0001209191-23-053990.txt : 20231031 0001209191-23-053990.hdr.sgml : 20231031 20231031191526 ACCESSION NUMBER: 0001209191-23-053990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fabrega Anna M. CENTRAL INDEX KEY: 0001931076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40125 FILM NUMBER: 231366141 MAIL ADDRESS: STREET 1: C/O AMERICAN PUBLIC EDUCATION, INC. STREET 2: 111 WEST CONGRESS STREET CITY: CHARLES TOWN STATE: WV ZIP: 25414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Local Bounti Corporation/DE CENTRAL INDEX KEY: 0001840780 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981584830 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 W. MAIN ST. CITY: HAMILTON STATE: MT ZIP: 59840 BUSINESS PHONE: 406-361-3711 MAIL ADDRESS: STREET 1: 400 W. MAIN ST. CITY: HAMILTON STATE: MT ZIP: 59840 FORMER COMPANY: FORMER CONFORMED NAME: Leo Holdings III Corp. DATE OF NAME CHANGE: 20210115 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-31 0 0001840780 Local Bounti Corporation/DE LOCL 0001931076 Fabrega Anna M. C/O LOCAL BOUNTI CORPORATION 400 W. MAIN ST. HAMILTON MT 59840 0 1 0 0 Chief Executive Officer 0 Common Stock 2023-10-31 4 P 0 18801 1.3289 A 230340 D This transaction was executed in multiple trades at prices ranging from $1.24 to $1.37. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. /s/ Kathleen Valiasek, as Attorney-in-Fact for Anna M. Fabrega 2023-10-31