Chief Compliance Officer

0001221073-21-000048.txt : 20210419 0001221073-21-000048.hdr.sgml : 20210419 20210419100932 ACCESSION NUMBER: 0001221073-21-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 EFFECTIVENESS DATE: 20210419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galvin, Gaustad & Stein, LLC CENTRAL INDEX KEY: 0001840945 IRS NUMBER: 272327502 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20555 FILM NUMBER: 21833542 BUSINESS ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: (480) 776-1441 MAIL ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001840945 XXXXXXXX 03-31-2021 03-31-2021 false Galvin, Gaustad & Stein, LLC

7377 E. DOUBLETREE RANCH ROAD SUITE 250 Scottsdale AZ 85258

13F HOLDINGS REPORT 028-20555 N Kim Jamieson Chief Compliance Officer 480-776-1441 /s/Kim Jamieson Scottsdale AZ 04-15-2021 0 188 993880 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 4542 23571 SH SOLE 0 0 23571 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 565 2045 SH SOLE 0 0 2045 AIR PRODS & CHEMS INC COM 009158106 20426 72604 SH SOLE 0 0 72604 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 745 3288 SH SOLE 0 0 3288 ALPHABET INC CAP STK CL A 02079K305 3455 1675 SH SOLE 0 0 1675 ALPHABET INC CAP STK CL C 02079K107 20258 9793 SH SOLE 0 0 9793 ALTRIA GROUP INC COM 02209S103 9284 181470 SH SOLE 0 0 181470 AMAZON COM INC COM 023135106 21080 6813 SH SOLE 0 0 6813 AMERICAN EXPRESS CO COM 025816109 231 1630 SH SOLE 0 0 1630 AMGEN INC COM 031162100 788 3166 SH SOLE 0 0 3166 APPLE INC COM 037833100 21058 172393 SH SOLE 0 0 172393 AT&T INC COM 00206R102 330 10903 SH SOLE 0 0 10903 AUTOZONE INC COM 053332102 5442 3875 SH SOLE 0 0 3875 BANK NEW YORK MELLON CORP COM 064058100 246 5205 SH SOLE 0 0 5205 BCE INC COM NEW 05534B760 8294 183743 SH SOLE 0 0 183743 BERKSHIRE HATHAWAY INC DEL CL A 084670108 386 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1706 6677 SH SOLE 0 0 6677 BK OF AMERICA CORP COM 060505104 6380 164900 SH SOLE 0 0 164900 BLACKSTONE GROUP INC COM 09260D107 1108 14865 SH SOLE 0 0 14865 BRISTOL-MYERS SQUIBB CO COM 110122108 1678 26583 SH SOLE 0 0 26583 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1256 32429 SH SOLE 0 0 32429 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 201 4510 SH SOLE 0 0 4510 CERNER CORP COM 156782104 14402 200357 SH SOLE 0 0 200357 CHEVRON CORP NEW COM 166764100 897 8558 SH SOLE 0 0 8558 CHEWY INC CL A 16679L109 468 5525 SH SOLE 0 0 5525 CISCO SYS INC COM 17275R102 11725 226749 SH SOLE 0 0 226749 COCA COLA CO COM 191216100 11021 209081 SH SOLE 0 0 209081 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 15296 195799 SH SOLE 0 0 195799 COMCAST CORP NEW CL A 20030N101 1057 19534 SH SOLE 0 0 19534 COSTCO WHSL CORP NEW COM 22160K105 12223 34676 SH SOLE 0 0 34676 CROWDSTRIKE HLDGS INC CL A 22788C105 456 2500 SH SOLE 0 0 2500 CUMMINS INC COM 231021106 2246 8667 SH SOLE 0 0 8667 DEERE & CO COM 244199105 295 789 SH SOLE 0 0 789 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 263 3425 SH SOLE 0 0 3425 DISCOVER FINL SVCS COM 254709108 10604 111631 SH SOLE 0 0 111631 DISNEY WALT CO COM 254687106 353 1911 SH SOLE 0 0 1911 ELECTRONIC ARTS INC COM 285512109 5444 40218 SH SOLE 0 0 40218 ENTERPRISE PRODS PARTNERS L COM 293792107 805 36565 SH SOLE 0 0 36565 EXXON MOBIL CORP COM 30231G102 8023 143698 SH SOLE 0 0 143698 FACEBOOK INC CL A 30303M102 17745 60248 SH SOLE 0 0 60248 FARFETCH LTD ORD SH CL A 30744W107 636 12000 SH SOLE 0 0 12000 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 328 4300 SH SOLE 0 0 4300 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 563 42518 SH SOLE 0 0 42518 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 4456 91025 SH SOLE 0 0 91025 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 1397 50819 SH SOLE 0 0 50819 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 245 5905 SH SOLE 0 0 5905 FORTINET INC COM 34959E109 841 4558 SH SOLE 0 0 4558 GENERAL DYNAMICS CORP COM 369550108 12016 66183 SH SOLE 0 0 66183 HOME DEPOT INC COM 437076102 3509 11496 SH SOLE 0 0 11496 HONEYWELL INTL INC COM 438516106 7179 33070 SH SOLE 0 0 33070 HOULIHAN LOKEY INC CL A 441593100 363 5465 SH SOLE 0 0 5465 HUNTINGTON INGALLS INDS INC COM 446413106 2385 11586 SH SOLE 0 0 11586 ICON PLC SHS G4705A100 699 3561 SH SOLE 0 0 3561 INTEL CORP COM 458140100 7533 117709 SH SOLE 0 0 117709 INTERNATIONAL BUSINESS MACHS COM 459200101 710 5325 SH SOLE 0 0 5325 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 5193 102863 SH SOLE 0 0 102863 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 289 4965 SH SOLE 0 0 4965 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 338 15294 SH SOLE 0 0 15294 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 219 1547 SH SOLE 0 0 1547 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 278 6261 SH SOLE 0 0 6261 INVESCO QQQ TR UNIT SER 1 46090E103 247 774 SH SOLE 0 0 774 ISHARES GOLD TR ISHARES 464285105 191 11721 SH SOLE 0 0 11721 ISHARES INC CORE MSCI EMKT 46434G103 14191 220497 SH SOLE 0 0 220497 ISHARES INC MSCI EMERG MRKT 464286533 243 3840 SH SOLE 0 0 3840 ISHARES TR 0-5 YR TIPS ETF 46429B747 3841 36328 SH SOLE 0 0 36328 ISHARES TR 0-5YR HI YL CP 46434V407 10305 224955 SH SOLE 0 0 224955 ISHARES TR CORE MSCI EAFE 46432F842 22092 306625 SH SOLE 0 0 306625 ISHARES TR CORE S&P MCP ETF 464287507 19884 76395 SH SOLE 0 0 76395 ISHARES TR CORE S&P SCP ETF 464287804 16345 150604 SH SOLE 0 0 150604 ISHARES TR CORE S&P TTL STK 464287150 409 4461 SH SOLE 0 0 4461 ISHARES TR CORE S&P500 ETF 464287200 4735 11902 SH SOLE 0 0 11902 ISHARES TR CORE US AGGBD ET 464287226 19392 170355 SH SOLE 0 0 170355 ISHARES TR EAFE SML CP ETF 464288273 603 8388 SH SOLE 0 0 8388 ISHARES TR FLTG RATE NT ETF 46429B655 2230 43923 SH SOLE 0 0 43923 ISHARES TR ISHS 1-5YR INVS 464288646 15461 282759 SH SOLE 0 0 282759 ISHARES TR ISHS 5-10YR INVT 464288638 8880 149925 SH SOLE 0 0 149925 ISHARES TR MBS ETF 464288588 17754 163750 SH SOLE 0 0 163750 ISHARES TR MSCI ACWI EX US 464288240 274 4963 SH SOLE 0 0 4963 ISHARES TR MSCI EAFE ETF 464287465 329 4342 SH SOLE 0 0 4342 ISHARES TR MSCI EAFE MIN VL 46429B689 437 5984 SH SOLE 0 0 5984 ISHARES TR NATIONAL MUN ETF 464288414 3918 33762 SH SOLE 0 0 33762 ISHARES TR RUS 1000 GRW ETF 464287614 1241 5107 SH SOLE 0 0 5107 ISHARES TR RUS 1000 VAL ETF 464287598 636 4194 SH SOLE 0 0 4194 ISHARES TR RUS 2000 GRW ETF 464287648 298 991 SH SOLE 0 0 991 ISHARES TR RUS 2000 VAL ETF 464287630 319 2001 SH SOLE 0 0 2001 ISHARES TR RUS MID CAP ETF 464287499 389 5263 SH SOLE 0 0 5263 ISHARES TR RUSSELL 2000 ETF 464287655 268 1215 SH SOLE 0 0 1215 ISHARES TR S&P 500 GRWT ETF 464287309 455 6987 SH SOLE 0 0 6987 ISHARES TR S&P 500 VAL ETF 464287408 463 3275 SH SOLE 0 0 3275 ISHARES TR SHRT NAT MUN ETF 464288158 2315 21473 SH SOLE 0 0 21473 ISHARES TR SP SMCP600VL ETF 464287879 278 2756 SH SOLE 0 0 2756 ISHARES TR U.S. TECH ETF 464287721 200 2280 SH SOLE 0 0 2280 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 2696 44200 SH SOLE 0 0 44200 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 481 9340 SH SOLE 0 0 9340 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 13759 271087 SH SOLE 0 0 271087 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4255 83371 SH SOLE 0 0 83371 JD.COM INC SPON ADR CL A 47215P106 506 6000 SH SOLE 0 0 6000 JOHNSON & JOHNSON COM 478160104 4497 27364 SH SOLE 0 0 27364 JPMORGAN CHASE & CO COM 46625H100 30428 199884 SH SOLE 0 0 199884 KIMBERLY-CLARK CORP COM 494368103 4626 33266 SH SOLE 0 0 33266 LILLY ELI & CO COM 532457108 1458 7806 SH SOLE 0 0 7806 LOCKHEED MARTIN CORP COM 539830109 2700 7308 SH SOLE 0 0 7308 LOWES COS INC COM 548661107 1742 9160 SH SOLE 0 0 9160 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3406 32732 SH SOLE 0 0 32732 MASTERCARD INCORPORATED CL A 57636Q104 14263 40059 SH SOLE 0 0 40059 MCKESSON CORP COM 58155Q103 2670 13691 SH SOLE 0 0 13691 MERCK & CO. INC COM 58933Y105 14132 183323 SH SOLE 0 0 183323 MICROSOFT CORP COM 594918104 26703 113257 SH SOLE 0 0 113257 NETFLIX INC COM 64110L106 257 492 SH SOLE 0 0 492 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 1560 31195 SH SOLE 0 0 31195 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 367 5037 SH SOLE 0 0 5037 NIKE INC CL B 654106103 7632 57430 SH SOLE 0 0 57430 NVIDIA CORPORATION COM 67066G104 344 645 SH SOLE 0 0 645 OKTA INC CL A 679295105 292 1326 SH SOLE 0 0 1326 OMNICOM GROUP INC COM 681919106 4310 58123 SH SOLE 0 0 58123 ORACLE CORP COM 68389X105 16339 232853 SH SOLE 0 0 232853 PEPSICO INC COM 713448108 2976 21039 SH SOLE 0 0 21039 PFIZER INC COM 717081103 386 10656 SH SOLE 0 0 10656 PHILIP MORRIS INTL INC COM 718172109 13557 152767 SH SOLE 0 0 152767 PINNACLE WEST CAP CORP COM 723484101 5302 65176 SH SOLE 0 0 65176 PPL CORP COM 69351T106 10476 363230 SH SOLE 0 0 363230 PROCTER AND GAMBLE CO COM 742718109 2412 17807 SH SOLE 0 0 17807 QUALCOMM INC COM 747525103 219 1655 SH SOLE 0 0 1655 QUEST DIAGNOSTICS INC COM 74834L100 14956 116536 SH SOLE 0 0 116536 RAYTHEON TECHNOLOGIES CORP COM 75513E101 4923 63708 SH SOLE 0 0 63708 REVOLVE GROUP INC CL A 76156B107 359 8000 SH SOLE 0 0 8000 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 354 7000 SH SOLE 0 0 7000 SALESFORCE COM INC COM 79466L302 279 1319 SH SOLE 0 0 1319 SCHLUMBERGER LTD COM 806857108 262 9634 SH SOLE 0 0 9634 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 7435 131806 SH SOLE 0 0 131806 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 17534 341719 SH SOLE 0 0 341719 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1223 16778 SH SOLE 0 0 16778 SCHWAB STRATEGIC TR US REIT ETF 808524847 201 4891 SH SOLE 0 0 4891 SELECT SECTOR SPDR TR ENERGY 81369Y506 908 18505 SH SOLE 0 0 18505 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1164 6928 SH SOLE 0 0 6928 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 548 4695 SH SOLE 0 0 4695 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7740 227317 SH SOLE 0 0 227317 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 758 11842 SH SOLE 0 0 11842 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 334 4235 SH SOLE 0 0 4235 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 966 7275 SH SOLE 0 0 7275 SHOPIFY INC CL A 82509L107 277 250 SH SOLE 0 0 250 SOUTHWEST AIRLS CO COM 844741108 1152 18873 SH SOLE 0 0 18873 SPDR S&P 500 ETF TR TR UNIT 78462F103 508 1283 SH SOLE 0 0 1283 SPDR SER TR BLOMBERG BRC INV 78468R200 1443 47095 SH SOLE 0 0 47095 SPDR SER TR PORTFOLIO SHORT 78464A474 14960 477809 SH SOLE 0 0 477809 STARBUCKS CORP COM 855244109 18578 170023 SH SOLE 0 0 170023 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3407 28802 SH SOLE 0 0 28802 TESLA INC COM 88160R101 416 623 SH SOLE 0 0 623 TRUIST FINL CORP COM 89832Q109 12006 205862 SH SOLE 0 0 205862 TURNING PT BRANDS INC COM 90041L105 209 4004 SH SOLE 0 0 4004 UNION PAC CORP COM 907818108 13141 59622 SH SOLE 0 0 59622 UNITED PARCEL SERVICE INC CL B 911312106 12546 73807 SH SOLE 0 0 73807 UNITEDHEALTH GROUP INC COM 91324P102 23444 63011 SH SOLE 0 0 63011 US BANCORP DEL COM NEW 902973304 8882 160588 SH SOLE 0 0 160588 VALERO ENERGY CORP COM 91913Y100 2611 36469 SH SOLE 0 0 36469 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 20565 250212 SH SOLE 0 0 250212 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 863 10184 SH SOLE 0 0 10184 VANGUARD INDEX FDS GROWTH ETF 922908736 436 1696 SH SOLE 0 0 1696 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 236 1100 SH SOLE 0 0 1100 VANGUARD INDEX FDS MID CAP ETF 922908629 2036 9198 SH SOLE 0 0 9198 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8624 93883 SH SOLE 0 0 93883 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 672 1845 SH SOLE 0 0 1845 VANGUARD INDEX FDS SM CP VAL ETF 922908611 200 1210 SH SOLE 0 0 1210 VANGUARD INDEX FDS SMALL CP ETF 922908751 6519 30450 SH SOLE 0 0 30450 VANGUARD INDEX FDS SML CP GRW ETF 922908595 359 1307 SH SOLE 0 0 1307 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2309 11172 SH SOLE 0 0 11172 VANGUARD INDEX FDS VALUE ETF 922908744 731 5563 SH SOLE 0 0 5563 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9496 182447 SH SOLE 0 0 182447 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 8951 69732 SH SOLE 0 0 69732 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 4166 76244 SH SOLE 0 0 76244 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 15996 171945 SH SOLE 0 0 171945 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 779 7693 SH SOLE 0 0 7693 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 13910 168610 SH SOLE 0 0 168610 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1405 9550 SH SOLE 0 0 9550 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 17419 354695 SH SOLE 0 0 354695 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 207 2050 SH SOLE 0 0 2050 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 965 11655 SH SOLE 0 0 11655 VANGUARD WORLD FD MEGA CAP INDEX 921910873 221 1575 SH SOLE 0 0 1575 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 657 7780 SH SOLE 0 0 7780 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 290 1266 SH SOLE 0 0 1266 VANGUARD WORLD FDS INF TECH ETF 92204A702 567 1581 SH SOLE 0 0 1581 VEEVA SYS INC CL A COM 922475108 261 1000 SH SOLE 0 0 1000 VERIZON COMMUNICATIONS INC COM 92343V104 24998 429882 SH SOLE 0 0 429882 VISA INC COM CL A 92826C839 4572 21594 SH SOLE 0 0 21594 WALMART INC COM 931142103 6659 49022 SH SOLE 0 0 49022 WASTE MGMT INC DEL COM 94106L109 8662 67139 SH SOLE 0 0 67139 WELLS FARGO CO NEW COM 949746101 863 22098 SH SOLE 0 0 22098 WISDOMTREE TR US QTLY DIV GRT 97717X669 429 7500 SH SOLE 0 0 7500