Chief Compliance Officer

0001398344-21-021484.txt : 20211115 0001398344-21-021484.hdr.sgml : 20211115 20211115113123 ACCESSION NUMBER: 0001398344-21-021484 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Running Point Capital Advisors, LLC CENTRAL INDEX KEY: 0001840629 IRS NUMBER: 843107632 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20558 FILM NUMBER: 211407689 BUSINESS ADDRESS: STREET 1: 101 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 305 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 424-502-3500 MAIL ADDRESS: STREET 1: 101 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 305 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001840629 XXXXXXXX 09-30-2021 09-30-2021 false Running Point Capital Advisors, LLC

101 N. PACIFIC COAST HIGHWAY SUITE 305 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-20558 N James Schlager Chief Compliance Officer 424-502-3501 /s/ James Schlager El Segundo CA 11-15-2021 0 164 225525 INFORMATION TABLE 2 fp0069424_13fhr-table.xml 13F INFORMATION TABLE ALPHABET INC CAP STK CL C 02079K107 88 33 SH SOLE 33 0 0 ALPHABET INC CAP STK CL A 02079K305 398 149 SH SOLE 149 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 467 14012 SH SOLE 14012 0 0 ALTRIA GROUP INC COM 02209S103 217 4765 SH SOLE 4765 0 0 AMAZON COM INC COM 023135106 1399 426 SH SOLE 426 0 0 APPLE INC COM 037833100 2906 20539 SH SOLE 20539 0 0 APPLIED MATLS INC COM 038222105 267 2071 SH SOLE 2071 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1440 5275 SH SOLE 5275 0 0 BOEING CO COM 097023105 589 2676 SH SOLE 2676 0 0 CISCO SYS INC COM 17275R102 418 7671 SH SOLE 7671 0 0 CITIGROUP INC COM NEW 172967424 569 8112 SH SOLE 8112 0 0 COMCAST CORP NEW CL A 20030N101 608 10877 SH SOLE 10877 0 0 CORTEXYME INC COM 22053A107 292 3182 SH SOLE 3182 0 0 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 355 7997 SH SOLE 7997 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 5117 192599 SH SOLE 192599 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 662 20232 SH SOLE 20232 0 0 EXXON MOBIL CORP COM 30231G102 288 4895 SH SOLE 4895 0 0 FACEBOOK INC CL A 30303M102 6209 18294 SH SOLE 18294 0 0 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 766 14046 SH SOLE 14046 0 0 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 242 9342 SH SOLE 9342 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 8 218 SH SOLE 218 0 0 GLOBAL X FDS US PFD ETF 37954Y657 876 33999 SH SOLE 33999 0 0 GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 51 50000 PRN SOLE 50000 0 0 GOLDMAN SACHS ETF TR JUST US LRG CP 381430396 293 4697 SH SOLE 4697 0 0 HOME DEPOT INC COM 437076102 435 1326 SH SOLE 1326 0 0 INTEL CORP COM 458140100 335 6291 SH SOLE 6291 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 1262 45488 SH SOLE 45488 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 13 218 SH SOLE 218 0 0 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 407 15139 SH SOLE 15139 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 446 11246 SH SOLE 11246 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 407 2770 SH SOLE 2770 0 0 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 348 12470 SH SOLE 12470 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 8 100 SH SOLE 100 0 0 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 209 4306 SH SOLE 4306 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 23 120 SH SOLE 120 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 0 1 SH SOLE 1 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1021 53872 SH SOLE 53872 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 22668 63324 SH SOLE 63324 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 64 2000 SH SOLE 2000 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 104 1015 SH SOLE 1015 0 0 ISHARES INC MSCI EQUAL WEITE 464286681 11037 131878 SH SOLE 131878 0 0 ISHARES INC CORE MSCI EMKT 46434G103 6305 102082 SH SOLE 102082 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 3 152 SH SOLE 152 0 0 ISHARES INC MSCI EMERG MKT 46434G889 3 59 SH SOLE 59 0 0 ISHARES TR CORE S&P TTL STK 464287150 92 934 SH SOLE 934 0 0 ISHARES TR CORE S&P500 ETF 464287200 5051 11725 SH SOLE 11725 0 0 ISHARES TR CORE US AGGBD ET 464287226 3831 33364 SH SOLE 33364 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1299 9766 SH SOLE 9766 0 0 ISHARES TR 20 YR TR BD ETF 464287432 888 6150 SH SOLE 6150 0 0 ISHARES TR MSCI EAFE ETF 464287465 137 1753 SH SOLE 1753 0 0 ISHARES TR RUS MID CAP ETF 464287499 31 400 SH SOLE 400 0 0 ISHARES TR CORE S&P MCP ETF 464287507 30 113 SH SOLE 113 0 0 ISHARES TR EXPANDED TECH 464287515 115 289 SH SOLE 289 0 0 ISHARES TR RUS 1000 ETF 464287622 63 262 SH SOLE 262 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 0 1 SH SOLE 1 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 6255 24544 SH SOLE 24544 0 0 ISHARES TR U.S. REAL ES ETF 464287739 2562 25022 SH SOLE 25022 0 0 ISHARES TR CORE S&P SCP ETF 464287804 6 52 SH SOLE 52 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 623 5790 SH SOLE 5790 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 74 3400 SH SOLE 3400 0 0 ISHARES TR MSCI ACWI EX US 464288240 207 3737 SH SOLE 3737 0 0 ISHARES TR EAFE SML CP ETF 464288273 195 2620 SH SOLE 2620 0 0 ISHARES TR JPMORGAN USD EMG 464288281 923 8385 SH SOLE 8385 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 34 500 SH SOLE 500 0 0 ISHARES TR GLB INFRASTR ETF 464288372 118 2563 SH SOLE 2563 0 0 ISHARES TR NATIONAL MUN ETF 464288414 5169 44494 SH SOLE 44494 0 0 ISHARES TR IBOXX HI YD ETF 464288513 64 731 SH SOLE 731 0 0 ISHARES TR CRE U S REIT ETF 464288521 18 299 SH SOLE 299 0 0 ISHARES TR RESIDENTIAL MULT 464288562 11 133 SH SOLE 133 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 448 7454 SH SOLE 7454 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1120 20491 SH SOLE 20491 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 768 5897 SH SOLE 5897 0 0 ISHARES TR PFD AND INCM SEC 464288687 2 50 SH SOLE 50 0 0 ISHARES TR A RATE CP BD ETF 46429B291 1176 20871 SH SOLE 20871 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 34 675 SH SOLE 675 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 2653 35217 SH SOLE 35217 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 14744 200599 SH SOLE 200599 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 10911 82832 SH SOLE 82832 0 0 ISHARES TR MSCI USA VALUE 46432F388 7 67 SH SOLE 67 0 0 ISHARES TR CORE MSCI EAFE 46432F842 33 443 SH SOLE 443 0 0 ISHARES TR CONV BD ETF 46435G102 20 204 SH SOLE 204 0 0 ISHARES TR CORE MSCI INTL 46435G326 567 8480 SH SOLE 8480 0 0 ISHARES TR MSCI INTL VLU FT 46435G409 1 55 SH SOLE 55 0 0 ISHARES TR MSCI USA SMCP MN 46435G433 1 40 SH SOLE 40 0 0 ISHARES TR CORE INTL AGGR 46435G672 95 1720 SH SOLE 1720 0 0 J P MORGAN EXCHANGE-TRADED F INTERNL GWT 46641Q324 68 897 SH SOLE 897 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1975 38932 SH SOLE 38932 0 0 JOHNSON & JOHNSON COM 478160104 254 1571 SH SOLE 1571 0 0 MASTERCARD INCORPORATED CL A 57636Q104 212 610 SH SOLE 610 0 0 MICROSOFT CORP COM 594918104 4239 15037 SH SOLE 15037 0 0 NETFLIX INC COM 64110L106 236 387 SH SOLE 387 0 0 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 100 1838 SH SOLE 1838 0 0 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 129 3545 SH SOLE 3545 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 314 20000 SH SOLE 20000 0 0 NVIDIA CORPORATION COM 67066G104 247 1192 SH SOLE 1192 0 0 PHILIP MORRIS INTL INC COM 718172109 406 4285 SH SOLE 4285 0 0 PROPTECH INVESTMENT CORP II COM CL A 743497109 233 23800 SH SOLE 23800 0 0 REDWOOD TR INC COM 758075402 319 24725 SH SOLE 24725 0 0 SALESFORCE COM INC COM 79466L302 731 2695 SH SOLE 2695 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 941 9047 SH SOLE 9047 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 70 473 SH SOLE 473 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 499 6508 SH SOLE 6508 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 179 1790 SH SOLE 1790 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 680 22321 SH SOLE 22321 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6 75 SH SOLE 75 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 214 5532 SH SOLE 5532 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 108 1992 SH SOLE 1992 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1062 23253 SH SOLE 23253 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 52 827 SH SOLE 827 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 198 4767 SH SOLE 4767 0 0 SPDR GOLD TR GOLD SHS 78463V107 1144 6967 SH SOLE 6967 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4317 101515 SH SOLE 101515 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 450 7670 SH SOLE 7670 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 25 659 SH SOLE 659 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2379 65704 SH SOLE 65704 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 28 459 SH SOLE 459 0 0 SPDR SER TR HLTH CR EQUIP 78464A581 93 740 SH SOLE 740 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 78 2599 SH SOLE 2599 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 36 1170 SH SOLE 1170 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 1711 37074 SH SOLE 37074 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 556 11019 SH SOLE 11019 0 0 STARBUCKS CORP COM 855244109 262 2376 SH SOLE 2376 0 0 SUN LIFE FINANCIAL INC. COM 866796105 266 5176 SH SOLE 5176 0 0 TESLA INC COM 88160R101 592 763 SH SOLE 763 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 36 1206 SH SOLE 1206 0 0 VANECK ETF TRUST INVESTMENT GRD 92189F486 294 11583 SH SOLE 11583 0 0 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 675 10802 SH SOLE 10802 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 894 9992 SH SOLE 9992 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 249 3038 SH SOLE 3038 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2599 30413 SH SOLE 30413 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 7299 128146 SH SOLE 128146 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 198 501 SH SOLE 501 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8557 84074 SH SOLE 84074 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2478 10465 SH SOLE 10465 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1085 5401 SH SOLE 5401 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 26 120 SH SOLE 120 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3378 15212 SH SOLE 15212 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 4911 87211 SH SOLE 87211 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 965 9480 SH SOLE 9480 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 59 976 SH SOLE 976 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 10578 211518 SH SOLE 211518 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1253 22870 SH SOLE 22870 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 84 1020 SH SOLE 1020 0 0 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 1 15 SH SOLE 15 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 2 24 SH SOLE 24 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 16 156 SH SOLE 156 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 397 4528 SH SOLE 4528 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3406 36076 SH SOLE 36076 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 1595 25216 SH SOLE 25216 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6237 123523 SH SOLE 123523 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 394 3813 SH SOLE 3813 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 9464 120863 SH SOLE 120863 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 48 357 SH SOLE 357 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 276 4470 SH SOLE 4470 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 6 40 SH SOLE 40 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 93 1000 SH SOLE 1000 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 334 832 SH SOLE 832 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 33 237 SH SOLE 237 0 0 VISA INC COM CL A 92826C839 601 2696 SH SOLE 2696 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 865 16174 SH SOLE 16174 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 206 4721 SH SOLE 4721 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 138 3335 SH SOLE 3335 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 100 3256 SH SOLE 3256 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 287 6038 SH SOLE 6038 0 0