0001209191-23-054556.txt : 20231106 0001209191-23-054556.hdr.sgml : 20231106 20231106172338 ACCESSION NUMBER: 0001209191-23-054556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231102 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joyner Travis M. CENTRAL INDEX KEY: 0001872334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40125 FILM NUMBER: 231380844 MAIL ADDRESS: STREET 1: C/O LOCAL BOUNTI CORPORATION STREET 2: 490 FOLEY LANE CITY: HAMILTON STATE: MT ZIP: 59840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Local Bounti Corporation/DE CENTRAL INDEX KEY: 0001840780 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981584830 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 W. MAIN ST. CITY: HAMILTON STATE: MT ZIP: 59840 BUSINESS PHONE: 406-361-3711 MAIL ADDRESS: STREET 1: 400 W. MAIN ST. CITY: HAMILTON STATE: MT ZIP: 59840 FORMER COMPANY: FORMER CONFORMED NAME: Leo Holdings III Corp. DATE OF NAME CHANGE: 20210115 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-02 0 0001840780 Local Bounti Corporation/DE LOCL 0001872334 Joyner Travis M. C/O LOCAL BOUNTI CORPORATION 400 W. MAIN ST. HAMILTON MT 59840 1 1 1 0 Chief Technology Officer 0 Common Stock 2023-11-02 4 P 0 4220.268 2.3695 A 35799.791 I By Spouse Common Stock 50290.019 I By Spouse's 401(K) Common Stock 1078653 I By McLeod Management Co., LLC Common Stock 157074 D This transaction was executed in multiple trades at prices ranging from $2.30 to $2.39. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. These shares are held by McLeod Management Co. LLC ("McLeod"). The Reporting Person serves as a managing member of McLeod and as such, has sole voting and dispositive power with respect to the shares held by McLeod and may be deemed to beneficially own the shares held by McLeod. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. /s/ Kathleen Valiasek, as Attorney-in-Fact for Travis M. Joyner 2023-11-06