Chief Compliance Officer

0001398344-22-022112.txt : 20221114 0001398344-22-022112.hdr.sgml : 20221114 20221114161435 ACCESSION NUMBER: 0001398344-22-022112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Running Point Capital Advisors, LLC CENTRAL INDEX KEY: 0001840629 IRS NUMBER: 843107632 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20558 FILM NUMBER: 221385501 BUSINESS ADDRESS: STREET 1: 101 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 305 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 424-502-3500 MAIL ADDRESS: STREET 1: 101 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 305 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001840629 XXXXXXXX 09-30-2022 09-30-2022 false Running Point Capital Advisors, LLC

101 N. PACIFIC COAST HIGHWAY SUITE 305 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-20558 N James Schlager Chief Compliance Officer 424-502-3501 /s/ James Schlager El Segundo CA 11-14-2022 0 225 150930 INFORMATION TABLE 2 fp0080413-1_13fhr-table.xml 13F INFORMATION TABLE ACADIA PHARMACEUTICALS INC COM 004225108 164 10000 SH SOLE 10000 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 15 10000 SH SOLE 10000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 11 10000 SH SOLE 10000 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 14 15000 SH SOLE 15000 0 0 AGNC INVT CORP COM 00123Q104 84 10000 SH SOLE 10000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 3 10000 SH SOLE 10000 0 0 ALPHABET INC CAP STK CL C 02079K107 146 1514 SH SOLE 1514 0 0 ALPHABET INC CAP STK CL A 02079K305 235 2459 SH SOLE 2459 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 18 16100 SH SOLE 16100 0 0 AMAZON COM INC COM 023135106 516 4565 SH SOLE 4565 0 0 AMICUS THERAPEUTICS INC COM 03152W109 104 10000 SH SOLE 10000 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 20 10000 SH SOLE 10000 0 0 APPLE INC COM 037833100 2444 17687 SH SOLE 17687 0 0 AQUESTIVE THERAPEUTICS INC COM 03843E104 12 10000 SH SOLE 10000 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1074 17334 SH SOLE 17334 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 27 10000 SH SOLE 10000 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 16 10000 SH SOLE 10000 0 0 AT&T INC COM 00206R102 226 14714 SH SOLE 14714 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 38 10000 SH SOLE 10000 0 0 ATHENEX INC COM 04685N103 3 10000 SH SOLE 10000 0 0 AVROBIO INC COM 05455M100 6 10000 SH SOLE 10000 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 261 5477 SH SOLE 5477 0 0 BEYOND MEAT INC COM 08862E109 284 20050 SH SOLE 20050 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 154 15000 SH SOLE 15000 0 0 BLACKROCK CORPOR HI YLD FD I RIGHT 10/13/2022 09255L114 0 10000 SH SOLE 10000 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 86 10000 SH SOLE 10000 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 95 10000 SH SOLE 10000 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 115 10625 SH SOLE 10625 0 0 BLACKROCK ENHANCD CAP & INM COM 09256A109 247 15000 SH SOLE 15000 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 220 25000 SH SOLE 25000 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 45 10000 SH SOLE 10000 0 0 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 143 15000 SH SOLE 15000 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 322 30000 SH SOLE 30000 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 92 10640 SH SOLE 10640 0 0 BRP GROUP INC COM CL A 05589G102 374 14202 SH SOLE 14202 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 101 10000 SH SOLE 10000 0 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 4 10000 SH SOLE 10000 0 0 CISCO SYS INC COM 17275R102 211 5272 SH SOLE 5272 0 0 CITIGROUP INC COM NEW 172967424 353 8477 SH SOLE 8477 0 0 CLOVIS ONCOLOGY INC COM 189464100 12 10000 SH SOLE 10000 0 0 CONDUENT INC COM 206787103 67 20000 SH SOLE 20000 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 403 8661 SH SOLE 8661 0 0 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 238 6103 SH SOLE 6103 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 3318 149209 SH SOLE 149209 0 0 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 1343 45347 SH SOLE 45347 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 497 19281 SH SOLE 19281 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 10 10000 SH SOLE 10000 0 0 DNP SELECT INCOME FD INC COM 23325P104 104 10000 SH SOLE 10000 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 128 15000 SH SOLE 15000 0 0 EATON VANCE MUN BD FD COM 27827X101 97 10000 SH SOLE 10000 0 0 EATON VANCE RISK-MANAGED DIV COM 27829G106 83 10000 SH SOLE 10000 0 0 EATON VANCE TAX-MANAGED DIVE COM 27828N102 109 10000 SH SOLE 10000 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829C105 114 15000 SH SOLE 15000 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 109 15000 SH SOLE 15000 0 0 ENVIVA INC COM 29415B103 228 3800 SH SOLE 3800 0 0 EXXON MOBIL CORP COM 30231G102 382 4371 SH SOLE 4371 0 0 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 1249 29755 SH SOLE 29755 0 0 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 1357 28980 SH SOLE 28980 0 0 GEMINI THERAPEUTICS INC COM 36870G105 16 10000 SH SOLE 10000 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 79 10474 SH SOLE 10474 0 0 GLOBAL X FDS US PFD ETF 37954Y657 786 38329 SH SOLE 38329 0 0 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 4 200 SH SOLE 200 0 0 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 415 7792 SH SOLE 7792 0 0 GRITSTONE BIO INC COM 39868T105 26 10000 SH SOLE 10000 0 0 HARMONIC INC COM 413160102 141 10814 SH SOLE 10814 0 0 HERSHEY CO COM 427866108 246 1114 SH SOLE 1114 0 0 HOME DEPOT INC COM 437076102 343 1243 SH SOLE 1243 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 17 10000 SH SOLE 10000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 140 10000 SH SOLE 10000 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 635 12849 SH SOLE 12849 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 180 20000 SH SOLE 20000 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 528 22805 SH SOLE 22805 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 6 109 SH SOLE 109 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 180 15153 SH SOLE 15153 0 0 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 680 30776 SH SOLE 30776 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 323 11246 SH SOLE 11246 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 0 1 SH SOLE 1 0 0 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 31 1858 SH SOLE 1858 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 820 7458 SH SOLE 7458 0 0 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 238 12470 SH SOLE 12470 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 0 10 SH SOLE 10 0 0 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 101 2544 SH SOLE 2544 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 17 120 SH SOLE 120 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 0 1 SH SOLE 1 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1035 68825 SH SOLE 68825 0 0 INVESCO LTD SHS G491BT108 178 13000 SH SOLE 13000 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 137 15000 SH SOLE 15000 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 91 10000 SH SOLE 10000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 17735 66358 SH SOLE 66358 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 91 10000 SH SOLE 10000 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 187 20000 SH SOLE 20000 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 115 10000 SH SOLE 10000 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 83 935 SH SOLE 935 0 0 ISHARES INC MSCI EQUAL WEITE 464286681 9506 142332 SH SOLE 142332 0 0 ISHARES INC CORE MSCI EMKT 46434G103 7056 164171 SH SOLE 164171 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 0 1 SH SOLE 1 0 0 ISHARES INC MSCI EMERG MKT 46434G889 28 736 SH SOLE 736 0 0 ISHARES TR CORE S&P TTL STK 464287150 84 1061 SH SOLE 1061 0 0 ISHARES TR CORE S&P500 ETF 464287200 115 322 SH SOLE 322 0 0 ISHARES TR CORE US AGGBD ET 464287226 1395 14475 SH SOLE 14475 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1967 56382 SH SOLE 56382 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1111 10848 SH SOLE 10848 0 0 ISHARES TR 20 YR TR BD ETF 464287432 846 8253 SH SOLE 8253 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 29 363 SH SOLE 363 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 5 49 SH SOLE 49 0 0 ISHARES TR RUS MID CAP ETF 464287499 17 268 SH SOLE 268 0 0 ISHARES TR CORE S&P MCP ETF 464287507 398 1817 SH SOLE 1817 0 0 ISHARES TR EXPANDED TECH 464287515 72 289 SH SOLE 289 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 10 80 SH SOLE 80 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 208 1261 SH SOLE 1261 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 5320 25696 SH SOLE 25696 0 0 ISHARES TR U.S. REAL ES ETF 464287739 3041 37345 SH SOLE 37345 0 0 ISHARES TR CORE S&P SCP ETF 464287804 366 4200 SH SOLE 4200 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 801 7802 SH SOLE 7802 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 8 425 SH SOLE 425 0 0 ISHARES TR JPMORGAN USD EMG 464288281 944 11892 SH SOLE 11892 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 2 46 SH SOLE 46 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1565 28859 SH SOLE 28859 0 0 ISHARES TR GLB INFRASTR ETF 464288372 77 1838 SH SOLE 1838 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1657 16150 SH SOLE 16150 0 0 ISHARES TR INTL SEL DIV ETF 464288448 149 6613 SH SOLE 6613 0 0 ISHARES TR INTL DEV RE ETF 464288489 767 40305 SH SOLE 40305 0 0 ISHARES TR RESIDENTIAL MULT 464288562 10 146 SH SOLE 146 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 132 2740 SH SOLE 2740 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1855 37640 SH SOLE 37640 0 0 ISHARES TR PFD AND INCM SEC 464288687 158 5000 SH SOLE 5000 0 0 ISHARES TR A RATE CP BD ETF 46429B291 562 12383 SH SOLE 12383 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 653 11460 SH SOLE 11460 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 12365 187069 SH SOLE 187069 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 32 328 SH SOLE 328 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 9403 90465 SH SOLE 90465 0 0 ISHARES TR MSCI USA VALUE 46432F388 83 1019 SH SOLE 1019 0 0 ISHARES TR MSCI USA MMENTM 46432F396 73 553 SH SOLE 553 0 0 ISHARES TR CORE MSCI EAFE 46432F842 156 2955 SH SOLE 2955 0 0 ISHARES TR CONV BD ETF 46435G102 0 4 SH SOLE 4 0 0 ISHARES TR ESG AWRE 1 5 YR 46435G243 375 15957 SH SOLE 15957 0 0 ISHARES TR CORE MSCI INTL 46435G326 42 860 SH SOLE 860 0 0 ISHARES TR MORTGE REL ETF 46435G342 209 10000 SH SOLE 10000 0 0 ISHARES TR MSCI INTL VLU FT 46435G409 45 2276 SH SOLE 2276 0 0 ISHARES TR CORE INTL AGGR 46435G672 26 545 SH SOLE 545 0 0 J P MORGAN EXCHANGE TRADED F INTERNL GWT 46641Q324 16 347 SH SOLE 347 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2393 47715 SH SOLE 47715 0 0 J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 46641Q852 831 18689 SH SOLE 18689 0 0 JOHNSON & JOHNSON COM 478160104 258 1582 SH SOLE 1582 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 55 10000 SH SOLE 10000 0 0 LILLY ELI & CO COM 532457108 312 964 SH SOLE 964 0 0 LUMEN TECHNOLOGIES INC COM 550241103 78 10741 SH SOLE 10741 0 0 MACERICH CO COM 554382101 81 10258 SH SOLE 10258 0 0 MASTERCARD INCORPORATED CL A 57636Q104 222 779 SH SOLE 779 0 0 META PLATFORMS INC CL A 30303M102 2105 15516 SH SOLE 15516 0 0 MICROSOFT CORP COM 594918104 2278 9782 SH SOLE 9782 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 171 20000 SH SOLE 20000 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 117 10000 SH SOLE 10000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 276 26000 SH SOLE 26000 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 347 31600 SH SOLE 31600 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 360 30500 SH SOLE 30500 0 0 NUVEEN DYNAMIC MUN OPPORTUNI COM SHS 67079X102 103 10000 SH SOLE 10000 0 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 107 10000 SH SOLE 10000 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 333 32346 SH SOLE 32346 0 0 NUVEEN MUN VALUE FD INC COM 670928100 85 10000 SH SOLE 10000 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 114 10000 SH SOLE 10000 0 0 NUVEEN PFD & INCOME SECS FD COM 67072C105 66 10000 SH SOLE 10000 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 110 10000 SH SOLE 10000 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 119 10000 SH SOLE 10000 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 28 10000 SH SOLE 10000 0 0 ORCHARD THERAPEUTICS PLC SPON ADS 68570P101 5 10000 SH SOLE 10000 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 73 10000 SH SOLE 10000 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 118 10000 SH SOLE 10000 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 116 25000 SH SOLE 25000 0 0 PITNEY BOWES INC COM 724479100 47 20000 SH SOLE 20000 0 0 PROSPECT CAP CORP COM 74348T102 62 10000 SH SOLE 10000 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 24 10000 SH SOLE 10000 0 0 QUAD / GRAPHICS INC COM CL A 747301109 26 10000 SH SOLE 10000 0 0 SOCIETAL CDMO INC COM 75629F109 33 20000 SH SOLE 20000 0 0 SOLID BIOSCIENCES INC COM 83422E105 5 10000 SH SOLE 10000 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 16 10000 SH SOLE 10000 0 0 SPDR GOLD TR GOLD SHS 78463V107 1236 7989 SH SOLE 7989 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 380 12228 SH SOLE 12228 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 498 19321 SH SOLE 19321 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 3190 66567 SH SOLE 66567 0 0 SPDR SER TR BLOOMBERG SHORT 78464A334 23 903 SH SOLE 903 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 0 8 SH SOLE 8 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 3 92 SH SOLE 92 0 0 SPDR SER TR HLTH CR EQUIP 78464A581 63 740 SH SOLE 740 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 345 13616 SH SOLE 13616 0 0 SUN LIFE FINANCIAL INC. COM 866796105 206 5178 SH SOLE 5178 0 0 TABULA RASA HEALTHCARE INC COM 873379101 48 10000 SH SOLE 10000 0 0 TESLA INC COM 88160R101 234 882 SH SOLE 882 0 0 UNITEDHEALTH GROUP INC COM 91324P102 232 459 SH SOLE 459 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 29 1206 SH SOLE 1206 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 172 10000 SH SOLE 10000 0 0 VANECK ETF TRUST IG FLOATING RATE 92189F486 243 9789 SH SOLE 9789 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 4 50 SH SOLE 50 0 0 VANECK ETF TRUST INTRMDT MUNI ETF 92189H201 329 7552 SH SOLE 7552 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 242 3290 SH SOLE 3290 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 245 3279 SH SOLE 3279 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 144 2024 SH SOLE 2024 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 4205 88096 SH SOLE 88096 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 222 678 SH SOLE 678 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 27 220 SH SOLE 220 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4888 60974 SH SOLE 60974 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3 22 SH SOLE 22 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 8 41 SH SOLE 41 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 12 100 SH SOLE 100 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 12 70 SH SOLE 70 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 41 226 SH SOLE 226 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2258 59165 SH SOLE 59165 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 0 3 SH SOLE 3 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2790 76451 SH SOLE 76451 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 161 2170 SH SOLE 2170 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 272 4075 SH SOLE 4075 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 0 11 SH SOLE 11 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 24 326 SH SOLE 326 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 37 593 SH SOLE 593 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 233 3077 SH SOLE 3077 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 1457 31840 SH SOLE 31840 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 2183 60033 SH SOLE 60033 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 14 150 SH SOLE 150 0 0 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 4519 78611 SH SOLE 78611 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 4 51 SH SOLE 51 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 251 815 SH SOLE 815 0 0 VIRTUS CONVERTIBLE & INCOME COM 92838X102 32 10000 SH SOLE 10000 0 0 VISA INC COM CL A 92826C839 416 2340 SH SOLE 2340 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 36 10000 SH SOLE 10000 0 0 XERIS BIOPHARMA HOLDINGS INC COM 98422E103 16 10000 SH SOLE 10000 0 0