SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Fintech Acquisition LLC

(Last) (First) (Middle)
650 CALIFORNIA STREET, SUITE 2700

(Street)
SAN FRANCISCO CA 94108

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/18/2021
3. Issuer Name and Ticker or Trading Symbol
Figure Acquisition Corp. I [ FACA.U ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock(1) (1) (1) Class A Common Stock(1) 3,134,444(1) (1) I See Footnotes(1)(3)(4)
Class L Common Stock(2) (2) (2) Class A Common Stock(2) 9,126,984(2) (2) I See Footnotes(2)(3)(4)
1. Name and Address of Reporting Person*
Fintech Acquisition LLC

(Last) (First) (Middle)
650 CALIFORNIA STREET, SUITE 2700

(Street)
SAN FRANCISCO CA 94108

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Cagney Michael Scott

(Last) (First) (Middle)
650 CALIFORNIA STREET, SUITE 2700

(Street)
SAN FRANCISCO CA 94108

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Milani Thomas J.

(Last) (First) (Middle)
650 CALIFORNIA STREET
SUITE 2700

(Street)
SAN FRANCISCO CA 94108

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
Explanation of Responses:
1. Reflects shares of Class B Common Stock of the Issuer ("Class B Shares") held by Fintech Acquisition LLC. (the "Sponsor"). The Class B Shares will automatically convert into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis (subject to certain adjustments, including for stock splits, stock dividends, reorganizations, recapitalizations and other similar transactions) at the time of the Issuer's initial business combination, as described in the section entitled "Description of Securities" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252686) filed with the Securities and Exchange Commission on February 11, 2021 (the "Registration Statement"). The Class B Shares have no expiration date.
2. Reflects shares of Class L Common Stock of the Issuer ("Class L Shares") held by the Sponsor. The Class L Shares will automatically convert into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis (subject to certain adjustments, including for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like) if, following the Issuer's initial business combination, the closing price of the Class A Shares equals or exceeds certain specified price targets or upon a strategic transaction, as described in the section entitled "Description of Securities" in the Registration Statement. The Class L Shares will expire on the tenth anniversary of the Issuer's initial business combination.
3. The Sponsor is managed by a Board of Managers, which consists of two individuals--Michael Cagney and Thomas J. Milani. Mr. Cagney is the Chairman of the Board of Directors of the Issuer and Mr. Milani is the Chief Financial Officer of the Issuer. Any actions (including voting and investment decisions) by the Sponsor with respect to the reported securities are made by Board of Managers of the Sponsor and require the unanimous approval of the members of the Board of Managers. As a result, each of Messrs. Cagney and Milani may be deemed to have beneficial ownership over the securities reported herein.
4. Each of the reporting persons disclaims beneficial ownership over the securities reported herein, except to the extent of his or its pecuniary interest therein.
Remarks:
Exhibit 99 - Joint Filer Statement
/s/ Fintech Acquisition LLC, By: /s/ Michael Cagney 02/18/2021
/s/ Michael Cagney 02/18/2021
/s/ Thomas J. Milani 02/18/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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