0001140361-24-013625.txt : 20240315 0001140361-24-013625.hdr.sgml : 20240315 20240315201613 ACCESSION NUMBER: 0001140361-24-013625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240314 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brand Florian CENTRAL INDEX KEY: 0001860682 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40493 FILM NUMBER: 24756634 MAIL ADDRESS: STREET 1: C/O ATAI LIFE SCIENCES N.V. STREET 2: 180 VARICK STREET CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATAI Life Sciences N.V. CENTRAL INDEX KEY: 0001840904 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WALLSTRASSE 16 CITY: BERLIN STATE: 2M ZIP: 10179 BUSINESS PHONE: (617)-699-5876 MAIL ADDRESS: STREET 1: 524 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: ATAI Life Sciences B.V. DATE OF NAME CHANGE: 20210115 4 1 form4.xml FORM 4 X0508 4 2024-03-14 0001840904 ATAI Life Sciences N.V. ATAI 0001860682 Brand Florian WALLSTRASSE 16 BERLIN 2M 10179 GERMANY true See Remarks false Common Shares 2024-03-14 4 M 0 350000 A 480000 D Common Shares 2333 I By Spouse Restricted Stock Unit 2024-03-14 4 M 0 350000 0 D Common Shares 350000 350000 D Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. Co-Founder & Chief Executive Officer /s/ Ryan Barrett , Attorney-in-fact 2024-03-15