5332 17813 SH SOLE 0 0 17813 HONEYWELL INTL INC COM 438516106 6141 31562 SH SOLE 0 0 31562 HOULIHAN LOKEY INC CL A 441593100 334 3802 SH SOLE 0 0 3802 ICON PLC SHS G4705A100 245 1007 SH SOLE 0 0 1007 INTEL CORP COM 458140100 490 9894 SH SOLE 0 0 9894 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 2187 43881 SH SOLE 0 0 43881 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 267 3985 SH SOLE 0 0 3985 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 329 6100 SH SOLE 0 0 6100 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 263 5277 SH SOLE 0 0 5277 INVESCO QQQ TR UNIT SER 1 46090E103 907 2502 SH SOLE 0 0 2502 ISHARES GOLD TR ISHARES NEW 464285204 203 5525 SH SOLE 0 0 5525 ISHARES INC CORE MSCI EMKT 46434G103 12986 233769 SH SOLE 0 0 233769 ISHARES INC MSCI EMERG MRKT 464286533 245 4011 SH SOLE 0 0 4011 ISHARES TR 0-5 YR TIPS ETF 46429B747 15830 150847 SH SOLE 0 0 150847 ISHARES TR 0-5YR HI YL CP 46434V407 1820 41411 SH SOLE 0 0 41411 ISHARES TR CORE MSCI EAFE 46432F842 24613 354096 SH SOLE 0 0 354096 ISHARES TR CORE S&P MCP ETF 464287507 20060 74756 SH SOLE 0 0 74756 ISHARES TR CORE S&P SCP ETF 464287804 15606 144662 SH SOLE 0 0 144662 ISHARES TR CORE S&P TTL STK 464287150 409 4055 SH SOLE 0 0 4055 ISHARES TR CORE S&P500 ETF 464287200 3407 7509 SH SOLE 0 0 7509 ISHARES TR CORE US AGGBD ET 464287226 18626 173910 SH SOLE 0 0 173910 ISHARES TR EAFE SML CP ETF 464288273 510 7690 SH SOLE 0 0 7690 ISHARES TR FLTG RATE NT ETF 46429B655 459 9086 SH SOLE 0 0 9086 ISHARES TR ISHS 1-5YR INVS 464288646 12408 239915 SH SOLE 0 0 239915 ISHARES TR ISHS 5-10YR INVT 464288638 7185 130941 SH SOLE 0 0 130941 ISHARES TR MBS ETF 464288588 20585 202073 SH SOLE 0 0 202073 ISHARES TR MSCI ACWI EX US 464288240 211 4035 SH SOLE 0 0 4035 ISHARES TR MSCI EAFE ETF 464287465 262 3559 SH SOLE 0 0 3559 ISHARES TR MSCI EAFE MIN VL 46429B689 379 5257 SH SOLE 0 0 5257 ISHARES TR NATIONAL MUN ETF 464288414 3600 32837 SH SOLE 0 0 32837 ISHARES TR RUS 1000 ETF 464287622 702 2806 SH SOLE 0 0 2806 ISHARES TR RUS 1000 GRW ETF 464287614 1189 4284 SH SOLE 0 0 4284 ISHARES TR RUS 1000 VAL ETF 464287598 640 3858 SH SOLE 0 0 3858 ISHARES TR RUS 2000 GRW ETF 464287648 253 991 SH SOLE 0 0 991 ISHARES TR RUS 2000 VAL ETF 464287630 290 1800 SH SOLE 0 0 1800 ISHARES TR RUS MID CAP ETF 464287499 298 3823 SH SOLE 0 0 3823 ISHARES TR RUSSELL 2000 ETF 464287655 251 1225 SH SOLE 0 0 1225 ISHARES TR S&P 500 GRWT ETF 464287309 474 6202 SH SOLE 0 0 6202 ISHARES TR S&P 500 VAL ETF 464287408 355 2282 SH SOLE 0 0 2282 ISHARES TR SHRT NAT MUN ETF 464288158 1664 15908 SH SOLE 0 0 15908 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 2391 42323 SH SOLE 0 0 42323 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 1038 21232 SH SOLE 0 0 21232 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 13405 266669 SH SOLE 0 0 266669 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4736 93514 SH SOLE 0 0 93514 JOHNSON & JOHNSON COM 478160104 3998 22558 SH SOLE 0 0 22558 JPMORGAN CHASE & CO COM 46625H100 28282 207468 SH SOLE 0 0 207468 LILLY ELI & CO COM 532457108 1553 5422 SH SOLE 0 0 5422 LOCKHEED MARTIN CORP COM 539830109 286 649 SH SOLE 0 0 649 LOWES COS INC COM 548661107 1678 8301 SH SOLE 0 0 8301 LULULEMON ATHLETICA INC COM 550021109 451 1236 SH SOLE 0 0 1236 MASTERCARD INCORPORATED CL A 57636Q104 13955 39048 SH SOLE 0 0 39048 MCKESSON CORP COM 58155Q103 585 1910 SH SOLE 0 0 1910 MERCK & CO INC COM 58933Y105 428 5211 SH SOLE 0 0 5211 META PLATFORMS INC CL A 30303M102 21237 95510 SH SOLE 0 0 95510 MICROSOFT CORP COM 594918104 33975 110198 SH SOLE 0 0 110198 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 776 15045 SH SOLE 0 0 15045 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 519 6229 SH SOLE 0 0 6229 NIKE INC CL B 654106103 12600 93640 SH SOLE 0 0 93640 NVIDIA CORPORATION COM 67066G104 1077 3946 SH SOLE 0 0 3946 PEPSICO INC COM 713448108 229 1369 SH SOLE 0 0 1369 PHILIP MORRIS INTL INC COM 718172109 17445 185701 SH SOLE 0 0 185701 PPL CORP COM 69351T106 9225 323005 SH SOLE 0 0 323005 PROCTER AND GAMBLE CO COM 742718109 11747 76879 SH SOLE 0 0 76879 PROSHARES TR LARGE CAP CRE 74347R248 266 4950 SH SOLE 0 0 4950 PROSHARES TR ULTRAPRO SHT QQQ 74347G432 236 7000 SH SOLE 0 0 7000 QUALTRICS INTL INC COM CL A 747601201 428 15000 SH SOLE 0 0 15000 QUEST DIAGNOSTICS INC COM 74834L100 23746 173503 SH SOLE 0 0 173503 RAYTHEON TECHNOLOGIES CORP COM 75513E101 802 8093 SH SOLE 0 0 8093 SALESFORCE COM INC COM 79466L302 963 4534 SH SOLE 0 0 4534 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 11609 218016 SH SOLE 0 0 218016 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 10394 209801 SH SOLE 0 0 209801 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1131 14340 SH SOLE 0 0 14340 SCHWAB STRATEGIC TR US REIT ETF 808524847 224 8983 SH SOLE 0 0 8983 SELECT SECTOR SPDR TR ENERGY 81369Y506 670 8761 SH SOLE 0 0 8761 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 7871 205396 SH SOLE 0 0 205396 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 543 2933 SH SOLE 0 0 2933 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 240 1754 SH SOLE 0 0 1754 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1004 6317 SH SOLE 0 0 6317 SIGNATURE BK NEW YORK N Y COM 82669G104 763 2600 SH SOLE 0 0 2600 SPDR S&P 500 ETF TR TR UNIT 78462F103 553 1225 SH SOLE 0 0 1225 SPDR SER TR BLOOMBERG INVT 78468R200 1545 50680 SH SOLE 0 0 50680 SPDR SER TR PORTFOLIO SHORT 78464A474 8370 277780 SH SOLE 0 0 277780 STARBUCKS CORP COM 855244109 21058 231478 SH SOLE 0 0 231478 SVB FINANCIAL GROUP COM 78486Q101 976 1745 SH SOLE 0 0 1745 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2011 19287 SH SOLE 0 0 19287 TESLA INC COM 88160R101 723 671 SH SOLE 0 0 671 TRUIST FINL CORP COM 89832Q109 7814 137809 SH SOLE 0 0 137809 UNION PAC CORP COM 907818108 21829 79898 SH SOLE 0 0 79898 UNITED PARCEL SERVICE INC CL B 911312106 14220 66308 SH SOLE 0 0 66308 UNITEDHEALTH GROUP INC COM 91324P102 38342 75185 SH SOLE 0 0 75185 US BANCORP DEL COM NEW 902973304 9962 187426 SH SOLE 0 0 187426 VALERO ENERGY CORP COM 91913Y100 239 2350 SH SOLE 0 0 2350 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 17856 229217 SH SOLE 0 0 229217 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1916 24084 SH SOLE 0 0 24084 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 5056 102366 SH SOLE 0 0 102366 VANGUARD INDEX FDS GROWTH ETF 922908736 406 1411 SH SOLE 0 0 1411 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 245 1100 SH SOLE 0 0 1100 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 717 4790 SH SOLE 0 0 4790 VANGUARD INDEX FDS MID CAP ETF 922908629 3451 14511 SH SOLE 0 0 14511 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 9703 89533 SH SOLE 0 0 89533 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1369 3298 SH SOLE 0 0 3298 VANGUARD INDEX FDS SM CP VAL ETF 922908611 964 5480 SH SOLE 0 0 5480 VANGUARD INDEX FDS SMALL CP ETF 922908751 6725 31642 SH SOLE 0 0 31642 VANGUARD INDEX FDS SML CP GRW ETF 922908595 215 867 SH SOLE 0 0 867 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2260 9925 SH SOLE 0 0 9925 VANGUARD INDEX FDS VALUE ETF 922908744 741 5013 SH SOLE 0 0 5013 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 840 14587 SH SOLE 0 0 14587 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9498 205904 SH SOLE 0 0 205904 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 14625 118052 SH SOLE 0 0 118052 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 4577 88794 SH SOLE 0 0 88794 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 13013 151240 SH SOLE 0 0 151240 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1797 19183 SH SOLE 0 0 19183 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10973 140512 SH SOLE 0 0 140512 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 873 5382 SH SOLE 0 0 5382 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 22759 473860 SH SOLE 0 0 473860 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 624 7893 SH SOLE 0 0 7893 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 623 6667 SH SOLE 0 0 6667 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 288 1132 SH SOLE 0 0 1132 VANGUARD WORLD FDS INF TECH ETF 92204A702 531 1274 SH SOLE 0 0 1274 VERIZON COMMUNICATIONS INC COM 92343V104 26553 521253 SH SOLE 0 0 521253 VISA INC COM CL A 92826C839 6604 29779 SH SOLE 0 0 29779 WALMART INC COM 931142103 6841 45935 SH SOLE 0 0 45935 WASTE MGMT INC DEL COM 94106L109 14825 93531 SH SOLE 0 0 93531 WEC ENERGY GROUP INC COM 92939U106 8012 80269 SH SOLE 0 0 80269 WELLS FARGO CO NEW PERP PFD CNV A 949746804 18578 14021 SH SOLE 0 0 14021 WISDOMTREE TR US QTLY DIV GRT 97717X669 363 5700 SH SOLE 0 0 5700