0001209191-22-002688.txt : 20220110
0001209191-22-002688.hdr.sgml : 20220110
20220110161813
ACCESSION NUMBER: 0001209191-22-002688
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211230
FILED AS OF DATE: 20220110
DATE AS OF CHANGE: 20220110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Doyle Thomas P.
CENTRAL INDEX KEY: 0001903755
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 22521459
MAIL ADDRESS:
STREET 1: 130 W UNION STREET
CITY: PASADENA
STATE: CA
ZIP: 91103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 TOWNPARK DRIVE, SUITE 300
CITY: KENNESAW
STATE: GA
ZIP: 30144
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 123 TOWNPARK DRIVE, SUITE 300
CITY: KENNESAW
STATE: GA
ZIP: 30144
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-30
0
0001840292
Heliogen, Inc.
HLGN
0001903755
Doyle Thomas P.
C/O HELIOGEN, INC.
130 W UNION STREET
PASADENA
CA
91103
0
1
0
0
Chief Commercial Officer
Common Stock
2021-12-30
4
A
0
503321
0.00
A
503321
D
Employee Stock Option (right to buy)
0.18
2021-12-30
4
A
0
1006642
0.00
A
2031-01-22
Common Stock
1006642
1006642
D
These shares are represented by restricted stock units ("RSUs") issued by Heliogen, Inc., a Delaware corporation ("Legacy Heliogen") and assumed by the Issuer on December 30, 2021 pursuant to that certain Business Combination Agreement ("Merger Agreement"), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ("Athena"), HelioMax Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Legacy Heliogen. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. Six and one-quarter percent (6.25%) of the shares underlying the RSUs vest in quarterly installments with the first installment vesting on March 15, 2022, subject to the Reporting Person's continuous service.
One quarter (25%) of the shares shall vest on January 23, 2022, and the remainder shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.
/s/ Dorothy Vinsky, Attorney-in-Fact
2022-01-10