0001839850-23-000004.txt : 20231005 0001839850-23-000004.hdr.sgml : 20231005 20231005163109 ACCESSION NUMBER: 0001839850-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 EFFECTIVENESS DATE: 20231005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Falcon Wealth Planning CENTRAL INDEX KEY: 0001839850 IRS NUMBER: 472775420 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20509 FILM NUMBER: 231311735 BUSINESS ADDRESS: STREET 1: 3400 INLAND EMPIRE BLVD. STREET 2: SUITE 100 CITY: ONTARIO STATE: CA ZIP: 91764 BUSINESS PHONE: 855-963-2526 MAIL ADDRESS: STREET 1: 3400 INLAND EMPIRE BLVD. STREET 2: SUITE 100 CITY: ONTARIO STATE: CA ZIP: 91764 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001839850 XXXXXXXX 09-30-2023 09-30-2023 false Falcon Wealth Planning

3400 Inland Empire Blvd. Suite 100 Ontario CA 91764

13F HOLDINGS REPORT 028-20509 000174092 801-112659 N Ray Bartolome 855-963-2526 /s/ Ray Bartolome Ontario CA 10-05-2023 0 110 461133400 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 241378 1619 SH SOLE 630 0 989 ALPHABET INC CAP STK CL C 02079K107 699821 5308 SH SOLE 2006 0 3302 ALPHABET INC CAP STK CL A 02079K305 825053 6305 SH SOLE 1608 0 4697 AMAZON COM INC COM 023135106 1090344 8577 SH SOLE 4262 0 4315 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 19706765 340653 SH SOLE 205816 0 134837 AMERICAN CENTY ETF TR US SML CP VALU 025072877 24414862 313212 SH SOLE 187694 0 125518 APPLE INC COM 037833100 44290228 258689 SH SOLE 6720 0 251969 APPLIED MATLS INC COM 038222105 582182 4205 SH SOLE 3844 0 361 ASML HOLDING N V N Y REGISTRY SHS N07059210 252535 429 SH SOLE 429 0 0 BANK AMERICA CORP COM 060505104 1200745 43855 SH SOLE 430 0 43425 BANK NEW YORK MELLON CORP COM 064058100 1498167 35127 SH SOLE 0 0 35127 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 534855 1527 SH SOLE 500 0 1027 BOEING CO COM 097023105 251154 1310 SH SOLE 754 0 556 CHEVRON CORP NEW COM 166764100 377747 2240 SH SOLE 263 0 1977 CINTAS CORP COM 172908105 531035 1104 SH SOLE 1101 0 3 CISCO SYS INC COM 17275R102 218013 4055 SH SOLE 1745 0 2310 COLGATE PALMOLIVE CO COM 194162103 236939 3332 SH SOLE 36 0 3296 COSTCO WHSL CORP NEW COM 22160K105 516938 915 SH SOLE 495 0 420 CVS HEALTH CORP COM 126650100 219514 3144 SH SOLE 2752 0 392 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 1219843 26205 SH SOLE 225 0 25980 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 27004417 1196474 SH SOLE 703622 0 492852 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 613275 18027 SH SOLE 0 0 18027 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 709074 15519 SH SOLE 0 0 15519 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 467267 20749 SH SOLE 6050 0 14699 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 7705328 236215 SH SOLE 120152 0 116063 EXXON MOBIL CORP COM 30231G102 266436 2266 SH SOLE 1250 0 1016 GENELUX CORPORATION COM 36870H103 244900 10000 SH SOLE 0 0 10000 HOME DEPOT INC COM 437076102 310361 1027 SH SOLE 405 0 622 INTEL CORP COM 458140100 232184 6531 SH SOLE 4320 0 2211 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 270610 4603 SH SOLE 4247 0 356 INVESCO QQQ TR UNIT SER 1 46090E103 891694 2489 SH SOLE 1532 0 957 ISHARES INC ESG AWR MSCI EM 46434G863 388735 12838 SH SOLE 8379 0 4459 ISHARES INC EM MKT SM-CP ETF 464286475 1259991 23077 SH SOLE 13508 0 9569 ISHARES INC MSCI BIC ETF 464286657 232112 6906 SH SOLE 0 0 6906 ISHARES INC CORE MSCI EMKT 46434G103 2134580 44854 SH SOLE 22967 0 21887 ISHARES TR CORE S&P MCP ETF 464287507 349838 1403 SH SOLE 435 0 968 ISHARES TR S&P 500 VAL ETF 464287408 2160552 14044 SH SOLE 7197 0 6847 ISHARES TR RUS 1000 GRW ETF 464287614 497135 1869 SH SOLE 1463 0 406 ISHARES TR EAFE VALUE ETF 464288877 993475 20304 SH SOLE 11476 0 8828 ISHARES TR RUS MD CP GR ETF 464287481 17899209 195941 SH SOLE 109740 0 86201 ISHARES TR S&P SML 600 GWT 464287887 17809383 162376 SH SOLE 94502 0 67874 ISHARES TR CORE S&P500 ETF 464287200 338533 788 SH SOLE 504 0 284 ISHARES TR ESG AW MSCI EAFE 46435G516 282189 4082 SH SOLE 2826 0 1256 ISHARES TR RUS 2000 VAL ETF 464287630 909717 6711 SH SOLE 3903 0 2808 ISHARES TR EAFE SML CP ETF 464288273 16368622 289864 SH SOLE 171276 0 118588 ISHARES TR ESG AWR US AGRGT 46435U549 436148 9628 SH SOLE 6326 0 3302 ISHARES TR 1 3 YR TREAS BD 464287457 768243 9488 SH SOLE 948 0 8540 ISHARES TR RUS 2000 GRW ETF 464287648 234909 1048 SH SOLE 440 0 608 ISHARES TR PFD AND INCM SEC 464288687 9679920 321059 SH SOLE 177282 0 143777 ISHARES TR RUS MDCP VAL ETF 464287473 980355 9396 SH SOLE 4534 0 4862 ISHARES TR CORE S&P TTL STK 464287150 700884 7441 SH SOLE 3269 0 4172 ISHARES TR ISHS 5-10YR INVT 464288638 328388 6750 SH SOLE 1303 0 5447 ISHARES TR CALIF MUN BD ETF 464288356 319443 5825 SH SOLE 2000 0 3825 ISHARES TR USD GRN BOND ETF 46435U440 447013 9905 SH SOLE 6921 0 2984 ISHARES TR ESG AWARE MSCI 46435U663 210212 6247 SH SOLE 4140 0 2107 ISHARES TR CORE US AGGBD ET 464287226 238768 2539 SH SOLE 348 0 2191 ISHARES TR MRGSTR MD CP GRW 464288307 458125 8019 SH SOLE 7272 0 747 ISHARES TR CORE INTL AGGR 46435G672 348240 7139 SH SOLE 2445 0 4694 J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 46641Q852 251102 5520 SH SOLE 700 0 4820 JOHNSON & JOHNSON COM 478160104 278793 1790 SH SOLE 821 0 969 JPMORGAN CHASE & CO COM 46625H100 1765328 12173 SH SOLE 90 0 12083 META PLATFORMS INC CL A 30303M102 1150630 3833 SH SOLE 1297 0 2536 MICROSOFT CORP COM 594918104 1830159 5796 SH SOLE 1623 0 4173 NETFLIX INC COM 64110L106 200163 530 SH SOLE 111 0 419 NORTHROP GRUMMAN CORP COM 666807102 483769 1099 SH SOLE 966 0 133 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 473943 7903 SH SOLE 5505 0 2398 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 529614 15767 SH SOLE 11121 0 4646 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 280036 9850 SH SOLE 6656 0 3194 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 209182 5706 SH SOLE 3976 0 1730 NVIDIA CORPORATION COM 67066G104 359917 827 SH SOLE 260 0 567 PROCTER AND GAMBLE CO COM 742718109 316370 2169 SH SOLE 860 0 1309 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1485264 46055 SH SOLE 26021 0 20034 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 203513 4022 SH SOLE 266 0 3756 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 618059 25817 SH SOLE 1204 0 24613 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 590317 17797 SH SOLE 358 0 17439 SELECT SECTOR SPDR TR ENERGY 81369Y506 11716196 129618 SH SOLE 69534 0 60084 SENSEONICS HLDGS INC COM 81727U105 23385 38724 SH SOLE 38724 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 226725 4239 SH SOLE 2576 0 1663 SPDR S&P 500 ETF TR TR UNIT 78462F103 1297125 3034 SH SOLE 40 0 2994 SPDR SER TR ICE PFD SEC ETF 78464A292 600445 18498 SH SOLE 9375 0 9123 SPDR SER TR S&P 600 SMCP GRW 78464A201 340662 4649 SH SOLE 805 0 3844 SPDR SER TR PORTFOLI S&P1500 78464A805 306390 5837 SH SOLE 2231 0 3606 SPDR SER TR DJ REIT ETF 78464A607 2146106 25875 SH SOLE 16738 0 9137 SPDR SER TR PORTFOLIO AGRGTE 78464A649 387055 15902 SH SOLE 12306 0 3596 SPDR SER TR PORTFOLIO S&P400 78464A847 483661 11045 SH SOLE 1883 0 9162 TESLA INC COM 88160R101 1759053 7030 SH SOLE 2314 0 4716 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 18666843 267510 SH SOLE 165727 0 101783 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 17144558 358448 SH SOLE 226440 0 132007 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1060829 5447 SH SOLE 3568 0 1879 VANGUARD INDEX FDS SM CP VAL ETF 922908611 3698810 23191 SH SOLE 11076 0 12116 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 260960 665 SH SOLE 379 0 285 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1189840 5555 SH SOLE 2711 0 2844 VANGUARD INDEX FDS MID CAP ETF 922908629 445634 2140 SH SOLE 1432 0 708 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 16724036 221042 SH SOLE 125880 0 95162 VANGUARD INDEX FDS VALUE ETF 922908744 44957836 325947 SH SOLE 194822 0 131125 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 26447466 201951 SH SOLE 119419 0 82532 VANGUARD INDEX FDS TOTAL STK MKT 922908769 964780 4542 SH SOLE 276 0 4266 VANGUARD INDEX FDS GROWTH ETF 922908736 35774394 131374 SH SOLE 72446 0 58928 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 21020850 197936 SH SOLE 116195 0 81742 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2708912 69087 SH SOLE 42419 0 26669 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2470724 47633 SH SOLE 28149 0 19484 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 601923 12514 SH SOLE 12332 0 182 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 227457 3980 SH SOLE 1860 0 2120 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 11235057 195053 SH SOLE 131037 0 64016 VANGUARD STAR FDS VG TL INTL STK F 921909768 264248 4937 SH SOLE 1217 0 3720 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 2391036 54690 SH SOLE 23123 0 31567 VANGUARD WORLD FD MEGA GRWTH IND 921910816 4193516 18482 SH SOLE 12975 0 5507 VISA INC COM CL A 92826C839 246233 1071 SH SOLE 258 0 813 WALMART INC COM 931142103 263181 1646 SH SOLE 1209 0 436 WISDOMTREE TR INTL EQUITY FD 97717W703 3462932 71622 SH SOLE 47889 0 23733