Chief Compliance Officer

0001398344-22-009330.txt : 20220512 0001398344-22-009330.hdr.sgml : 20220512 20220512091301 ACCESSION NUMBER: 0001398344-22-009330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Running Point Capital Advisors, LLC CENTRAL INDEX KEY: 0001840629 IRS NUMBER: 843107632 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20558 FILM NUMBER: 22915990 BUSINESS ADDRESS: STREET 1: 101 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 305 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 424-502-3500 MAIL ADDRESS: STREET 1: 101 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 305 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001840629 XXXXXXXX 03-31-2022 03-31-2022 false Running Point Capital Advisors, LLC

101 N. PACIFIC COAST HIGHWAY SUITE 305 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-20558 N James Schlager Chief Compliance Officer 424-502-3501 /s/ James Schlager El Segundo CA 05-12-2022 0 218 170785 INFORMATION TABLE 2 fp0075350_13fhr-table.xml 13F INFORMATION TABLE ACADIA PHARMACEUTICALS INC COM 004225108 242 10000 SH SOLE 10000 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 14 10000 SH SOLE 10000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 21 10000 SH SOLE 10000 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 20 15000 SH SOLE 15000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 99 10847 SH SOLE 10847 0 0 AGNC INVT CORP COM 00123Q104 132 10095 SH SOLE 10095 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 7 10000 SH SOLE 10000 0 0 ALPHABET INC CAP STK CL C 02079K107 207 74 SH SOLE 74 0 0 ALPHABET INC CAP STK CL A 02079K305 323 116 SH SOLE 116 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 53 16100 SH SOLE 16100 0 0 AMAZON COM INC COM 023135106 714 219 SH SOLE 219 0 0 AMICUS THERAPEUTICS INC COM 03152W109 99 10408 SH SOLE 10408 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 42 10000 SH SOLE 10000 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 80 11334 SH SOLE 11334 0 0 APPLE INC COM 037833100 3041 17414 SH SOLE 17414 0 0 APPLIED MATLS INC COM 038222105 270 2045 SH SOLE 2045 0 0 AQUESTIVE THERAPEUTICS INC COM 03843E104 26 10000 SH SOLE 10000 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 35 10000 SH SOLE 10000 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 21 10000 SH SOLE 10000 0 0 AT&T INC COM 00206R102 314 13306 SH SOLE 13306 0 0 ATARA BIOTHERAPEUTICS INC COM 046513107 93 10000 SH SOLE 10000 0 0 ATHENEX INC COM 04685N103 8 10000 SH SOLE 10000 0 0 AVROBIO INC COM 05455M100 13 10000 SH SOLE 10000 0 0 BANK NOVA SCOTIA B C COM 064149107 396 5515 SH SOLE 5515 0 0 BEYOND MEAT INC COM 08862E109 969 20065 SH SOLE 20065 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 184 15000 SH SOLE 15000 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 108 10000 SH SOLE 10000 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 126 10000 SH SOLE 10000 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 123 10625 SH SOLE 10625 0 0 BLACKROCK ENHANCD CAP & INM COM 09256A109 313 15000 SH SOLE 15000 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 283 25000 SH SOLE 25000 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 58 10000 SH SOLE 10000 0 0 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 183 15000 SH SOLE 15000 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 392 30000 SH SOLE 30000 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 117 10640 SH SOLE 10640 0 0 BOEING CO COM 097023105 572 2985 SH SOLE 2985 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 217 5137 SH SOLE 5137 0 0 BRP GROUP INC COM CL A 05589G102 381 14202 SH SOLE 14202 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 141 10000 SH SOLE 10000 0 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 8 10000 SH SOLE 10000 0 0 CISCO SYS INC COM 17275R102 271 4856 SH SOLE 4856 0 0 CITIGROUP INC COM NEW 172967424 459 8590 SH SOLE 8590 0 0 CLOVIS ONCOLOGY INC COM 189464100 20 10000 SH SOLE 10000 0 0 CONDUENT INC COM 206787103 103 20000 SH SOLE 20000 0 0 DIGITALBRIDGE GROUP INC CL A COM 25401T108 72 10000 SH SOLE 10000 0 0 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 486 8661 SH SOLE 8661 0 0 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 310 6651 SH SOLE 6651 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 5312 192599 SH SOLE 192599 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 682 20360 SH SOLE 20360 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 32 10000 SH SOLE 10000 0 0 DNP SELECT INCOME FD INC COM 23325P104 118 10000 SH SOLE 10000 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 151 15000 SH SOLE 15000 0 0 EATON VANCE MUN BD FD COM 27827X101 115 10000 SH SOLE 10000 0 0 EATON VANCE RISK-MANAGED DIV COM 27829G106 99 10000 SH SOLE 10000 0 0 EATON VANCE TAX-MANAGED DIVE COM 27828N102 140 10000 SH SOLE 10000 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829C105 153 15000 SH SOLE 15000 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 146 15000 SH SOLE 15000 0 0 EPIZYME INC COM 29428V104 23 20000 SH SOLE 20000 0 0 EXXON MOBIL CORP COM 30231G102 343 4151 SH SOLE 4151 0 0 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 1733 34021 SH SOLE 34021 0 0 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 266 11007 SH SOLE 11007 0 0 GEMINI THERAPEUTICS INC COM 36870G105 14 10000 SH SOLE 10000 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 120 10474 SH SOLE 10474 0 0 GLOBAL X FDS CANNABIS ETF 37954Y426 4 660 SH SOLE 660 0 0 GLOBAL X FDS US PFD ETF 37954Y657 728 30969 SH SOLE 30969 0 0 GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 50 50000 PRN SOLE 50000 0 0 GRITSTONE BIO INC COM 39868T105 41 10000 SH SOLE 10000 0 0 HARMONIC INC COM 413160102 100 10814 SH SOLE 10814 0 0 HERSHEY CO COM 427866108 219 1013 SH SOLE 1013 0 0 HOME DEPOT INC COM 437076102 377 1259 SH SOLE 1259 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 36 10000 SH SOLE 10000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 163 10011 SH SOLE 10011 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 222 20000 SH SOLE 20000 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 1069 41436 SH SOLE 41436 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 7 109 SH SOLE 109 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 136 10000 SH SOLE 10000 0 0 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 360 14452 SH SOLE 14452 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 411 11246 SH SOLE 11246 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 322 2164 SH SOLE 2164 0 0 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 309 12470 SH SOLE 12470 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 1 10 SH SOLE 10 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 22 120 SH SOLE 120 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 0 1 SH SOLE 1 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 977 57763 SH SOLE 57763 0 0 INVESCO LTD SHS G491BT108 306 13256 SH SOLE 13256 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 25 10977 SH SOLE 10977 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 172 15000 SH SOLE 15000 0 0 INVESCO MUN TR COM 46131J103 115 10000 SH SOLE 10000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 21122 58260 SH SOLE 58260 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 113 10000 SH SOLE 10000 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 232 20000 SH SOLE 20000 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 139 10000 SH SOLE 10000 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 98 935 SH SOLE 935 0 0 ISHARES INC MSCI EQUAL WEITE 464286681 10645 125492 SH SOLE 125492 0 0 ISHARES INC CORE MSCI EMKT 46434G103 6835 123045 SH SOLE 123045 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 0 1 SH SOLE 1 0 0 ISHARES INC MSCI EMERG MKT 46434G889 36 736 SH SOLE 736 0 0 ISHARES TR CORE S&P TTL STK 464287150 107 1061 SH SOLE 1061 0 0 ISHARES TR CORE US AGGBD ET 464287226 1041 9724 SH SOLE 9724 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 209 4634 SH SOLE 4634 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1185 9798 SH SOLE 9798 0 0 ISHARES TR 20 YR TR BD ETF 464287432 809 6126 SH SOLE 6126 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 19 176 SH SOLE 176 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 6 49 SH SOLE 49 0 0 ISHARES TR RUS MID CAP ETF 464287499 21 268 SH SOLE 268 0 0 ISHARES TR EXPANDED TECH 464287515 100 289 SH SOLE 289 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 13 80 SH SOLE 80 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 808 3934 SH SOLE 3934 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 6796 25902 SH SOLE 25902 0 0 ISHARES TR U.S. REAL ES ETF 464287739 4202 38826 SH SOLE 38826 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 354 3387 SH SOLE 3387 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 9 425 SH SOLE 425 0 0 ISHARES TR JPMORGAN USD EMG 464288281 1156 11828 SH SOLE 11828 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 57 886 SH SOLE 886 0 0 ISHARES TR GLB INFRASTR ETF 464288372 93 1838 SH SOLE 1838 0 0 ISHARES TR NATIONAL MUN ETF 464288414 899 8204 SH SOLE 8204 0 0 ISHARES TR INTL SEL DIV ETF 464288448 210 6613 SH SOLE 6613 0 0 ISHARES TR RESIDENTIAL MULT 464288562 14 146 SH SOLE 146 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 196 3573 SH SOLE 3573 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 933 18032 SH SOLE 18032 0 0 ISHARES TR PFD AND INCM SEC 464288687 182 5000 SH SOLE 5000 0 0 ISHARES TR A RATE CP BD ETF 46429B291 1029 19848 SH SOLE 19848 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 1426 19774 SH SOLE 19774 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 13150 169518 SH SOLE 169518 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 11009 81771 SH SOLE 81771 0 0 ISHARES TR MSCI USA VALUE 46432F388 112 1069 SH SOLE 1069 0 0 ISHARES TR MSCI USA MMENTM 46432F396 93 553 SH SOLE 553 0 0 ISHARES TR CORE MSCI EAFE 46432F842 4 55 SH SOLE 55 0 0 ISHARES TR CONV BD ETF 46435G102 17 204 SH SOLE 204 0 0 ISHARES TR CORE MSCI INTL 46435G326 62 970 SH SOLE 970 0 0 ISHARES TR MORTGE REL ETF 46435G342 327 10000 SH SOLE 10000 0 0 ISHARES TR MSCI INTL VLU FT 46435G409 58 2276 SH SOLE 2276 0 0 ISHARES TR CORE INTL AGGR 46435G672 28 545 SH SOLE 545 0 0 J P MORGAN EXCHANGE-TRADED F INTERNL GWT 46641Q324 39 632 SH SOLE 632 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1709 33998 SH SOLE 33998 0 0 J P MORGAN EXCHANGE-TRADED F INTL BD OPP ETF 46641Q852 558 11412 SH SOLE 11412 0 0 JOHNSON & JOHNSON COM 478160104 276 1559 SH SOLE 1559 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 74 10000 SH SOLE 10000 0 0 LA JOLLA PHARMACEUTICAL CO COM 503459604 43 10000 SH SOLE 10000 0 0 LILLY ELI & CO COM 532457108 251 877 SH SOLE 877 0 0 LUMEN TECHNOLOGIES INC COM 550241103 115 10225 SH SOLE 10225 0 0 MACERICH CO COM 554382101 160 10258 SH SOLE 10258 0 0 MASTERCARD INCORPORATED CL A 57636Q104 266 743 SH SOLE 743 0 0 META PLATFORMS INC CL A 30303M102 3978 17890 SH SOLE 17890 0 0 MICROSOFT CORP COM 594918104 2850 9244 SH SOLE 9244 0 0 NABRIVA THERAPEUTICS PLC SHS G63637113 4 10000 SH SOLE 10000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 214 20000 SH SOLE 20000 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 218 14767 SH SOLE 14767 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 372 28300 SH SOLE 28300 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 459 35000 SH SOLE 35000 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 414 30500 SH SOLE 30500 0 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 135 10000 SH SOLE 10000 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 431 33142 SH SOLE 33142 0 0 NUVEEN MUN VALUE FD INC COM 670928100 96 10000 SH SOLE 10000 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 184 12596 SH SOLE 12596 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 84 10000 SH SOLE 10000 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 134 10000 SH SOLE 10000 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 143 10000 SH SOLE 10000 0 0 NVIDIA CORPORATION COM 67066G104 281 1028 SH SOLE 1028 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 43 10000 SH SOLE 10000 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 8 10703 SH SOLE 10703 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 89 10000 SH SOLE 10000 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 154 10000 SH SOLE 10000 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 145 25000 SH SOLE 25000 0 0 PITNEY BOWES INC COM 724479100 104 20000 SH SOLE 20000 0 0 PROPTECH INVESTMENT CORP II COM CL A 743497109 233 23800 SH SOLE 23800 0 0 PROSPECT CAP CORP COM 74348T102 83 10000 SH SOLE 10000 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 29 10000 SH SOLE 10000 0 0 QUAD / GRAPHICS INC COM CL A 747301109 69 10000 SH SOLE 10000 0 0 SOCIETAL CDMO INC COM 75629F109 36 20000 SH SOLE 20000 0 0 SOLID BIOSCIENCES INC COM 83422E105 12 10000 SH SOLE 10000 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 23 10000 SH SOLE 10000 0 0 SPDR GOLD TR GOLD SHS 78463V107 1205 6670 SH SOLE 6670 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2204 57028 SH SOLE 57028 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 662 19321 SH SOLE 19321 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 12 217 SH SOLE 217 0 0 SPDR SER TR BLOOMBERG SHORT 78464A334 26 903 SH SOLE 903 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 4 92 SH SOLE 92 0 0 SPDR SER TR HLTH CR EQUIP 78464A581 83 740 SH SOLE 740 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 933 30835 SH SOLE 30835 0 0 SUN LIFE FINANCIAL INC. COM 866796105 293 5257 SH SOLE 5257 0 0 TABULA RASA HEALTHCARE INC COM 873379101 58 10023 SH SOLE 10023 0 0 TESLA INC COM 88160R101 259 240 SH SOLE 240 0 0 TRICIDA INC COM 89610F101 123 15000 SH SOLE 15000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 238 467 SH SOLE 467 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 46 1206 SH SOLE 1206 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 205 10000 SH SOLE 10000 0 0 VANECK ETF TRUST INVESTMENT GRD 92189F486 278 11057 SH SOLE 11057 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 593 7243 SH SOLE 7243 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 476 6113 SH SOLE 6113 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 276 3471 SH SOLE 3471 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 5376 102524 SH SOLE 102524 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 297 715 SH SOLE 715 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 33 219 SH SOLE 219 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 6588 60788 SH SOLE 60788 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4 22 SH SOLE 22 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 10 41 SH SOLE 41 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 15 100 SH SOLE 100 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 15 70 SH SOLE 70 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 51 226 SH SOLE 226 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 4247 81760 SH SOLE 81760 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 21 173 SH SOLE 173 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5896 127822 SH SOLE 127822 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 154 1970 SH SOLE 1970 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 2 24 SH SOLE 24 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 23 245 SH SOLE 245 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 364 4528 SH SOLE 4528 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 710 8257 SH SOLE 8257 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 848 14198 SH SOLE 14198 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1932 40215 SH SOLE 40215 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 6795 97265 SH SOLE 97265 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 5 51 SH SOLE 51 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 344 826 SH SOLE 826 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 210 4130 SH SOLE 4130 0 0 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 50 10000 SH SOLE 10000 0 0 VISA INC COM CL A 92826C839 524 2363 SH SOLE 2363 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 20 10000 SH SOLE 10000 0 0 XERIS BIOPHARMA HOLDINGS INC COM 98422E103 26 10000 SH SOLE 10000 0 0