0001127602-23-014770.txt : 20230505 0001127602-23-014770.hdr.sgml : 20230505 20230505180427 ACCESSION NUMBER: 0001127602-23-014770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230503 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doyle Thomas P. CENTRAL INDEX KEY: 0001903755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 23895304 MAIL ADDRESS: STREET 1: 130 W UNION STREET CITY: PASADENA STATE: CA ZIP: 91103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-05-03 0001840292 Heliogen, Inc. HLGN 0001903755 Doyle Thomas P. C/O HELIOGEN, INC. 130 WEST UNION ST PASADENA CA 91103 1 Chief Commercial Officer 0 Common Stock 2023-05-03 4 A 0 200000 0 A 653485 D These shares are represented by restricted stock units ("RSUs") granted on May 3, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. The shares of Common Stock underlying the RSUs will vest over a period of four years. 6.25% of the shares of Common Stock underlying the RSUs vest on June 15, 2023 and on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service. /s/ Deborah Chen, Attorney-in-Fact 2023-05-05